-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LJpy5RPlWN2GcAnC2oreqs+xXRzEh3i6s04kUCjE4IxSHMIOlzETTGG4r+Fqv/QO 8c5/+bjo170T+JGVYvvzLA== 0001101195-08-000079.txt : 20080808 0001101195-08-000079.hdr.sgml : 20080808 20080808142847 ACCESSION NUMBER: 0001101195-08-000079 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080808 DATE AS OF CHANGE: 20080808 EFFECTIVENESS DATE: 20080808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SATELLITE ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0001101195 IRS NUMBER: 134065352 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05307 FILM NUMBER: 081001897 BUSINESS ADDRESS: STREET 1: 623 FIFTH AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122092000 MAIL ADDRESS: STREET 1: 623 FIFTH AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 junefinal.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 ------------------ Check here if Amendment [ ]; Amendment Number: -------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Satellite Asset Management, L.P. Address: 623 Fifth Avenue, 19th Floor New York, NY 10022 Form 13F File Number: 028-05307 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Simon Raykher Title: General Counsel Phone: (212) 209-2060 Signature, Place, and Date of Signing: /s/ Simon Raykher New York, New York August 8, 2008 - ------------------------- --------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 ---------- Form 13F Information Table Entry Total: 224 ---------- Form 13F Information Table Value Total: $1,954,587 ----------- (thousands) - -------------------------------------------------------------------------------- CONFIDENTIAL POSITIONS HAVE BEEN OMITTED HEREFROM AND ARE BEING FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION - -------------------------------------------------------------------------------- List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE Form 13F Information Table Satellite Asset Management, L.P. For Quarter Ended June 30, 2008
Market Share/ Vtng Vtng Vtng Value Prn SH/ Put/ Invstmnt Other Authr Authr Authr Name of Issuer Title of Class Cusip x 1000 Amt PRN Call Dscrtion Mngr Sole Shrd None - ------------------- -------------- --------- ------- ---------- ---- --- ------- ----- ------- ----- ---- 2020 CHINACAP ACQUIRCO INC UNIT 99/99/9999 90212G208 2,203 277,100 SH SOLE 277,100 ACME PACKET INC COM 004764106 1,272 163,957 SH SOLE 163,957 ADVANCE AUTO PARTS INC COM 00751Y106 3,844 99,000 SH SOLE 99,000 AFFILIATED MANAGERS GROUP COM 008252108 2,675 29,700 SH SOLE 29,700 ALCOA INC PUT 013817951 10,686 300,000 SH Put SOLE 300,000 ALTERNATIVE ASSET MGMT ACQU COM 02149U101 7,532 809,863 SH SOLE 809,863 ALTERNATIVE ASSET MGMT ACQU UNIT 07/01/2012 02149U200 4,873 495,200 SH SOLE 495,200 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 4,515 85,600 SH SOLE 85,600 AMERICAN TOWER CORP CL A 029912201 2,535 60,000 SH SOLE 60,000 AMERIGROUP CORP NOTE 2.000% 5/1 03073TAB8 6,266 7,500,000 SH SOLE 7,500,000 AMERISTAR CASINOS INC COM 03070Q101 1,896 137,200 SH SOLE 137,200 AMKOR TECHNOLOGY INC NOTE 2.500% 5/1 031652AX8 1,539 1,500,000 SH SOLE 1,500,000 SMITH A O COM 831865209 8,536 260,000 SH SOLE 260,000 APPLE INC COM 037833100 2,512 15,000 SH SOLE 15,000 APPLE INC PUT 037833950 837 5,000 SH Put SOLE 5,000 ARVINMERITOR INC COM 043353101 11,232 900,000 SH SOLE 900,000 ASBURY AUTOMOTIVE GROUP INC NOTE 3.000% 9/1 043436AG9 1,089 1,500,000 SH SOLE 1,500,000 ASBURY AUTOMOTIVE GROUP INC COM 043436104 518 40,330 SH SOLE 40,330 ASML HOLDING N V NY REG SHS N07059186 2,684 110,000 SH SOLE 110,000 ATLAS ACQUISITION HLDGS CORP UNIT 99/99/9999 049162209 3,114 324,075 SH SOLE 324,075 BALLY TECHNOLOGIES INC PUT 05874B957 3,380 100,000 SH Put SOLE 100,000 BALLY TECHNOLOGIES INC COM 05874B107 3,562 105,384 SH SOLE 105,384 BANK OF AMERICA CORPORATION COM 060505104 1,088 45,600 SH SOLE 45,600 BAUER EDDIE HLDGS INC COM 071625107 310 74,791 SH SOLE 74,791 BEACON ROOFING SUPPLY INC COM 073685109 637 60,000 SH SOLE 60,000 BEST BUY INC CALL 086516901 792 20,000 SH Call SOLE 20,000 BIGBAND NETWORKS INC COM 089750509 290 61,276 SH SOLE 61,276 BRINKER INTL INC COM 109641100 1,661 87,900 SH SOLE 87,900 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 5,989 265,000 SH SOLE 265,000 CANADIAN NAT RES LTD COM 136385101 10,025 100,000 SH SOLE 100,000 CAPITALSOURCE INC DBCV 4.000% 7/1 14055XAE2 4,009 5,000,000 SH SOLE 5,000,000 CAPITALSOURCE INC DBCV 1.250% 3/1 14055XAB8 2,768 3,000,000 SH SOLE 3,000,000 CAMERON INTERNATIONAL CORP COM 13342B105 13,838 250,000 SH SOLE 250,000 CBRL GROUP INC COM 12489v106 909 37,100 SH SOLE 37,100 CELESTICA INC PUT 15101Q958 169 20,000 SH Put SOLE 20,000 CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167BZ9 4,431 2,500,000 SH SOLE 2,500,000 CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167CA3 10,654 6,000,000 SH SOLE 6,000,000 CHESAPEAKE ENERGY CORP COM 165167107 2,210 33,500 SH SOLE 33,500 CHEVRON CORP NEW COM 166764100 7,435 75,000 SH SOLE 75,000 CHILDRENS PL RETAIL STORES I COM 168905107 632 17,500 SH SOLE 17,500 CHURCHILL VENTURES LTD COM 17157P109 1,609 205,000 SH SOLE 205,000 CHURCHILL VENTURES LTD UNIT 99/99/9999 17157P208 3,156 394,500 SH SOLE 394,500 CIT GROUP INC 8.75%PFD SER C 125581603 6,080 150,000 SH SOLE 150,000 CLEAR CHANNEL COMMUNICATIONS CALL 184502902 704 20,000 SH Call SOLE 20,000 CLEAR CHANNEL COMMUNICATIONS COM 184502102 315,038 8,949,945 SH SOLE 8,949,945 CLEAR CHANNEL COMMUNICATIONS CALL 184502902 8,469 240,600 SH Call SOLE 240,600 COACH INC COM 189754104 2,894 100,200 SH SOLE 100,200 COCA COLA CO COM 191216100 2,300 44,242 SH SOLE 44,242 COMSTOCK RES INC COM NEW 205768203 6,332 75,000 SH SOLE 75,000 CVS CAREMARK CORPORATION COM 126650100 3,542 89,500 SH SOLE 89,500 DANA HOLDING CORP COM 235825205 2,226 416,066 SH SOLE 416,066 DATA DOMAIN INC COM 23767P109 1,866 80,000 SH SOLE 80,000 DIODES INC NOTE 2.250%10/0 254543AA9 2,944 3,000,000 SH SOLE 3,000,000 DISCOVERY HOLDING CO CL A COM 25468Y107 3,514 160,000 SH SOLE 160,000 DRIL-QUIP INC COM 262037104 3,150 50,000 SH SOLE 50,000 DSW INC CL A 23334L102 2,162 183,500 SH SOLE 183,500 E M C CORP MASS COM 268648102 1,224 83,299 SH SOLE 83,299 EATON CORP COM 278058102 16,994 200,000 SH SOLE 200,000 ENERGY INFRASTRUCTURE ACQUI W EXP 07/17/201 29269P117 70 258,800 SH SOLE 258,800 ELECTRONIC ARTS INC COM 285512109 4,665 105,000 SH SOLE 105,000 ENERGY INFRASTRUCTURE ACQUI COM 29269P109 5,644 570,100 SH SOLE 570,100 ENERGY XXI (BERMUDA) LTD COM SHS G10082108 865 125,000 SH SOLE 125,000 ENTERPRISE ACQUISITION CORP UNIT 99/99/9999 29365R207 25,324 2,570,965 SH SOLE 2,570,965 ENZON PHARMACEUTICALS INC NOTE 4.000% 6/0 293904AE8 6,946 7,750,000 SH SOLE 7,750,000 EXXON MOBIL CORP COM 30231G102 13,220 150,000 SH SOLE 150,000 FOOT LOCKER INC COM 344849104 648 52,059 SH SOLE 52,059 FORD MTR CO DEL NOTE 4.250%12/1 345370CF5 10,219 14,000,000 SH SOLE 14,000,000 FORMFACTOR INC COM 346375108 3,332 180,800 SH SOLE 180,800 GARDNER DENVER INC COM 365558105 5,680 100,000 SH SOLE 100,000 GENERAL MTRS CORP SENIOR DEBEN D 370442691 4,304 200,000 SH SOLE 200,000 GENZYME CORP COM 372917104 3,284 45,600 SH SOLE 45,600 GENZYME CORP PUT 372917954 3,235 45,000 SH Put SOLE 45,000 GENZYME CORP CALL 372917904 1,797 25,000 SH Call SOLE 25,000 GETTY IMAGES INC COM 374276103 2,014 59,352 SH SOLE 59,352 GENERAL GROWTH PPTYS INC PUT 370021957 795 22,700 SH Put SOLE 22,700 GHL ACQUISITION CORP COM 36172H108 3,720 400,000 SH SOLE 400,000 GHL ACQUISITION CORP UNIT 99/99/9999 36172H207 9,682 981,000 SH SOLE 981,000 GLOBAL BPO SVCS CORP UNIT 99/99/9999 378981203 6,355 766,600 SH SOLE 766,600 GLOBAL BPO SVCS CORP COM 378981104 11,482 1,500,900 SH SOLE 1,500,900 GLOBAL BRANDS ACQUISITION CO UNIT 99/99/9999 378982201 14,278 1,449,500 SH SOLE 1,449,500 GLOBAL BRANDS ACQUISITION CO COM 378982102 470 50,500 SH SOLE 50,500 GLOBAL CONSUMER ACQST CORP UNIT 99/99/9999 378983209 10,528 1,052,800 SH SOLE 1,052,800 GLOBAL CONSUMER ACQST CORP COM 378983100 4,165 451,700 SH SOLE 451,700 GENERAL MTRS CORP DEB SR CONV B 370442733 4,110 300,000 SH SOLE 300,000 GOLDEN POND HEALTHCARE INC UNIT 99/99/9999 38116J208 1,193 151,000 SH SOLE 151,000 GOLDEN POND HEALTHCARE INC COM 38116J109 735 100,000 SH SOLE 100,000 GOOGLE INC CL A 38259P508 4,211 8,000 SH SOLE 8,000 GREAT ATLANTIC & PAC TEA INC COM 390064103 84,012 3,681,503 SH SOLE 3,681,503 GREAT ATLANTIC & PAC TEA INC NOTE 5.125% 6/1 390064AJ2 4,694 5,000,000 SH SOLE 5,000,000 GREAT ATLANTIC & PAC TEA INC PUT 390064953 456 20,000 SH Put SOLE 20,000 GROUP 1 AUTOMOTIVE INC FRNT 2.250% 6/1 398905AE9 5,907 10,000,000 SH SOLE 10,000,000 HALLIBURTON CO COM 406216101 5,307 100,000 SH SOLE 100,000 HANESBRANDS INC COM 410345102 1,886 69,500 SH SOLE 69,500 HANESBRANDS INC PUT 410345952 1,900 70,000 SH Put SOLE 70,000 HANSEN NAT CORP COM 411310105 1,931 67,000 SH SOLE 67,000 HECKMANN CORP COM 422680108 8,908 994,194 SH SOLE 994,194 HECKMANN CORP W EXP 11/09/201 422680116 3,153 1,236,300 SH SOLE 1,236,300 HICKS ACQUISITION CO I INC UNIT 99/99/9999 429086408 26,929 2,736,650 SH SOLE 2,736,650 HICKS ACQUISITION CO I INC COM 429086309 7,622 820,449 SH SOLE 820,449 HONEYWELL INTL INC COM 438516106 15,335 305,000 SH SOLE 305,000 INFORMATION SERVICES GROUP I W EXP 01/31/201 45675Y112 86 172,300 SH SOLE 172,300 JARDEN CORP COM 471109108 748 41,000 SH SOLE 41,000 KOHLS CORP COM 500255104 4,641 115,900 SH SOLE 115,900 KROGER CO COM 501044101 1,949 67,500 SH SOLE 67,500 LEVEL 3 COMMUNICATIONS INC NOTE 2.875% 7/1 52729NBA7 5,990 7,000,000 SH SOLE 7,000,000 LEVEL 3 COMMUNICATIONS INC NOTE 3.500% 6/1 52729NBK5 4,443 5,500,000 SH SOLE 5,500,000 LEVEL 3 COMMUNICATIONS INC COM 52729N100 785 266,200 SH SOLE 266,200 LITHIA MTRS INC NOTE 2.875% 5/0 536797AB9 6,574 7,500,000 SH SOLE 7,500,000 LONGS DRUG STORES CORP CALL 543162901 1,263 30,000 SH Call SOLE 30,000 LORILLARD INC COM 544147101 9,067 131,100 SH SOLE 131,100 LOWES COS INC COM 548661107 2,085 100,500 SH SOLE 100,500 MACROVISION SOLUTIONS CORP COM 55611C108 3,067 205,000 SH SOLE 205,000 MANITOWOC INC COM 563571108 14,476 445,000 SH SOLE 445,000 MARATHON ACQUISITION CORP COM 565756103 5,222 667,713 SH SOLE 667,713 MARATHON ACQUISITION CORP UNIT 08/24/2010 565756202 3,137 363,934 SH SOLE 363,934 MBF HEALTHCARE ACQUISITION C W EXP 04/16/201 552650111 48 184,400 SH SOLE 184,400 MBF HEALTHCARE ACQUISITION C COM 552650103 3,537 449,400 SH SOLE 449,400 MCAFEE INC COM 579064106 3,131 92,000 SH SOLE 92,000 MICROSOFT CORP COM 594918104 12,104 440,000 SH SOLE 440,000 MOLSON COORS BREWING CO CL B 60871R209 1,624 29,890 SH SOLE 29,890 MOMENTA PHARMACEUTICALS INC COM 60877T100 1,230 100,000 SH SOLE 100,000 MOODYS CORP PUT 615369955 344 10,000 SH Put SOLE 10,000 MRV COMMUNICATIONS INC COM 553477100 561 471,600 SH SOLE 471,600 NABORS INDUSTRIES LTD SHS G6359F103 9,846 200,000 SH SOLE 200,000 NATIONAL CITY CORP NOTE 4.000% 2/0 635405AW3 8,526 10,500,000 SH SOLE 10,500,000 NATIONAL OILWELL VARCO INC COM 637071101 13,308 150,000 SH SOLE 150,000 NEOMAGIC CORP COM NEW 640497202 20 59,712 SH SOLE 59,712 NIKE INC CL B 654106103 1,192 20,000 SH SOLE 20,000 NORTH AMERN INS LEADERS INC COM 65687M104 12,520 1,578,800 SH SOLE 1,578,800 NORTH AMERN INS LEADERS INC UNIT 03/21/2010 65687M203 1,111 140,600 SH SOLE 140,600 NRDC ACQUISITION CORP UNIT 99/99/9999 62941R201 6,825 700,000 SH SOLE 700,000 NRDC ACQUISITION CORP COM 62941R102 1,866 200,000 SH SOLE 200,000 NRDC ACQUISITION CORP W EXP 10/17/201 62941R110 51 149,500 SH SOLE 149,500 NTR ACQUISITION CO COM 629415100 17,651 1,823,500 SH SOLE 1,823,500 NTR ACQUISITION CO UNIT 06/28/2010 629415209 4,860 476,500 SH SOLE 476,500 NTR ACQUISITION CO W EXP 06/28/201 629415118 61 173,800 SH SOLE 173,800 NUANCE COMMUNICATIONS INC COM 67020Y100 1,567 100,000 SH SOLE 100,000 NVIDIA CORP COM 67066G104 1,404 75,000 SH SOLE 75,000 OCCIDENTAL PETE CORP DEL COM 674599105 6,740 75,000 SH SOLE 75,000 OCEANAUT INC COM 675227102 19,142 2,432,294 SH SOLE 2,432,294 OCEANAUT INC UNIT 01/01/2011 675227201 1,854 209,688 SH SOLE 209,688 ON SEMICONDUCTOR CORP COM 682189105 4,493 490,000 SH SOLE 490,000 OVERTURE ACQUISITION CORP SHS G6830P100 694 75,000 SH SOLE 75,000 OVERTURE ACQUISITION CORP UNIT 99/99/9999 G6830P209 13,800 1,430,000 SH SOLE 1,430,000 PACIFIC SUNWEAR CALIF INC COM 694873100 640 75,000 SH SOLE 75,000 PALM INC NEW COM 696643105 3,180 590,000 SH SOLE 590,000 PATTERSON UTI ENERGY INC COM 703481101 9,010 250,000 SH SOLE 250,000 PENN NATL GAMING INC CALL 707569909 965 30,000 SH Call SOLE 30,000 PENN NATL GAMING INC CALL 707569909 2,363 73,500 SH Call SOLE 73,500 PENN NATL GAMING INC CALL 707569909 39 1,200 SH Call SOLE 1,200 PENN NATL GAMING INC CALL 707569909 1,804 56,100 SH Call SOLE 56,100 PENN NATL GAMING INC CALL 707569909 1,386 43,100 SH Call SOLE 43,100 PENN NATL GAMING INC COM 707569109 65,806 2,046,841 SH SOLE 2,046,841 PETROHAWK ENERGY CORP COM 716495106 8,104 175,000 SH SOLE 175,000 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 14,166 200,000 SH SOLE 200,000 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 8,235 142,100 SH SOLE 142,100 PHILIP MORRIS INTL INC COM 718172109 2,470 50,000 SH SOLE 50,000 PIONEER NAT RES CO COM 723787107 9,785 125,000 SH SOLE 125,000 POLARIS ACQUISITION CORP COM 73104R102 4,775 500,000 SH SOLE 500,000 POLARIS ACQUISITION CORP UNIT 99/99/9999 73104R201 5,150 500,000 SH SOLE 500,000 POLARIS ACQUISITION CORP W EXP 01/10/201 73104R110 221 295,000 SH SOLE 295,000 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 2,830 63,200 SH SOLE 63,200 PRIDE INTL INC DEL COM 74153Q102 4,729 100,000 SH SOLE 100,000 QUALCOMM INC COM 747525103 17,593 396,500 SH SOLE 396,500 QUIKSILVER INC COM 74838C106 2,113 215,200 SH SOLE 215,200 QWEST COMMUNICATIONS INTL IN NOTE 3.500%11/1 749121BY4 12,832 13,000,000 SH SOLE 13,000,000 RENAISSANCE ACQUISITION CORP W EXP 01/28/201 75966C115 38 251,100 SH SOLE 251,100 RENAISSANCE ACQUISITION CORP UNIT 01/28/2011 75966C206 3,887 650,000 SH SOLE 650,000 RESEARCH IN MOTION LTD COM 760975102 3,507 30,000 SH SOLE 30,000 RETAIL HOLDRS TR DEP RCPT 76127U101 2,223 25,000 SH SOLE 25,000 ROCKWELL AUTOMATION INC COM 773903109 13,556 310,000 SH SOLE 310,000 SPDR TR PUT 78462F953 30,715 240,000 SH Put SOLE 240,000 SAPPHIRE INDUSTRIALS CORP UNIT 99/99/9999 80306T208 19,010 1,901,000 SH SOLE 1,901,000 SAPPHIRE INDUSTRIALS CORP COM 80306T109 19,168 2,050,000 SH SOLE 2,050,000 SAPPHIRE INDUSTRIALS CORP W EXP 01/17/201 80306T117 48 87,000 SH SOLE 87,000 SAVVIS INC NOTE 3.000% 5/1 805423AA8 6,029 8,000,000 SH SOLE 8,000,000 SEAGATE TECHNOLOGY SHS G7945J104 2,391 125,000 SH SOLE 125,000 SEANERGY MARITIME CORP W EXP 09/24/201 Y73760111 216 119,200 SH SOLE 119,200 SEANERGY MARITIME CORP SHS Y73760103 7,864 804,900 SH SOLE 804,900 SEANERGY MARITIME CORP UNIT 99/99/9999 Y73760202 3,667 316,100 SH SOLE 316,100 SECURE AMER ACQUISITION CORP UNIT 10/23/2011 81372L202 4,605 602,000 SH SOLE 602,000 SIRIUS SATELLITE RADIO INC COM 82966U103 965 502,500 SH SOLE 502,500 SOUTHWESTERN ENERGY CO COM 845467109 7,142 150,000 SH SOLE 150,000 SP ACQUISITION HOLDINGS INC UNIT 99/99/9999 78470A203 14,048 1,419,000 SH SOLE 1,419,000 SP ACQUISITION HOLDINGS INC COM 78470A104 5,413 582,000 SH SOLE 582,000 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 490 29,800 SH SOLE 29,800 SPORTS PPTYS ACQUISITION COR UNIT 99/99/9999 84920F206 317 32,199 SH SOLE 32,199 ST JUDE MED INC DBCV 1.220%12/1 790849AD5 5,462 5,500,000 SH SOLE 5,500,000 TELEFLEX INC COM 879369106 3,891 70,000 SH SOLE 70,000 TENARIS S A SPONSORED ADR 88031M109 9,313 125,000 SH SOLE 125,000 TEREX CORP NEW COM 880779103 3,082 60,000 SH SOLE 60,000 TESSERA TECHNOLOGIES INC COM 88164L100 1,637 100,000 SH SOLE 100,000 TEVA PHARMACEUTICAL INDS LTD PUT 881624959 573 12,500 SH Put SOLE 12,500 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1,232 26,900 SH SOLE 26,900 TEXTRON INC COM 883203101 9,107 190,000 SH SOLE 190,000 TIBCO SOFTWARE INC COM 88632Q103 2,831 370,000 SH SOLE 370,000 TIME WARNER TELECOM INC DBCV 2.375% 4/0 887319AC5 15,918 15,000,000 SH SOLE 15,000,000 TRANSFORMA ACQUISITION GROUP UNIT 12/19/2010 89366E209 5,471 683,900 SH SOLE 683,900 TRANSOCEAN SEDCO FOREX INC NOTE 1.500%12/1 893830AW9 14,259 12,500,000 SH SOLE 12,500,000 TRIAN ACQUISITION I CORP COM 89582E108 20,921 2,271,500 SH SOLE 2,271,500 TRIAN ACQUISITION I CORP UNIT 99/99/9999 89582E207 53,236 5,153,500 SH SOLE 5,153,500 TRIAN ACQUISITION I CORP W EXP 01/23/201 89582E116 437 545,700 SH SOLE 545,700 TRIPLECROWN ACQUISITION CORP UNIT 07/12/2012 89677G208 21,625 2,217,978 SH SOLE 2,217,978 TRIPLECROWN ACQUISITION CORP COM 89677G109 12,838 1,400,000 SH SOLE 1,400,000 TRIPLECROWN ACQUISITION CORP W EXP 10/22/201 89677G117 206 411,322 SH SOLE 411,322 TRUE RELIGION APPAREL INC COM 89784N104 593 22,264 SH SOLE 22,264 TYCO INTL LTD BERMUDA SHS G9143X208 295,000 11,812 SH SOLE 11,812 ULTRA PETROLEUM CORP COM 903914109 9,820 100,000 SH SOLE 100,000 UNIBANCO-UNIAO DE BANCOS BRA GDR REP PFD UT 90458E107 1,085 8,550 SH SOLE 8,550 UNION STREET ACQ CORP COM 908536105 4,429 570,000 SH SOLE 570,000 UNION STREET ACQ CORP UNIT 11/07/2010 908536204 766 97,000 SH SOLE 97,000 UNITED AUTO GROUP INC NOTE 3.500% 4/0 909440AH2 2,320 2,500,000 SH SOLE 2,500,000 UNITED REFINING ENERGY CORP COM 911360105 6,355 672,500 SH SOLE 672,500 VANTAGE DRILLING COMPANY W EXP 05/24/201 G93205121 432 120,000 SH SOLE 120,000 VICTORY ACQUISITION CORP W EXP 04/24/201 92644D118 228 350,000 SH SOLE 350,000 VICTORY ACQUISITION CORP UNIT 99/99/9999 92644D209 10,224 997,500 SH SOLE 997,500 WACHOVIA CORP NEW CONV7.5%PFD CL A 929903219 8,390 9,500 SH SOLE 9,500 WARNACO GROUP INC COM NEW 934390402 1,763 40,000 SH SOLE 40,000 WEATHERFORD INTERNATIONAL LT COM G95089101 3,719 75,000 SH SOLE 75,000 WELLS FARGO & CO NEW PUT 949746951 356 15,000 SH Put SOLE 15,000 WESCO INTL INC DBCV 2.625%10/1 95082PAE5 5,761 5,000,000 SH SOLE 5,000,000 WMS INDS INC COM 929297109 2,754 92,500 SH SOLE 92,500 GRAINGER W W INC COM 384802104 8,998 110,000 SH SOLE 110,000 YAHOO INC COM 984332106 2,066 100,000 SH SOLE 100,000
REPORT SUMMARY: 224 Securities Total $1,954,587 -----END PRIVACY-ENHANCED MESSAGE-----