-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R7m5kPiY2I+NULkr2nHBf2SRSQhylorjjfcrdFYsvFBv6qmLWy8V3ov8JgIDhkPp O/7VbyaR4hduzNDWHTCY6A== 0001101195-08-000065.txt : 20080509 0001101195-08-000065.hdr.sgml : 20080509 20080509155405 ACCESSION NUMBER: 0001101195-08-000065 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080509 DATE AS OF CHANGE: 20080509 EFFECTIVENESS DATE: 20080509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SATELLITE ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0001101195 IRS NUMBER: 134065352 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05307 FILM NUMBER: 08818360 BUSINESS ADDRESS: STREET 1: 623 FIFTH AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122092000 MAIL ADDRESS: STREET 1: 623 FIFTH AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 marfinal.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 ------------------ Check here if Amendment [ ]; Amendment Number: -------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Satellite Asset Management, L.P. Address: 623 Fifth Avenue, 19th Floor New York, NY 10022 Form 13F File Number: 028-05307 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Simon Raykher Title: General Counsel Phone: (212) 209-2060 Signature, Place, and Date of Signing: /s/ Simon Raykher New York, New York May 9, 2008 - ------------------------- --------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 ---------- Form 13F Information Table Entry Total: 227 ---------- Form 13F Information Table Value Total: $1,355,989 ----------- (thousands) - -------------------------------------------------------------------------------- CONFIDENTIAL POSITIONS HAVE BEEN OMITTED HEREFROM AND ARE BEING FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION - -------------------------------------------------------------------------------- List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE Form 13F Information Table Satellite Asset Management, L.P. For Quarter Ended March 31, 2008
Market Share/ Vtng Vtng Vtng Value Prn SH/ Put/ Invstmnt Other Authr Authr Authr Name of Issuer Title of Class Cusip x 1000 Amt PRN Call Dscrtion Mngr Sole Shrd None - ------------------- -------------- --------- ------- ---------- ---- --- ------- ----- ------- ----- ------ 2020 CHINACAP ACQUIRCO INC UNIT 99/99/9999 90212G208 2,131 277,100 SH SOLE 277,100 3PAR INC COM 88580F109 993 144,264 SH SOLE 144,264 ACME PACKET INC COM 004764106 2,109 263,957 SH SOLE 263,957 AFFILIATED MANAGERS GROUP COM 008252108 2,695 29,700 SH SOLE 29,700 AGILENT TECHNOLOGIES INC COM 00846U101 5,847 196,000 SH SOLE 196,000 ALTERNATIVE ASSET MGMT ACQU COM 02149U101 7,007 739,863 SH SOLE 739,863 ALTERNATIVE ASSET MGMT ACQU UNIT 07/01/2012 02149U200 5,076 495,200 SH SOLE 495,200 ALTRIA GROUP INC COM 02209S103 2,549 114,800 SH SOLE 114,800 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 7,994 125,511 SH SOLE 125,511 AMERICAN APPAREL INC COM 023850100 1,708 180,700 SH SOLE 180,700 AMERICAN TOWER CORP CL A 029912201 1,372 35,000 SH SOLE 35,000 AMERISTAR CASINOS INC COM 03070Q101 1,825 100,000 SH SOLE 100,000 AMKOR TECHNOLOGY INC NOTE 2.500% 5/1 031652AX8 9,640 9,500,000 SH SOLE 9,500,000 APPLE INC PUT 037833950 718 5,000 SH Put SOLE 5,000 APPLIED MATLS INC COM 038222105 488 25,000 SH SOLE 25,000 ARRIS GROUP INC COM 04269Q100 466 80,000 SH SOLE 80,000 ARUBA NETWORKS INC COM 043176106 613 117,600 SH SOLE 117,600 ARVINMERITOR INC COM 043353101 9,070 725,000 SH SOLE 725,000 ASML HOLDING N V NY REG SHS N07059186 1,116 45,000 SH SOLE 45,000 ATLAS ACQUISITION HLDGS CORP UNIT 99/99/9999 049162209 2,931 308,500 SH SOLE 308,500 BALL CORP COM 058498106 1,034 22,500 SH SOLE 22,500 BALLY TECHNOLOGIES INC COM 05874B107 3,544 103,200 SH SOLE 103,200 BANCO ITAU HLDG FINANCIERA S SP ADR 500 PFD 059602201 660 29,000 SH SOLE 29,000 BEA SYS INC COM 073325102 46,439 2,425,000 SH SOLE 2,425,000 BLACKROCK CORPOR HI YLD FD V COM 09255P107 589 54,420 SH SOLE 54,420 BLACKROCK FLOAT RATE OME STR COM 09255X100 259 18,029 SH SOLE 18,029 BLOCKBUSTER INC CL A 093679108 1,630 500,000 SH SOLE 500,000 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 4,072 190,000 SH SOLE 190,000 CABOT OIL & GAS CORP COM 127097103 3,813 75,000 SH SOLE 75,000 CAMERON INTERNATIONAL CORP COM 13342B105 3,956 95,000 SH SOLE 95,000 CAPITAL ONE FINL CORP PUT 14040H955 984 20,000 SH Put SOLE 20,000 CAPITALSOURCE INC DBCV 4.000% 7/1 14055XAE2 3,518 5,000,000 SH SOLE 5,000,000 CAPITALSOURCE INC DBCV 1.250% 3/1 14055XAB8 2,468 3,000,000 SH SOLE 3,000,000 CATERPILLAR INC DEL COM 149123101 3,915 50,000 SH SOLE 50,000 CELESTICA INC PUT 15101Q958 134 20,000 SH Put SOLE 20,000 CHURCHILL VENTURES LTD COM 17157P109 230 30,000 SH SOLE 30,000 CHURCHILL VENTURES LTD UNIT 99/99/9999 17157P208 4,528 569,500 SH SOLE 569,500 CITADEL BROADCASTING CORP NOTE 1.875% 2/1 17285TAB2 5,142 6,000,000 SH SOLE 6,000,000 CITIGROUP INC PUT 172967951 750 35,000 SH Put SOLE 35,000 CLOROX CO DEL COM 189054109 2,124 37,500 SH SOLE 37,500 COCA COLA CO COM 191216100 3,591 59,000 SH SOLE 59,000 COEUR D ALENE MINES CORP IDA NOTE 3.250% 3/1 192108AR9 1,442 1,500,000 SH SOLE 1,500,000 COMMUNITY BANKERS ACQUISITN COM 20361R101 1,132 150,500 SH SOLE 150,500 COOPER INDS LTD CL A G24182100 2,811 70,000 SH SOLE 70,000 CROWN CASTLE INTL CORP COM 228227104 1,552 45,000 SH SOLE 45,000 CVS CAREMARK CORPORATION COM 126650100 1,479 36,500 SH SOLE 36,500 DANA HOLDING CORP COM 235825205 15,535 1,553,490 SH SOLE 1,553,490 DATA DOMAIN INC COM 23767P109 3,570 150,000 SH SOLE 150,000 DENNYS CORP COM 24869P104 173 57,900 SH SOLE 57,900 DIAMOND OFFSHORE DRILLING IN COM 25271C102 5,238 45,000 SH SOLE 45,000 DIODES INC NOTE 2.250%10/0 254543AA9 2,732 3,000,000 SH SOLE 3,000,000 DISCOVERY HOLDING CO CL A COM 25468Y107 2,016 95,000 SH SOLE 95,000 E M C CORP MASS COM 268648102 4,300 299,845 SH SOLE 299,845 E M C CORP MASS NOTE 1.750%12/0 268648AM4 2,942 2,500,000 SH SOLE 2,500,000 EL PASO CORP COM 28336L109 1,664 100,000 SH SOLE 100,000 ENERGIZER HLDGS INC COM 29266R108 2,895 32,000 SH SOLE 32,000 ENERGY INFRASTRUCTURE ACQUI COM 29269P109 5,672 570,100 SH SOLE 570,100 ENERGY INFRASTRUCTURE ACQUI W EXP 07/17/201 29269P117 98 258,800 SH SOLE 258,800 ENERGY PARTNERS LTD COM 29270U105 1,684 177,811 SH SOLE 177,811 ENERGY XXI (BERMUDA) LTD COM SHS G10082108 32,279 8,340,833 SH SOLE 8,340,833 ENTERPRISE ACQUISITION CORP UNIT 99/99/9999 29365R207 24,681 2,570,965 SH SOLE 2,570,965 ENZON PHARMACEUTICALS INC NOTE 4.000% 6/0 293904AE8 7,630 6,750,000 SH SOLE 6,750,000 EOG RES INC COM 26875P101 5,400 45,000 SH SOLE 45,000 EQUINIX INC NOTE 3.000%10/1 29444UAG1 914 1,000,000 SH SOLE 1,000,000 FORMFACTOR INC COM 346375108 3,167 165,800 SH SOLE 165,800 FRONTIER OIL CORP COM 35914P105 3,271 120,000 SH SOLE 120,000 GAP INC DEL COM 364760108 1,181 60,000 SH SOLE 60,000 GENERAL GROWTH PPTYS INC PUT 370021957 866 22,700 SH Put SOLE 22,700 GENERAL DYNAMICS CORP COM 369550108 10,421 125,000 SH SOLE 125,000 GENZYME CORP COM 372917104 3,399 45,600 SH SOLE 45,600 GENZYME CORP PUT 372917954 3,354 45,000 SH Put SOLE 45,000 GENZYME CORP CALL 372917904 1,864 25,000 SH Call SOLE 25,000 GHL ACQUISITION CORP UNIT 99/99/9999 36172H207 13,368 1,381,000 SH SOLE 1,381,000 GLOBAL BPO SVCS CORP UNIT 99/99/9999 378981203 12,424 1,613,500 SH SOLE 1,613,500 GLOBAL BRANDS ACQUISITION CO UNIT 99/99/9999 378982201 14,060 1,449,500 SH SOLE 1,449,500 GLOBAL BRANDS ACQUISITION CO COM 378982102 467 50,500 SH SOLE 50,500 GLOBAL CONSUMER ACQST CORP UNIT 99/99/9999 378983209 12,465 1,252,800 SH SOLE 1,252,800 GLOBAL CONSUMER ACQST CORP COM 378983100 2,285 251,700 SH SOLE 251,700 GOLDEN POND HEALTHCARE INC UNIT 99/99/9999 38116J208 1,933 251,000 SH SOLE 251,000 GOODRICH PETE CORP COM NEW 382410405 2,431 80,829 SH SOLE 80,829 GOODYEAR TIRE & RUBR CO COM 382550101 3,096 120,000 SH SOLE 120,000 GOOGLE INC CL A 38259P508 1,982 4,500 SH SOLE 4,500 GRANT PRIDECO INC COM 38821G101 89,265 1,813,600 SH SOLE 1,813,600 GREAT ATLANTIC & PAC TEA INC COM 390064103 89,323 3,406,693 SH SOLE 3,406,693 GREAT ATLANTIC & PAC TEA INC NOTE 5.125% 6/1 390064AJ2 4,963 5,000,000 SH SOLE 5,000,000 GRUBB&ELLIS RLTY ADVISORS IN COM 400096103 16,399 2,697,148 SH SOLE 2,697,148 GRUBB&ELLIS RLTY ADVISORS IN UNIT 02/27/2010 400096202 363 60,552 SH SOLE 60,552 HALLIBURTON CO COM 406216101 4,916 125,000 SH SOLE 125,000 HANESBRANDS INC COM 410345102 896 30,701 SH SOLE 30,701 HARBOR ACQUISITION CORPORATI COM 41145X107 4,468 758,650 SH SOLE 758,650 HD PARTNERS ACQUISITION CORP W EXP 06/01/201 40415K118 0 40,000 SH SOLE 40,000 HD PARTNERS ACQUISITION CORP UNIT 06/01/2010 40415K209 3,359 426,800 SH SOLE 426,800 HD PARTNERS ACQUISITION CORP COM 40415K100 13,409 1,686,650 SH SOLE 1,686,650 HECKMANN CORP COM 422680108 2,913 391,000 SH SOLE 391,000 HECKMANN CORP UNIT 99/99/9999 422680207 8,963 1,112,000 SH SOLE 1,112,000 HESS CORP COM 42809H107 4,409 50,000 SH SOLE 50,000 HICKS ACQUISITION CO I INC UNIT 99/99/9999 429086408 27,875 2,912,750 SH SOLE 2,912,750 HICKS ACQUISITION CO I INC COM 429086309 5,915 644,349 SH SOLE 644,349 HONEYWELL INTL INC COM 438516106 18,506 328,000 SH SOLE 328,000 HUNTSMAN CORP COM 447011107 1,752 74,400 SH SOLE 74,400 INFORMATION SERVICES GROUP I W EXP 01/31/201 45675Y112 86 172,300 SH SOLE 172,300 ING PRIME RATE TR SH BEN INT 44977W106 321 58,869 SH SOLE 58,869 JARDEN CORP COM 471109108 1,798 82,700 SH SOLE 82,700 JP MORGAN CHASE & CO PUT 46625H950 644 15,000 SH Put SOLE 15,000 KB HOME COM 48666K109 989 40,000 SH SOLE 40,000 KOHLS CORP COM 500255104 2,372 55,300 SH SOLE 55,300 LENNOX INTL INC COM 526107107 1,331 37,000 SH SOLE 37,000 LEVEL 3 COMMUNICATIONS INC NOTE 2.875% 7/1 52729NBA7 3,521 5,000,000 SH SOLE 5,000,000 LEVEL 3 COMMUNICATIONS INC NOTE 3.500% 6/1 52729NBK5 1,371 2,000,000 SH SOLE 2,000,000 LEVEL 3 COMMUNICATIONS INC COM 52729N100 1,622 764,900 SH SOLE 764,900 LIBERTY ACQUISITION HLDGS CO COM 53015Y107 39,993 2,820,000 SH SOLE 2,820,000 LITHIA MTRS INC NOTE 2.875% 5/0 536797AB9 6,237 7,500,000 SH SOLE 7,500,000 LONGS DRUG STORES CORP COM 543162101 1,490 35,100 SH SOLE 35,100 LOWES COS INC COM 548661107 2,007 87,500 SH SOLE 87,500 MARATHON ACQUISITION CORP COM 565756103 18,080 2,341,994 SH SOLE 2,341,994 MARATHON ACQUISITION CORP UNIT 08/24/2010 565756202 3,053 363,934 SH SOLE 363,934 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 831 15,500 SH SOLE 15,500 MARRIOTT INTL INC NEW CL A 571903202 1,443 42,000 SH SOLE 42,000 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 1,414 130,000 SH SOLE 130,000 MATTEL INC COM 577081102 1,095 55,000 SH SOLE 55,000 MBF HEALTHCARE ACQUISITION C COM 552650103 3,460 449,400 SH SOLE 449,400 MBF HEALTHCARE ACQUISITION C W EXP 04/16/201 552650111 44 184,400 SH SOLE 184,400 MCAFEE INC COM 579064106 4,136 125,000 SH SOLE 125,000 MEDTRONIC INC NOTE 1.500% 4/1 585055AL0 2,638 2,500,000 SH SOLE 2,500,000 MGM MIRAGE COM 552953101 1,422 24,198 SH SOLE 24,198 MICRON TECHNOLOGY INC NOTE 1.875% 6/0 595112AH6 5,117 7,000,000 SH SOLE 7,000,000 MICROSOFT CORP COM 594918104 2,838 100,000 SH SOLE 100,000 MOBILE MINI INC COM 60740F105 10,038 528,338 SH SOLE 528,338 MOHAWK INDS INC COM 608190104 2,707 37,806 SH SOLE 37,806 MOLSON COORS BREWING CO CL B 60871R209 2,891 55,000 SH SOLE 55,000 MOMENTA PHARMACEUTICALS INC COM 60877T100 1,093 100,000 SH SOLE 100,000 MRV COMMUNICATIONS INC COM 553477100 646 471,600 SH SOLE 471,600 NEOMAGIC CORP COM NEW 640497202 74 56,949 SH SOLE 56,949 NETWORK APPLIANCE INC COM 64120L104 2,506 125,000 SH SOLE 125,000 NEWFIELD EXPL CO COM 651290108 4,228 80,000 SH SOLE 80,000 NII HLDGS INC NOTE 3.125% 6/1 62913FAJ1 1,981 2,500,000 SH SOLE 2,500,000 NOBLE CORPORATION SHS G65422100 3,229 65,000 SH SOLE 65,000 NORFOLK SOUTHERN CORP COM 655844108 4,346 80,000 SH SOLE 80,000 NORTH AMERN INS LEADERS INC COM 65687M104 12,441 1,578,800 SH SOLE 1,578,800 NORTH AMERN INS LEADERS INC UNIT 03/21/2010 65687M203 1,097 140,600 SH SOLE 140,600 NORTHROP GRUMMAN CORP COM 666807102 6,069 78,000 SH SOLE 78,000 NRDC ACQUISITION CORP UNIT 99/99/9999 62941R201 8,730 900,000 SH SOLE 900,000 NTR ACQUISITION CO COM 629415100 15,537 1,623,500 SH SOLE 1,623,500 NTR ACQUISITION CO UNIT 06/28/2010 629415209 6,664 676,500 SH SOLE 676,500 NVIDIA CORP COM 67066G104 792 40,000 SH SOLE 40,000 OCCIDENTAL PETE CORP DEL COM 674599105 5,122 70,000 SH SOLE 70,000 OCEANAUT INC COM 675227102 18,160 2,346,294 SH SOLE 2,346,294 OCEANAUT INC UNIT 01/01/2011 675227201 2,346 287,488 SH SOLE 287,488 ON SEMICONDUCTOR CORP COM 682189105 1,420 250,000 SH SOLE 250,000 OVERTURE ACQUISITION CORP SHS G6830P100 692 75,000 SH SOLE 75,000 OVERTURE ACQUISITION CORP UNIT 99/99/9999 G6830P209 13,514 1,430,000 SH SOLE 1,430,000 PACTIV CORP COM 695257105 1,311 50,000 SH SOLE 50,000 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 9,190 90,000 SH SOLE 90,000 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 5,128 60,546 SH SOLE 60,546 PHARMANET DEV GROUP INC COM 717148100 252 10,000 SH SOLE 10,000 PIER 1 IMPORTS INC COM 720279108 11,387 1,813,273 SH SOLE 1,813,273 PMC-SIERRA INC COM 69344F106 2,280 400,000 SH SOLE 400,000 POLARIS ACQUISITION CORP UNIT 99/99/9999 73104R201 9,700 1,000,000 SH SOLE 1,000,000 POOL CORPORATION COM 73278L105 1,133 60,000 SH SOLE 60,000 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 1,980 55,000 SH SOLE 55,000 QUALCOMM INC COM 747525103 24,662 601,500 SH SOLE 601,500 QUIKSILVER INC COM 74838C106 1,177 120,000 SH SOLE 120,000 QWEST COMMUNICATIONS INTL IN NOTE 3.500%11/1 749121BY4 9,773 9,500,000 SH SOLE 9,500,000 RENAISSANCE ACQUISITION CORP W EXP 01/28/201 75966C115 25 127,100 SH SOLE 127,100 RENAISSANCE ACQUISITION CORP UNIT 01/28/2011 75966C206 3,874 650,000 SH SOLE 650,000 RESEARCH IN MOTION LTD COM 760975102 449 4,000 SH SOLE 4,000 RICKS CABARET INTL INC COM NEW 765641303 229 10,000 SH SOLE 10,000 ROSS STORES INC COM 778296103 2,307 77,000 SH SOLE 77,000 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 3,158 96,000 SH SOLE 96,000 SAFEWAY INC COM NEW 786514208 220 7,500 SH SOLE 7,500 SAPPHIRE INDUSTRIALS CORP COM 80306T109 18,778 2,050,000 SH SOLE 2,050,000 SAPPHIRE INDUSTRIALS CORP W EXP 01/17/201 80306T117 62 137,000 SH SOLE 137,000 SAPPHIRE INDUSTRIALS CORP UNIT 99/99/9999 80306T208 18,269 1,901,000 SH SOLE 1,901,000 SAVVIS INC NOTE 3.000% 5/1 805423AA8 6,054 8,000,000 SH SOLE 8,000,000 SCHLUMBERGER LTD COM 806857108 4,785 55,000 SH SOLE 55,000 SCIENTIFIC GAMES CORP CL A 80874P109 844 40,000 SH SOLE 40,000 SEANERGY MARITIME CORP SHS Y73760103 944 100,000 SH SOLE 100,000 SEANERGY MARITIME CORP UNIT 99/99/9999 Y73760202 10,057 1,021,000 SH SOLE 1,021,000 SECURE AMER ACQUISITION CORP UNIT 10/23/2011 81372L202 4,515 602,000 SH SOLE 602,000 SIRIUS SATELLITE RADIO INC COM 82966U103 1,437 502,500 SH SOLE 502,500 SLM CORP CALL 78442P906 2,303 150,000 SH Call SOLE 150,000 SONIC AUTOMOTIVE INC NOTE 4.250%11/3 83545GAK8 3,736 3,500,000 SH SOLE 3,500,000 SP ACQUISITION HOLDINGS INC UNIT 99/99/9999 78470A203 18,279 1,869,000 SH SOLE 1,869,000 SP ACQUISITION HOLDINGS INC COM 78470A104 1,209 132,000 SH SOLE 132,000 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 2,069 95,000 SH SOLE 95,000 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 2,069 95,000 SH SOLE 95,000 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 1,664 75,000 SH SOLE 75,000 SPORTS PPTYS ACQUISITION COR UNIT 99/99/9999 84920F206 306 32,199 SH SOLE 32,199 SUNCOR ENERGY INC COM 867229106 2,891 30,000 SH SOLE 30,000 TEREX CORP NEW COM 880779103 7,813 125,000 SH SOLE 125,000 TESSERA TECHNOLOGIES INC COM 88164L100 670 32,200 SH SOLE 32,200 THOMAS & BETTS CORP COM 884315102 6,547 180,000 SH SOLE 180,000 TIM PARTICIPACOES S A SPONS ADR PFD 88706P106 1,847 57,200 SH SOLE 57,200 TIME WARNER TELECOM INC DBCV 2.375% 4/0 887319AC5 7,844 7,500,000 SH SOLE 7,500,000 TRANSFORMA ACQUISITION GROUP UNIT 12/19/2010 89366E209 5,369 683,900 SH SOLE 683,900 TRIAN ACQUISITION I CORP COM 89582E108 20,557 2,271,500 SH SOLE 2,271,500 TRIAN ACQUISITION I CORP UNIT 99/99/9999 89582E207 51,020 5,153,500 SH SOLE 5,153,500 TRIAN ACQUISITION I CORP W EXP 01/23/201 89582E116 628 896,600 SH SOLE 896,600 TRIPLECROWN ACQUISITION CORP UNIT 07/12/2012 89677G208 21,403 2,217,978 SH SOLE 2,217,978 TRIPLECROWN ACQUISITION CORP COM 89677G109 9,120 1,000,000 SH SOLE 1,000,000 TRIPLECROWN ACQUISITION CORP W EXP 10/22/201 89677G117 276 511,322 SH SOLE 511,322 TRUE RELIGION APPAREL INC COM 89784N104 1,297 69,900 SH SOLE 69,900 TYCO ELECTRONICS LTD COM NEW G9144P105 3,089 90,000 SH SOLE 90,000 TYCO INTL LTD BERMUDA SHS G9143X208 15,065 342,000 SH SOLE 342,000 ULTRA PETROLEUM CORP COM 903914109 2,713 35,000 SH SOLE 35,000 UNIBANCO-UNIAO DE BANCOS BRA GDR REP PFD UT 90458E107 956 8,200 SH SOLE 8,200 UNION STREET ACQ CORP COM 908536105 2,101 270,000 SH SOLE 270,000 UNION STREET ACQ CORP UNIT 11/07/2010 908536204 3,093 397,000 SH SOLE 397,000 UNITED REFINING ENERGY CORP COM 911360105 6,100 672,500 SH SOLE 672,500 UNITED AUTO GROUP INC NOTE 3.500% 4/0 909440AH2 7,336 7,000,000 SH SOLE 7,000,000 VANTAGE ENERGY SERVICES INC COM 92209F102 11,395 1,529,499 SH SOLE 1,529,499 VANTAGE ENERGY SERVICES INC UNIT 99/99/9999 92209F201 2,901 363,101 SH SOLE 363,101 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 670 23,800 SH SOLE 23,800 VERISIGN INC COM 92343E102 5,651 170,000 SH SOLE 170,000 VICTORY ACQUISITION CORP W EXP 04/24/201 92644D118 196 350,000 SH SOLE 350,000 VICTORY ACQUISITION CORP UNIT 99/99/9999 92644D209 9,925 997,500 SH SOLE 997,500 WAL MART STORES INC COM 931142103 1,054 20,000 SH SOLE 20,000 WALGREEN CO COM 931422109 1,143 30,000 SH SOLE 30,000 WASHINGTON MUT INC CONV7.75%SER R 939322814 3,195 4,500 SH SOLE 4,500 WEINGARTEN RLTY INVS NOTE 3.950% 8/0 948741AF0 2,396 2,500,000 SH SOLE 2,500,000 WELLS FARGO & CO NEW PUT 949746951 1,164 40,000 SH Put SOLE 40,000 WESCO INTL INC DBCV 2.625%10/1 95082PAE5 2,748 2,500,000 SH SOLE 2,500,000 WESTERN ASSET HIGH INCM FD I COM 95766J102 915 99,610 SH SOLE 99,610 WET SEAL INC CL A 961840105 850 250,600 SH SOLE 250,600 WILLIAMS COS INC DEL COM 969457100 1,649 50,000 SH SOLE 50,000 WMS INDS INC COM 929297109 1,511 42,000 SH SOLE 42,000 YAHOO INC COM 984332106 32,315 1,117,000 SH SOLE 1,117,000
REPORT SUMMARY: 227 Securities Total $1,355,989 -----END PRIVACY-ENHANCED MESSAGE-----