-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CqwwnuwymeLpVUE9GDUK9VlzLyOeiXZYIMNNiEAFqirp5wf2/zHVA72IwRsNMYcN oOPCzHrgUm+44PsdHOPbfA== 0000935836-09-001257.txt : 20090814 0000935836-09-001257.hdr.sgml : 20090814 20090814122320 ACCESSION NUMBER: 0000935836-09-001257 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC EDGE INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001101061 IRS NUMBER: 770528080 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10143 FILM NUMBER: 091013721 BUSINESS ADDRESS: STREET 1: 490 S. CALIFORNIA AVENUE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94306 BUSINESS PHONE: 6503253343 MAIL ADDRESS: STREET 1: 490 S. CALIFORNIA AVENUE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94306 13F-HR 1 pacedge13f-2nd09.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment: ___; Amendment Number: ___ This Amendment (Check only one.) ___ is a restatement. ___ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Pacific Edge Investment Management, LLC Address: 490 S. California Avenue, Suite 310 Palo Alto, CA 94306 Form 13F File Number: 28-10143 The institutional investment manager filing this report and the person by whom it is signed hereby represent that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this Form. Person Signing this Report on Behalf of Reporting Manager: Reporting Manager: Pacific Edge Investment Management, LLC Name: Karen Payne Title: Manager Phone: (650) 325-3343 Signature, Place and Date of Signing: Karen Payne Palo Alto, CA August 14, 2009 Report Type (Check only one.): X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting - --- manager are reported in this report.) ___ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 17 Form 13F Information Table Value Total: 2,634 (x 1000) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NAME OF ISSUER TITLE OF VALUE SH/ PUT/ INV. OTHER CLASS CUSIP X1000 SHARES PRN CALL DISC. MGR VOTING AUTH SOLE SHR NONE ***MELLANOX COMMON M51363113 205 17000 SH Sole 17000 TECHNOLOGIES LTD STOCKS ***SILICON MOTION NASDAQ OTC 82706C108 175 48000 SH Sole 48000 TECHNOLOGY ISSUES ACTIVISION BLIZZARD INC NASDAQ OTC 00507V109 171 13500 SH Sole 13500 ISSUES APPLE COMPUTER INC NASDAQ OTC 037833100 228 1600 SH Sole 1600 ISSUES ART TECHNOLOGY GROUP INC NASDAQ OTC 04289L107 228 60000 SH Sole 60000 ISSUES AXCELIS TECHNOLOGIES INC NASDAQ OTC 054540109 7 15000 SH Sole 15000 ISSUES CADENCE DESIGN SYSTEMS COMMON 127387108 177 30000 SH Sole 30000 INC STOCKS CROWN CASTLE INTL CORP NASDAQ OTC 228227104 216 9000 SH Sole 9000 ISSUES MAGMA DESIGN AUTOMATION NASDAQ OTC 559181102 53 37000 SH Sole 37000 INC ISSUES MENTOR GRAPHICS CORP NASDAQ OTC 587200106 137 25000 SH Sole 25000 ISSUES MSC SOFTWARE CORP COMMON 553531104 107 16000 SH Sole 16000 STOCKS NOVELL INC NASDAQ OTC 670006105 113 25000 SH Sole 25000 ISSUES OPENWAVE SYSTEMS INC NASDAQ OTC 683718308 112 50000 SH Sole 50000 ISSUES SBA COMMUNICATIONS CORP NASDAQ OTC 78388J106 221 9000 SH Sole 9000 ISSUES SONICWALL INC NASDAQ OTC 835470105 137 25000 SH Sole 25000 ISSUES SYNOPSYS INC NASDAQ OTC 871607107 205 10500 SH Sole 10500 ISSUES TAKE-TWO INTERACTIVE NASDAQ OTC 874054109 142 15000 SH Sole 15000 SOFTWARE ISSUES
Q:\EDGAR EasePlus\4204-006 Pacific Edge\pacific edge 13f 6-30-09\pacedge13f -----END PRIVACY-ENHANCED MESSAGE-----