-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cjam7zxiZV45S1rAE+3tHrxV9wrSj/ouymkcBQg71vuQUwK033p6BojHTBOypItE LZ3aPMPKHJFLyoloGEwX8Q== 0000935836-09-000969.txt : 20090515 0000935836-09-000969.hdr.sgml : 20090515 20090515134207 ACCESSION NUMBER: 0000935836-09-000969 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090515 DATE AS OF CHANGE: 20090515 EFFECTIVENESS DATE: 20090515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC EDGE INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001101061 IRS NUMBER: 770528080 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10143 FILM NUMBER: 09831273 BUSINESS ADDRESS: STREET 1: 490 S. CALIFORNIA AVENUE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94306 BUSINESS PHONE: 6503253343 MAIL ADDRESS: STREET 1: 490 S. CALIFORNIA AVENUE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94306 13F-HR 1 pacedge13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment: ___; Amendment Number: ___ This Amendment (Check only one.) ___ is a restatement. ___ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Pacific Edge Investment Management, LLC Address: 490 S. California Avenue, Suite 310 Palo Alto, CA 94306 Form 13F File Number: 28-10143 The institutional investment manager filing this report and the person by whom it is signed hereby represent that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this Form. Person Signing this Report on Behalf of Reporting Manager: Reporting Manager: Pacific Edge Investment Management, LLC Name: Karen Payne Title: Manager Phone: (650) 325-3343 Signature, Place and Date of Signing: Karen Payne Palo Alto, CA May 14, 2009 Report Type (Check only one.): X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting - --- manager are reported in this report.) ___ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 12 Form 13F Information Table Value Total: 13,207 (x 1000) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NAME OF ISSUER TITLE OF VALUE SH/ PUT/ INV. OTHER CLASS CUSIP X1000 SHARES PRN CALL DISC. MGR VOTING AUTH SOLE SHR NONE ART TECHNOLOGY GROUP INC NASDAQ OTC 04289L107 1225 480500 SH Sole 480500 ISSUES ARUBA NETWORKS INC NASDAQ OTC 043176106 1480 471225 SH Sole 471225 ISSUES DOT HILL SYS CORP COMMON 25848T109 311 536311 SH Sole 536311 MAGMA DESIGN AUTOMATION NASDAQ OTC 559181102 94 125055 SH Sole 125055 INC ISSUES MELLANOX TECHNOLOGIES COMMON M51363113 102 12200 SH Sole 12200 LTD OCCAM NETWORKS INC NASDAQ OTC 67457P309 1773 674005 SH Sole 674005 ISSUES SUPPORTSOFT INC NASDAQ OTC 868587106 2343 1220351 SH Sole 1220351 ISSUES SYCAMORE NETWORKS INC NASDAQ OTC 871206108 1990 745320 SH Sole 745320 ISSUES SYMMETRICOM INC NASDAQ OTC 871543104 272 77694 SH Sole 77694 ISSUES SYNOPSYS INC NASDAQ OTC 871607107 1731 83500 SH Sole 83500 ISSUES TRIDENT MICROSYSTEMS INC NASDAQ OTC 895919108 726 497500 SH Sole 497500 ISSUES WESTERN DIGITAL CORP COMMON 958102105 1160 60000 SH Sole 60000
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