-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BwJq5S+HyWR9El4BE+9LXGU0iFM9Gxh5UrDlE9Hnl9NgRpDgDAyVTCGnZvfr0vp6 bIebccK29dnw1FopKOjHUg== 0000935836-08-000296.txt : 20080812 0000935836-08-000296.hdr.sgml : 20080812 20080812120842 ACCESSION NUMBER: 0000935836-08-000296 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080812 DATE AS OF CHANGE: 20080812 EFFECTIVENESS DATE: 20080812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC EDGE INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001101061 IRS NUMBER: 770528080 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10143 FILM NUMBER: 081008788 BUSINESS ADDRESS: STREET 1: 490 S. CALIFORNIA AVENUE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94306 BUSINESS PHONE: 6503253343 MAIL ADDRESS: STREET 1: 490 S. CALIFORNIA AVENUE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94306 13F-HR 1 peim13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 Check here if Amendment: ___; Amendment Number: ___ This Amendment (Check only one.) ___ is a restatement. ___ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Pacific Edge Investment Management, LLC Address: 490 S. California Avenue, Suite 310 Palo Alto, CA 94306 Form 13F File Number: 28-10143 The institutional investment manager filing this report and the person by whom it is signed hereby represent that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this Form. Person Signing this Report on Behalf of Reporting Manager: Reporting Manager: Pacific Edge Investment Management, LLC Name: Karen Payne Title: Manager Phone: (650) 325-3343 Signature, Place and Date of Signing: /s/ Karen Payne Karen Payne Palo Alto, CA August 11, 2008 Report Type (Check only one.): X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ___ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 30 Form 13F Information Table Value Total: 81,232 List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. > NAME OF ISSUER TITLE OF VALUE SH/ PUT INV. OT VOTING AUTH CLASS CUSIP X1000 SHARES PRN / DISC HE CAL . R L MG R SOLE SHR NONE ***ORBOTECH LTD- NASDAQ M75253100 1705 128000 SH Sole 128000 ORD OTC ISSUES ACTUATE NASDAQ 00508B102 2789 713392 SH Sole 713392 CORPORATION OTC ISSUES ADTRAN INC NASDAQ 00738A106 6420 269280 SH Sole 269280 OTC ISSUES AIR TRANSPORT COMMON 00922R105 439 439270 SH Sole 439270 SERVICES GROUP STOCKS ARUBA NETWORKS INC NASDAQ 043176106 2721 520225 SH Sole 520225 OTC ISSUES BROADVISION INC NASDAQ 111412607 108 110563 SH Sole 110563 OTC ISSUES DIGIGRAD CORP NASDAQ 253827109 450 213405 SH Sole 213405 OTC ISSUES DOLBY LABORATORIES NASDAQ 25659T107 2217 55000 SH Sole 55000 INC OTC ISSUES DOT HILL SYS CORP COMMON 25848T109 4034 1594561 SH Sole 1594561 STOCKS DOUBLE-TAKE COMMON 258598101 1728 125732 SH Sole 125732 SOFTWARE INC STOCKS ELECTRO OPTICAL NASDAQ 285192100 1228 160340 SH Sole 160340 SCIENCES INC OTC ISSUES FOUNDRY NETWORKS NASDAQ 35063R100 2541 215000 SH Sole 215000 INC OTC ISSUES INTL RECTIFIER COMMON 460254105 2400 125000 SH Sole 125000 CORP STOCKS MIPS TECHNOLOGIES NASDAQ 604567107 1875 500020 SH Sole 500020 INC OTC ISSUES MOTIVE INC COMMON 61980V107 703 331444 SH Sole 331444 STOCKS MULTI-FINELINE PUT 62541B101 2905 105000 SH PUT Sole 105000 ELECTRONIX INC OPTIONS OCCAM NETWORKS INC NASDAQ 67457P309 4145 1038791 SH Sole 1038791 OTC ISSUES PHOTON DYNAMICS NASDAQ 719364101 3704 245600 SH Sole 245600 INC OTC ISSUES PHOTRONIC INC NASDAQ 719405102 3604 511871 SH Sole 511871 OTC ISSUES QLOGIC CORP NASDAQ 747277101 2926 200518 SH Sole 200518 OTC ISSUES RADWARE LTD NASDAQ M81873107 2092 237500 SH Sole 237500 OTC ISSUES SEMTECH NASDAQ 816850101 1636 116258 SH Sole 116258 OTC ISSUES STARENT NETWORKS CALL 85528P108 2594 206200 SH CAL Sole 206200 CORP OPTIONS L SUNPOWER CORP PUT 867652109 6478 90000 SH PUT Sole 90000 OPTIONS SUPPORTSOFT INC NASDAQ 868587106 5579 1716635 SH Sole 1716635 OTC ISSUES SYCAMORE NETWORKS NASDAQ 871206108 3366 1045320 SH Sole 1045320 INC OTC ISSUES SYMMETRICOM INC NASDAQ 871543104 3434 894203 SH Sole 894203 OTC ISSUES THORATEC NASDAQ 885175307 3248 186793 SH Sole 186793 LABORATORIES CORP OTC NEW ISSUES WESTELL NASDAQ 957541105 1055 781210 SH Sole 781210 TECHNOLOGIES INC- OTC CL A ISSUES WESTERN DIGITAL PUT 958102105 3108 90000 SH PUT Sole 90000 CORP OPTIONS
4204\006\1528397.1 -----END PRIVACY-ENHANCED MESSAGE-----