0001078782-15-000661.txt : 20150430 0001078782-15-000661.hdr.sgml : 20150430 20150430205342 ACCESSION NUMBER: 0001078782-15-000661 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150428 FILED AS OF DATE: 20150430 DATE AS OF CHANGE: 20150430 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zivo Bioscience, Inc. CENTRAL INDEX KEY: 0001101026 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] IRS NUMBER: 870699977 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 WEST SQUARE LAKE RD CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48302 BUSINESS PHONE: (248) 452 9866 MAIL ADDRESS: STREET 1: 7 WEST SQUARE LAKE RD CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48302 FORMER COMPANY: FORMER CONFORMED NAME: HEALTH ENHANCEMENT PRODUCTS INC DATE OF NAME CHANGE: 20040202 FORMER COMPANY: FORMER CONFORMED NAME: WESTERN GLORY HOLE INC DATE OF NAME CHANGE: 19991215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEP INVESTMENTS LLC CENTRAL INDEX KEY: 0001618035 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30415 FILM NUMBER: 15821623 BUSINESS ADDRESS: STREET 1: 2804 ORCHARD LAKE RD STREET 2: STE 205 CITY: KEEGO HARBOR STATE: MI ZIP: 48320 BUSINESS PHONE: 248-514-6007 MAIL ADDRESS: STREET 1: 2804 ORCHARD LAKE RD STREET 2: STE 205 CITY: KEEGO HARBOR STATE: MI ZIP: 48320 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-04-28 0 0001101026 Zivo Bioscience, Inc. ZIVO 0001618035 HEP INVESTMENTS LLC 2804 ORCHARD LAKE RD STE 205 KEEGO HARBOR MI 48302 0 0 1 0 Common Stock 2015-04-28 4 P 0 299400 0.1331 A 1540527 D Common Stock Purchase Warrant 0.15 2014-09-19 4 P 0 166667 A 2014-09-19 2019-09-19 Common Stock 166667 38090000 D Common Stock Purchase Warrant 0.1 2014-12-08 4 P 0 84700 A 2014-12-08 2019-12-08 Common Stock 84700 38174700 D Common Stock Purchase Warrant 0.1 2015-02-27 4 P 0 227500 A 2015-02-27 2019-02-27 Common Stock 227500 38402200 D Common Stock Purchase Warrant 0.1 2015-03-27 4 P 0 135000 A 2015-03-27 2019-03-27 Common Stock 135000 38537200 D Common Stock Purchase Warrant 0.1 2015-04-15 4 P 0 155000 A 2015-04-15 2019-04-15 Common Stock 155000 38692200 D Common Stock Purchase Warrant 0.1 2015-04-17 4 P 0 62800 A 2015-04-17 2019-04-17 Common Stock 62800 38755000 D Convertible Debt 0.15 2014-09-19 4 P 0 1666667 250000 A 2014-09-19 2016-09-19 Common Stock 1666667 40421667 D Convertible Debt 0.1 2014-12-08 4 P 0 847000 84700 A 2014-12-08 2016-12-08 Common Stock 847000 41268667 D Convertible Debt 0.1 2015-02-27 4 P 0 2275000 227500 A 2015-02-27 2017-02-27 Common Stock 2275000 43543667 D Convertible Debt 0.1 2015-03-27 4 P 0 1350000 135000 A 2015-03-27 2017-03-27 Common Stock 1350000 44893667 D Convertible Debt 0.1 2015-04-15 4 P 0 1550000 155000 A 2015-04-15 2017-04-15 Common Stock 1550000 46443667 D Convertible Debt 0.1 2015-04-17 4 P 0 628000 62800 A 2015-04-17 2017-04-17 Common Stock 628000 47071667 D Accrued Interest converting into Common Stock 2015-04-28 4 P 0 7774165 A 2011-12-02 2017-04-17 Common Stock 7774165 54845832 D HEP Investments has sold participation interests to certain persons in such securities and none of these persons, individually, owns an interest in more than 5% of the Issuer's Common Stock, except for Christopher D. Maggiore, who owns more than a 5% interest in the Issuer's Common Stock. These warrants are for that number of securities which correspond to the number of securities for the corresponding tranche of convertible debt held by the Reporting Person pursuant to the Sixth Amended and Restated Senior Secured Promissory Note delivered by the Issuer to the Reporting Person (the "Convertible Note"). This represents paid-in-kind interest on the Convertible Debt already held by the Reporting Person. Unless the maturity date of the respective tranches are extended beyond these expiration dates by the Reporting Person pursuant to the terms of the Convertible Note. $.10 to $.30 /s/ Laith Yaldoo 2015-04-30