-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IAplBiqPJkG+46mo9LBcwDx5TmZoCFN4ZE9jLLUrA8VEeYhdHyhOXb8Wt7RzWgrt FCZTtDIrCzKteSfHSXyM9A== 0001193125-09-079176.txt : 20090415 0001193125-09-079176.hdr.sgml : 20090415 20090415072051 ACCESSION NUMBER: 0001193125-09-079176 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090415 DATE AS OF CHANGE: 20090415 GROUP MEMBERS: CITIC CAPITAL HOLDINGS LIMITED SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ASIAINFO HOLDINGS INC CENTRAL INDEX KEY: 0001100969 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 752506390 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60757 FILM NUMBER: 09749795 BUSINESS ADDRESS: STREET 1: 4/F ZHONGDIAN INFORMATION TOWER 6 STREET 2: ZHONGGUANCUN SOUTH STREET HAIDIAN CITY: BEIJING STATE: F4 ZIP: 100086 BUSINESS PHONE: 00861082166688 MAIL ADDRESS: STREET 1: 4/F ZHONGDIAN INFORMATION TOWER 6 STREET 2: ZHONGGUANCUN SOUTH STREET HAIDIAN CITY: BEIJING STATE: F4 ZIP: 100086 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CITIC CAPITAL MB INVESTMENT LTD CENTRAL INDEX KEY: 0001382171 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 4TH FLOOR, P.O. BOX 2804, STREET 2: GEORGE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: 00000 BUSINESS PHONE: 852-2237-6888 MAIL ADDRESS: STREET 1: 28/F., CITIC TOWER STREET 2: 1 TIM MEI AVENUE CITY: CENTRAL STATE: K3 ZIP: 00000 SC 13D/A 1 dsc13da.htm SCHEDULE 13D AMENDMENT NO. 2 Schedule 13D Amendment No. 2

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13D/A

 

Under the Securities Exchange Act of 1934

(Amendment No. 2)

 

 

 

ASIAINFO HOLDINGS, INC.

(Name of Issuer)

 

 

Common Stock

(Title of Class of Securities)

 

 

04518A104

(CUSIP Number)

 

 

 

Karen Li    Gregory D. Puff
28/F, CITIC Tower    Shearman & Sterling LLP
1 Tim Mei Avenue    12th Floor, Gloucester Tower
Central, Hong Kong    The Landmark, 15 Queen’s Road Central
(852) 2237 6337    Central, Hong Kong
   (852) 2978 8082
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

 

April 15, 2009

(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.  ¨


SCHEDULE 13D

CUSIP No. 04518A104

 

  1  

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

            CITIC Capital MB Investment Limited

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨

(b)  ¨ (See Item 4)

   
  3  

SEC USE ONLY

 

   
  4  

SOURCE OF FUNDS (See Instructions)

 

            OO

   
  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

  ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Cayman Islands

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    SOLE VOTING POWER

 

                0

 

  8    SHARED VOTING POWER

 

                0

 

  9    SOLE DISPOSITIVE POWER

 

                0

 

10    SHARED DISPOSITIVE POWER

 

                0

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            0

   
12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

  ¨
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

            0

   
14  

TYPE OF REPORTING PERSON (See Instructions)

 

            CO

   

 

Page 2 of 6 Pages


SCHEDULE 13D

CUSIP No. 46579N

 

  1  

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

            CITIC Capital Holdings Limited

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨

(b)  ¨ (See Item 4)

   
  3  

SEC USE ONLY

 

   
  4  

SOURCE OF FUNDS (See Instructions)

 

            OO

   
  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

  ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Hong Kong

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    SOLE VOTING POWER

 

                0

 

  8    SHARED VOTING POWER

 

                0

 

  9    SOLE DISPOSITIVE POWER

 

                0

 

10    SHARED DISPOSITIVE POWER

 

                0

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            0

   
12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

  ¨
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

            0

   
14  

TYPE OF REPORTING PERSON (See Instructions)

 

            CO

   

 

Page 3 of 6 Pages


Item 1. Security and Issuer.

This Amendment No. 2 to Schedule 13D amends and supplements the statement on Schedule 13D originally filed by CITIC Capital MB Investment Limited, a Cayman Islands corporation (“CITIC”) and CITIC Capital Holdings Limited, a Hong Kong corporation (“CITIC Holdings”) on December 8, 2006 and amended on December 24, 2008 (as amended and supplemented, the “Schedule 13D”) with the Securities and Exchange Commission (the “SEC”), relating to the common stock, $0.01 par value per share (the “Common Stock”), of AsiaInfo Holdings, Inc., a Delaware corporation (the “Issuer”). According to the Issuer’s most recent Form 10-K filed with the SEC on March 5, 2009, the principal executive offices of the Issuer are located at 4/F Zhongdian Information Tower, 6 Zhongguancun South Street, Haidian District, Beijing 100086, People’s Republic of China.

 

Item 2. Identity and Background

Schedule A of Item 2 of the Schedule 13D is hereby amended as follows:

Schedule A

 

Name

  

Citizenship

  

Present Principal Occupation or Employment

  

Business Address

Chang Zhenming    Chinese   

Vice Chairman and President of CITIC Group,

Chairman and Director – CITIC Holdings, Chairman and Managing Director – CITIC Pacific Limited, Vice Chairman and Director – China CITIC Bank Corporation Limited, Vice Chairman - CITIC International Financial Holdings Limited

  

Capital Mansion,

6 Xinyuan Nanlu,

Chaoyang District,

Beijing 100004, China

Zhang Yichen    Chinese   

Chief Executive Officer &

Director - CITIC Holdings

  

28/F. CITIC Tower,

1 Tim Mei Avenue,

Central, Hong Kong

Vernon Francis Moore    British    Executive Director - CITIC Pacific Limited, Director – CITIC Holdings    32/F. CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong
Wang Fanglu    Hong Kong    Director – CITIC    28/F. CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong
Pan Hongyan    Chinese    Director - CITIC    28/F. CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong
Chan Kai Kong    Singaporean    CFO- CITIC Holdings, Director – CITIC    28/F. CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong
Tam Chi Cheung    Hong Kong    General Manager- Treasury - CITIC HK (Holdings) Ltd., Director – CITIC Holdings    32/F. CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong
Yin Ke    Chinese   

Vice Chairman and Chief Executive Officer – CITIC Securities International Company Limited

Director - CITIC Holdings

   26/F. CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong
Lee Chung Hing    British    Deputy Managing Director – CITIC Pacific Limited, Director – CITIC Holdings    32/F. CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong

 

Page 4 of 6 Pages


Qian Guorong    Chinese    Director - CITIC Holdings    28/F. CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong
Wang Dongming    Chinese   

Chairman - CITIC Securities Co., Ltd.

Assistant to Managing Director – CITIC Group, Director – CITIC Holdings

  

3/F. Capital Mansion,

6 Xinyuan Nanlu, Chaoyang District, Beijing 100004, China

Zhang Haitao    Chinese    Director - CITIC Holdings    28/F. CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong

 

Item 4. Purpose of Transaction.

Item 4 of the Schedule 13D is hereby amended and supplemented by adding three paragraphs to Item 4 as follows:

On April 8, 2009, the Company filed a request to withdraw the Registration Statement on Form S-3 filed on December 23, 2008.

The SHA, Proxy, GLA and SIA have been terminated by the parties thereto effective April 3, 2009.

On April 8, 2009, CITIC entered into a broker trade to sell 4,025,105 shares of Common Stock (the “Sale”).

 

Item 5. Interest in Securities of the Issuer.

Items 5(a), 5(b) and 5(c) of the Schedule 13D are hereby amended and restated as follows:

(a) - (b) As a result of the Sale CITIC and CITIC Holdings does not beneficially own any Common Stock.

(c) On April 8, 2009, CITIC entered into a trade to sell 4,025,105 shares of Common Stock. See Item 4 above.

(e) On April 15, CITIC and CITIC Holdings ceased to be the beneficial owner of more than five percent of the outstanding Common Stock.

Note: 1,250 restricted stock units had been vested as common stock to Mr. Zhang Yichen during his former directorship with the Issuer.

 

Page 5 of 6 Pages


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: April 15, 2009

 

CITIC CAPITAL MB INVESTMENT LIMITED

/s/ Chan Kai Kong

Signature

Chan Kai Kong/Director

Name/Title
CITIC CAPITAL HOLDINGS LIMITED

/s/ Zhang Yichen

Signature

Zhang Yichen/Director

Name/Title

 

Page 6 of 6 Pages

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