-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HvVK95IcPMAyUv6RxI4DNkfp3/iklnYWZrwReYGoA00OyZUM9dstI3CdCaYnsK9V jWy0zevEpi6dZKSkv44xfA== 0000912057-01-510100.txt : 20010425 0000912057-01-510100.hdr.sgml : 20010425 ACCESSION NUMBER: 0000912057-01-510100 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010424 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: REGENERATION TECHNOLOGIES INC CENTRAL INDEX KEY: 0001100441 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 593466543 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-60813 FILM NUMBER: 1609351 BUSINESS ADDRESS: STREET 1: ONE INNOVATION DR CITY: ALACHUA STATE: FL ZIP: 32615 BUSINESS PHONE: 9044188888 MAIL ADDRESS: STREET 1: ONE INNOVATION DRIVE CITY: ALACHUA STATE: FL ZIP: 32615 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GROOMS JAMES M CENTRAL INDEX KEY: 0001134553 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 6565 N.W. STREET 2: 81ST BOULEVARD CITY: GAINESVILLE STATE: FL ZIP: 32653 MAIL ADDRESS: STREET 1: ONE INNOVATION DRIVE CITY: ALACHUA STATE: FL ZIP: 32615 SC 13G/A 1 a2046268zsc13ga.txt SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Regeneration Technologies, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.001 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 75886N100 ---------------------------------- (CUSIP Number) December 31, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) /X/ Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 13G Page 2 of 5 Pages CUSIP No. 001084102 ------------ This Amendment No. 1 to Schedule 13G filed on February 14, 2001 is being filed to amend Items 6, 8 and 9 to reflect the inclusion of shares of the Issuer's common stock held by a trust over which the Reporting Person may be deemed to have beneficial ownership. - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of above persons (entities only). James M. Grooms - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group (See Instructions) (b) / / - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power Beneficially 1,608,000 Owned by -------------------------------------------------- Each Reporting (6) Shared Voting Power Person With: 792,000 shares -------------------------------------------------- (7) Sole Dispositive Power 1,608,000 shares -------------------------------------------------- (8) Shared Dispositive Power 792,000 shares - ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 2,400,000 shares (includes 792,000 shares held by the Lisa Wasshausen Limited Trust over which Mr. Grooms shares voting and dispositive power with his wife, Lisa Waushaussen, as co-trustee) - ------------------------------------------------------------------------------- (10) Check box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / - ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 11.1% - ------------------------------------------------------------------------------- Page 3 of 5 Pages (12) Type of Reporting Person (See Instructions) IN - ------------------------------------------------------------------------------- ITEM 1. (a) Name of Issuer Regeneration Technologies, Inc. --------------------------------------------------------------------- (b) Address of Issuer's Principal Executive Offices One Innovation Drive Alachua, Florida 32615 --------------------------------------------------------------------- ITEM 2. (a) Name of Person Filing See Item 1 of the cover pages attached hereto --------------------------------------------------------------------- (b) Address of Principal Business Office or, if none, Residence One Innovation Drive Alachua, Florida 32615 --------------------------------------------------------------------- (c) Citizenship See Item 4 of the cover pages attached hereto --------------------------------------------------------------------- (d) Title of Class of Securities Common Stock, par value $.001 --------------------------------------------------------------------- (e) CUSIP Number: 75886N100 --------------------------------------------------------------------- ITEM 3. Not Applicable ITEM 4. OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: See Item 9 of the cover pages attached hereto --------------------------------------------------------------------------- (b) Percent of class: See Item 11 of the cover pages attached hereto --------------------------------------------------------------------------- (c) Number of shares as to which the person has: See Item 5 through 8 of the cover pages attached hereto ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not Applicable Page 4 of 5 Pages ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable ITEM 10. CERTIFICATION (a) The following certification shall be included if the statement is filed pursuant to section 240.13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. (b) The following certification shall be included if the statement is filed pursuant to section 240.13d-1(c): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 5 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. April 19, 2001 /s/ James M. Grooms ---------------------------------------- James M. Grooms -----END PRIVACY-ENHANCED MESSAGE-----