144 1 d406635d144.htm FORM 144 FORM 144

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 144

 

NOTICE OF PROPOSED SALE OF SECURITIES

PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933

 

ATTENTION:   Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.

 

1(a) NAME OF ISSUER (Please type or print)

        Krispy Kreme Doughnuts, Inc.

 

(b) IRS IDENT. NO.

        56-2169715

 

(c) S.E.C. FILE NO.

        001-16485

1(d) ADDRESS OF ISSUER    STREET   

CITY                

  STATE              ZIP CODE       (e) TELEPHONE NO.
                 AREA CODE     NUMBER
        370 Knollwood Street       Winston-Salem   NC      27103           336            725-2981

2(a) NAME OF PERSON FOR WHOSE ACCOUNT
        THE SECURITIES ARE TO BE SOLD

        Mohamed Abdulmohsin Al Kharafi & Sons W.L.L.

        

(b) RELATIONSHIP TO         ISSUER

    10% Stockholder

 

(c) ADDRESS

 

    P.O. Box 886

    

STREET

    

CITY

Safat

    

STATE

M6

    

ZIP CODE

13009

INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.

 

3(a)                

   (b)         SEC USE ONLY    (c)    (d)   (e)                                 (f)                               (g)

Title of the

Class of

Securities

To Be Sold

  

Name and Address of Each Broker

Through Whom the Securities are

to be Offered or Each Market

Maker who is Acquiring

the Securities

  

Broker-Dealer

File Number

  

Number of Shares

or Other Units

To Be Sold

(See instr. 3(c))

  

Aggregate

Market Value

(See instr. 3(d))

 

Number of Shares

or Other Units

Outstanding

(See instr. 3(e))

  

Approximate

Date of Sale

(See instr. 3(f))

(MO. DAY YR.)

  

Name of Each

Securities

Exchange

(See instr. 3(g))

               
Common stock, no par value   

Merrill Lynch, Pierce, Fenner & Smith Inc.

1 Bryant Park

New York, NY 10036

       

1,041,700

  

7,916,920

  66,591,493    09/05/2012    New York Stock Exchange
               
                                   
               
                                   

 


TABLE I—SECURITIES TO BE SOLD

Furnish the following information with respect to the acquisition of the securities to be sold

and with respect to the payment of all or any part of the purchase price or other consideration therefor:

 

Title of

the Class

  

Date you  

Acquired  

   Nature of Acquisition Transaction   

Name of Person from Whom Acquired

(If gift, also give date donor acquired)

   Amount of
Securities Acquired
  

Date of  

Payment  

   Nature of
Payment

Common

stock, no par

value

   09 Dec 05    Acquired through open market purchases    Not Applicable   

13,076

   09 Dec 05    Cash

Common

Stock, no par

value

   09 Dec 05    Acquired through open market purchases    Not Applicable    26,767    09 Dec 05    Cash

Common

Stock, no par

value

   09 Dec 05    Acquired through open market purchases    Not Applicable    29,933    09 Dec 05    Cash

Common

Stock, no par

value

   09 Dec 05    Acquired through open market purchases    Not Applicable    26,767    09 Dec 05    Cash

Common

Stock, no par

value

   09 Dec 05    Acquired through open market purchases    Not Applicable    29,933    09 Dec 05    Cash

Common

Stock, no par

value

   12 Dec 05    Acquired through open market purchases    Not Applicable    136,733    12 Dec 05    Cash

Common

Stock, no par

value

   12 Dec 05    Acquired through open market purchases    Not Applicable    136,733    12 Dec 05    Cash

Common

Stock, no par

value

   12 Dec 05    Acquired through open market purchases    Not Applicable    136,734    12 Dec 05    Cash

Common

Stock, no par

value

   19 Jun 06    Acquired through open market purchases    Not Applicable    78,010    19 Jun 06    Cash

Common

Stock, no par

value

   20 Jun 06    Acquired through open market purchases    Not Applicable    158,300    20 Jun 06    Cash

Common

Stock, no par

value

   21 Jun 06    Acquired through open market purchases    Not Applicable    2,100    21 Jun 06    Cash

Common

Stock, no par

value

   07 Jun 07    Acquired through open market purchases    Not Applicable    45,700    07 Jun 07    Cash

Common

Stock, no par

value

   08 Jun 07    Acquired through open market purchases    Not Applicable    220,914    08 Jun 07    Cash

INSTRUCTIONS:

   If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

 

 

TABLE II—SECURITIES SOLD DURING THE PAST 3 MONTHS

 

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

 

Name and Address of Seller   Title of Securities Sold   Date of Sale       Amount of    
Securities Sold     
  Gross Proceeds    
         

Mohamed Abdulmohsin Al Kharafi & Sons W.L.L.

P.O. Box 886

Safat, Kuwait M6 13009

  Common Stock,

no par value

  09/04/12   14,843   $108,326

REMARKS:

 

(1) The filing of this Form 144 shall not be construed as an admission that the undersigned is an Affiliate of the Issuer.

 

INSTRUCTIONS:

See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

 

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

09/05/12

DATE OF NOTICE

 

/s/    Ahmed Samy, Investment Manager        

(SIGNATURE)

 

DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION,

IF RELYING ON RULE 10B5-1

  The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures.