-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ALPr+XS6ONqSMtua6gMdjmAjajzXxeWL8LLDVZ4+GLgJsZwKUxKtkAayBRu0exvs 14EpZPS1UnesBgxD43Xbbw== 0000950005-05-000154.txt : 20050211 0000950005-05-000154.hdr.sgml : 20050211 20050210192526 ACCESSION NUMBER: 0000950005-05-000154 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050211 DATE AS OF CHANGE: 20050210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CELEBRATE EXPRESS, INC. CENTRAL INDEX KEY: 0001100124 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISC GENERAL MERCHANDISE STORES [5399] IRS NUMBER: 911644428 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-80362 FILM NUMBER: 05594746 BUSINESS ADDRESS: STREET 1: 11220 120TH AVENUE NORTHEAST CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: 4262501057 MAIL ADDRESS: STREET 1: 11220 120TH AVENUE NORTHEAST CITY: KIRKLAND STATE: WA ZIP: 98033 FORMER COMPANY: FORMER CONFORMED NAME: CELEBRATEEXPRESS COM INC DATE OF NAME CHANGE: 20000111 FORMER COMPANY: FORMER CONFORMED NAME: BIRTHDAY EXPRESS COM INC DATE OF NAME CHANGE: 19991130 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SIGMA MANAGEMENT IV LLC CENTRAL INDEX KEY: 0001134033 IRS NUMBER: 943285834 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1600 EL CAMINO REAL #280 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6508531700 MAIL ADDRESS: STREET 1: 1600 EL CAMINO REAL #280 CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G 1 p19149_13g.txt FORM SC 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. ___)* Celebrate Express, Inc. ------------------------------------------------------- (Name of Issuer) Common Stock ------------------------------------------------------- (Title of Class of Securities) 15100A10A ------------------------------------------------------- (CUSIP Number) December 31, 2004 ------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |X| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
-------------------------------- ----------------------------- CUSIP No. 15100A10A 13G Page 2 of 8 -------------------------------- ----------------------------- ---------- -------------------------------------------------------------------------------------------------------------------- 1. Names of Reporting Persons I.R.S. Identification No. of above person(s) (entities only) Sigma Management IV, LLC (94-3285834) ---------- -------------------------------------------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group* (a) |_| (b) |X| ---------- -------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY ---------- -------------------------------------------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Delaware ---------- -------------------------------------------------------------------------------------------------------------------- Number of 5. Sole Voting Power Shares 309,063 ----- ------------------------------------------------------------------------------------------- Beneficially 6. Shared Voting Power Owned by 0 ----- ------------------------------------------------------------------------------------------- Each 7. Sole Dispositive Power Reporting 309,063 ----- ------------------------------------------------------------------------------------------- Person With 8. Shared Dispositive Power 0 ---------- -------------------------------------------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 309,063 ---------- -------------------------------------------------------------------------------------------------------------------- 10. Check box if the Aggregate Amount in Row (9) Excludes Certain Shares* |_| ---------- -------------------------------------------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 4.17% ---------- -------------------------------------------------------------------------------------------------------------------- 12. Type of Reporting Person* OO ---------- -------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT!
-------------------------------- ----------------------------- CUSIP No. 15100A10A 13G Page 3 of 8 -------------------------------- ----------------------------- ---------- -------------------------------------------------------------------------------------------------------------------- 1. Names of Reporting Persons I.R.S. Identification No. of above person(s) (entities only) Sigma Partners IV, L.P. (94-3285832) ---------- -------------------------------------------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group* (a) |_| (b) |X| ---------- -------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY ---------- -------------------------------------------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Delaware ---------- -------------------------------------------------------------------------------------------------------------------- Number of 5. Sole Voting Power Shares 215,395 ----- ------------------------------------------------------------------------------------------- Beneficially 6. Shared Voting Power Owned by 0 ----- ------------------------------------------------------------------------------------------- Each 7. Sole Dispositive Power Reporting 215,395 ----- ------------------------------------------------------------------------------------------- Person With 8. Shared Dispositive Power 0 ---------- -------------------------------------------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 215,395 ---------- -------------------------------------------------------------------------------------------------------------------- 10. Check box if the Aggregate Amount in Row (9) Excludes Certain Shares* |_| ---------- -------------------------------------------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 2.91% ---------- -------------------------------------------------------------------------------------------------------------------- 12. Type of Reporting Person* PN ---------- -------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT!
-------------------------------- ----------------------------- CUSIP No. 15100A10A 13G Page 4 of 8 -------------------------------- ----------------------------- ---------- -------------------------------------------------------------------------------------------------------------------- 1. Names of Reporting Persons I.R.S. Identification No. of above person(s) (entities only) Sigma Associates IV, L.P. (94-3285833) ---------- -------------------------------------------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group* (a) |_| (b) |X| ---------- -------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY ---------- -------------------------------------------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Delaware ---------- -------------------------------------------------------------------------------------------------------------------- Number of 5. Sole Voting Power Shares 84,744 ----- ------------------------------------------------------------------------------------------- Beneficially 6. Shared Voting Power Owned by 0 ----- ------------------------------------------------------------------------------------------- Each 7. Sole Dispositive Power Reporting 84,744 ----- ------------------------------------------------------------------------------------------- Person With 8. Shared Dispositive Power 0 ---------- -------------------------------------------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 84,744 ---------- -------------------------------------------------------------------------------------------------------------------- 10. Check box if the Aggregate Amount in Row (9) Excludes Certain Shares* |_| ---------- -------------------------------------------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 1.14% ---------- -------------------------------------------------------------------------------------------------------------------- 12. Type of Reporting Person* PN ---------- -------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT!
-------------------------------- ----------------------------- CUSIP No. 15100A10A 13G Page 5 of 8 -------------------------------- ----------------------------- ---------- -------------------------------------------------------------------------------------------------------------------- 1. Names of Reporting Persons I.R.S. Identification No. of above person(s) (entities only) Sigma Investors IV, L.P. (94-3287144) ---------- -------------------------------------------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group* (a) |_| (b) |X| ---------- -------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY ---------- -------------------------------------------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Delaware ---------- -------------------------------------------------------------------------------------------------------------------- Number of 5. Sole Voting Power Shares 8,924 ----- ------------------------------------------------------------------------------------------- Beneficially 6. Shared Voting Power Owned by 0 ----- ------------------------------------------------------------------------------------------- Each 7. Sole Dispositive Power Reporting 8,924 ----- ------------------------------------------------------------------------------------------- Person With 8. Shared Dispositive Power 0 ---------- -------------------------------------------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 8,924 ---------- -------------------------------------------------------------------------------------------------------------------- 10. Check box if the Aggregate Amount in Row (9) Excludes Certain Shares* |_| ---------- -------------------------------------------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 0.12% ---------- -------------------------------------------------------------------------------------------------------------------- 12. Type of Reporting Person* PN ---------- -------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT!
---------------------------- ----------------------- CUSIP No. 15100A10A 13G Page 6 of 8 ---------------------------- ----------------------- Item 1(a). Name of Issuer: Celebrate Express, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 11220 - 120th Avenue NE Kirkland, WA 98033 Item 2(a). Name of Person Filing: Sigma Management IV, L.L.C. ("SM IV") Sigma Partners IV, L.P. ("SP IV") Sigma Associates IV, L.P. ("SA IV") Sigma Investors IV, L.P. ("SI IV") Item 2(b). Address of Principal Business Office or, if none, Residence: 1600 El Camino Real, Suite 280 Menlo Park, CA 94025 Item 2(c). Citizenship: SM IV - Delaware SP IV - Delaware SA IV - Delaware SI IV - Delaware Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 15100A10A Item 3. If this statement is filed pursuant to ss.ss.240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: Not applicable. Item 4. Ownership.
SP IV SA IV SI IV SM IV (1)(2) ------------------ --------------- ------------- --------------------- Beneficial Ownership 215,395 84,744 8,924 309,063 Percentage of Class 2.91% 1.14% 0.12% 4.17% Sole Voting Power 215,395 84,744 8,924 309,063 Shared Voting Power 0 0 0 0 Sole Dispositive Power 215,395 84,744 8,924 309,063 Shared Dispositive Power 0 0 0 0 (1) SM IV is the General Partner of SP IV, SA IV and SI IV, and may be deemed to have sole power to vote and sole power to dispose of shares of the Issuer directly owned by SP IV, SA IV and SI IV. With respect to the 309,063 shares reported for SM IV above, 215,395 shares are directly owned by SP IV, 84,744 shares are directly owned by SA IV and 8,924 shares are directly owned by SI IV. SM IV hereby disclaims beneficial ownership of shares reported herein, except to the extent of any pecuniary interest therein. (2) Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile and Wade Woodson are the managers of SM IV (the "Managing Members"). Each Managing Member disclaims beneficial ownership of all shares held by SP IV, SA IV, SI IV and SM IV, except to the extent of each Managing Member's pecuniary interest therein.
---------------------------- ----------------------- CUSIP No. 15100A10A 13G Page 7 of 8 ---------------------------- ----------------------- Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following |X|. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Under certain circumstances set forth in the SP IV, SA IV and SI IV Limited Partnership Agreements and the SM IV Operating Agreement, the General Partners and the Limited Partners of the respective entity have the right to receive dividends or distributions from, or the proceeds from the sale of, the Common Stock of the Issuer owned by each such entity. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of a Group. Not applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. ---------------------------- ----------------------- CUSIP No. 15100A10A 13G Page 8 of 8 ---------------------------- ----------------------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 10, 2005 /s/ WADE WOODSON - -------------------- Wade Woodson Wade Woodson, on behalf of Sigma Management IV, LLC in his capacity as a manager thereof, and on behalf of Sigma Partners IV, L.P., Sigma Associates IV, L.P. and Sigma Investors IV, L.P. in his capacity as a manager of Sigma Management IV, LLC, the General Partner of Sigma Partners IV, L.P., Sigma Associates IV, L.P. and Sigma Investors IV, L.P. -----END PRIVACY-ENHANCED MESSAGE-----