0001209191-13-053623.txt : 20131121 0001209191-13-053623.hdr.sgml : 20131121 20131121184441 ACCESSION NUMBER: 0001209191-13-053623 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131119 FILED AS OF DATE: 20131121 DATE AS OF CHANGE: 20131121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHINA MARINE FOOD GROUP LTD CENTRAL INDEX KEY: 0001099977 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 870640467 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: DA BAO INDUSTRIAL ZONE, SHISHI CITY CITY: FUJIAN, STATE: F4 ZIP: 362700 BUSINESS PHONE: 86-595-8898-7588 MAIL ADDRESS: STREET 1: DA BAO INDUSTRIAL ZONE, SHISHI CITY CITY: FUJIAN, STATE: F4 ZIP: 362700 FORMER COMPANY: FORMER CONFORMED NAME: NEW PARADIGM PRODUCTIONS INC DATE OF NAME CHANGE: 20000606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FROHLICH PHIL CENTRAL INDEX KEY: 0001127429 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34422 FILM NUMBER: 131236400 MAIL ADDRESS: STREET 1: 1924 SOUTH IRICA SUITE 1120 CITY: TULSA STATE: OK ZIP: 741046529 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. CENTRAL INDEX KEY: 0001166152 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34422 FILM NUMBER: 131236401 BUSINESS ADDRESS: STREET 1: 1924 SOUTH UTICA STREET 2: SUITE 1120 CITY: TULSA STATE: OK ZIP: 74104-6429 BUSINESS PHONE: 918-747-3412 MAIL ADDRESS: STREET 1: 1924 SOUTH UTICA STREET 2: SUITE 1120 CITY: TULSA STATE: OK ZIP: 74104-6429 FORMER NAME: FORMER CONFORMED NAME: PRESCOTT GROUP CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20020128 4 1 c633490_4x0.xml MAIN DOCUMENT DESCRIPTION X0306 4 2013-11-19 0001099977 CHINA MARINE FOOD GROUP LTD CMFO 0001166152 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 1924 SOUTH UTICA, SUITE 1120 TULSA OK 74104 0 0 1 0 0001127429 FROHLICH PHIL 1924 SOUTH UTICA, SUITE 1120 TULSA OK 74104 0 0 1 0 Common Stock 2013-11-19 4 P 0 31611 0.21 A 6392073 I See Footnote Common Stock 2013-11-20 4 P 0 70000 0.23 A 6462073 I See Footnote Common Stock 2013-11-20 4 P 0 90498 0.24 A 6552571 I See Footnote Common Stock 2013-11-21 4 P 0 19400 0.23 A 6571971 I See Footnote The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the manager of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock (the "Common Stock") of China Marine Food Group Limited (the "Issuer") purchased by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. or Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership. Prescott Capital holds indirectly the Common Stock of the Issuer through the account of the Master Fund, of which the Prescott Capital is the Investment Manager. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds, of which Prescott Capital is the Investment Manager. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the shares held indirectly by Prescott Capital because, as the manager of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities. /s/ Phil Frohlich, manager of Prescott Group Capital Management, L.L.C. 2013-11-21 /s/ Phil Frohlich 2013-11-21