-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P8yprE0ihlse9W+maJJw7TEI1LMv89/h575AmhcQsW1UtCGpa7lprB91xo45LgGG 0ot/hIt9L28T088MbKz28w== 0001099281-09-000052.txt : 20090213 0001099281-09-000052.hdr.sgml : 20090213 20090213101855 ACCESSION NUMBER: 0001099281-09-000052 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090213 DATE AS OF CHANGE: 20090213 EFFECTIVENESS DATE: 20090213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: THIRD AVENUE MANAGEMENT LLC CENTRAL INDEX KEY: 0001099281 IRS NUMBER: 010690900 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11289 FILM NUMBER: 09598743 BUSINESS ADDRESS: STREET 1: 622 THIRD AVENUE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128885222 MAIL ADDRESS: STREET 1: 622 THIRD AVENUE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: EQSF ADVISERS INC DATE OF NAME CHANGE: 19991118 13F-HR 1 tam122008.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F-HR COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment: | |; Amendment Number: This Amendment (Check only one): | | is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Third Avenue Management LLC Address: 622 Third Avenue, 32nd Floor New York, NY 10017 Form 13F File Number: 028-5110 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Willard James Hall Title: General Counsel Phone: 212-888-2290 Signature, Place, and Date of Signing: Willard James Hall New York, New York February 14, 2008 Report Type (Check one only): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 140 Form 13F Information Table Value Total: $4,848,245 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file nember(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1 028-10561 AIC Investment Services Inc. FORM 13F INFORMATION TABLE
VALUE SHRS OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000 PRN AMT PRN CALL DSCRETN MNGRS SOLE SHARED NONE Acadia Realty Trust COM 00423910 823 57700 SH SOLE 57700 0 0 Alamo Group, Inc. COM 01131110 19535 1306686 SH SOLE 1306686 0 0 Alexander & Baldwin, Inc. COM 01448210 54687 2182260 SH SOLE 2182260 0 0 Alico, Inc. COM 01623010 11411 278397 SH SOLE 278397 0 0 Alto Palermo S.A. ADR 02151P10 524 99144 SH SOLE 99144 0 0 Ambac Financial Group COM 02313910 35129 27022362 SH SOLE 2702236 0 0 Applied Materials, Inc. COM 03822210 24527 2421232 SH SOLE 2082357 0 338875 Arch Capital Group Ltd. COM G0450A10 24324 346996 SH SOLE 346996 0 0 Aspen Insurance Holdings Ltd COM G0538410 12387 510818 SH SOLE 510818 0 0 Associated Estates Realty Corp. COM 04560410 5985 655530 SH SOLE 655530 0 0 Avatar Holdings Inc. COM 05349410 10841 408775 SH SOLE 408775 0 0 AVX Corporation COM 00244410 20199 2543976 SH OTHER 1 2543976 0 0 AVX Corporation COM 00244410 105509 13288301 SH SOLE 1222490 0 1063393 Bank of New York Mellon Corp. COM 06405810 20612 727579 SH OTHER 1 727579 0 0 Bank of New York Mellon Corp. COM 06405810 245233 8656307 SH SOLE 8298369 0 357938 Barclays Bank PLC ETN IPTH AGRI 06739H20 5335 132472 SH SOLE 132472 0 0 Bel Fuse Inc. CL A 07734720 1017 56393 SH SOLE 56393 0 0 Bel Fuse Inc. CL B 07734730 24150 1139158 SH SOLE 1139158 0 0 Borland Software Corp. COM 09984910 3782 3602223 SH SOLE 3602223 0 0 Bristow Group Inc. COM 11039410 78971 2947797 SH SOLE 2797072 0 150725 Bronco Drilling Co. Inc. COM 11221110 39951 6184304 SH SOLE 6184304 0 0 Brookfield Asset Mgmt. CL A 11258510 803 52568 SH OTHER 1 52568 0 0 Brookfield Asset Mgmt. CL A 11258510 353436 23145774 SH SOLE 2278250 0 363268 Brookfield Infrastructure Prtns L.P.UNIT G1625210 6253 558337 SH SOLE 551704 0 6633 Brookfield Properties COM 11290010 642 83000 SH OTHER 1 83000 0 0 Brookfield Properties COM 11290010 25732 3328857 SH SOLE 3303357 0 25500 Brookline Bancorp Inc. COM 11373M10 11031 1035731 SH SOLE 1035731 0 0 Brooklyn Federal Bancorp Inc. COM 11403910 8952 637122 SH SOLE 637122 0 0 Capital Southwest COM 14050110 13468 124521 SH SOLE 124521 0 0 Carver Bancorp, Inc. COM 14687510 1093 218500 SH SOLE 218500 0 0 Cavco Industries, Inc. COM 14956810 20401 758701 SH SOLE 758701 0 0 CBRE Realty Finance Inc. COM 12498B30 194 1080103 SH SOLE 1080103 0 0 Cimarex Energy Co. COM 17179810 186922 6979905 SH SOLE 6871780 0 108125 CIT Group Inc. COM 12558110 42195 9294105 SH SOLE 8409630 0 884475 Coachmen Industries, Inc. COM 18987310 1896 1030563 SH SOLE 1030563 0 0 Coherent Inc. COM 19247910 10235 476934 SH SOLE 476934 0 0 Colonial Bankshares Inc. COM 19557210 400 50920 SH SOLE 50920 0 0 Commscope Inc. COM 20337210 18616 1197962 SH SOLE 1197962 0 0 Consolidated Tomoka Land Co. COM 21022610 21501 563000 SH SOLE 563000 0 0 Cousins Properties Inc COM 22279510 11147 804845 SH SOLE 783400 0 21445 Covanta Holding Corporation COM 22282E10 200633 9136289 SH SOLE 9136289 0 0 Cross Country Healthcare Inc. COM 22748310 46548 5295619 SH SOLE 5295619 0 0 Crystal River Capital Inc. COM 22939330 427 806385 SH SOLE 806385 0 0 Datascope Corporation COM 23811310 17882 342300 SH SOLE 342300 0 0 Eastgroup Properties Inc. COM 27727610 1162 32650 SH SOLE 32650 0 0 Electro Scientific Industries, Inc. COM 28522910 27816 4096558 SH SOLE 4079983 0 16575 Electronics for Imaging Inc. COM 28608210 43438 4543699 SH SOLE 4341724 0 201975 Encana Corporation COM 29250510 25110 574250 SH OTHER 1 574250 0 0 Encana Corporation COM 29250510 88940 1879500 SH SOLE 1786244 0 93256 Encore Wire Corporation COM 29256210 72485 3823054 SH SOLE 3823054 0 0 Fair Isaac Corporation COM 30325010 236 14000 SH SOLE 14000 0 0 FBL Financial Group, Inc. CL A 30239F10 17140 1109379 SH SOLE 1109379 0 0 Fedfirst Financial Corporation COM 31429X10 2097 490036 SH SOLE 490036 0 0 First Potomac Realty Trust COM 33610F10 597 64200 SH SOLE 64200 0 0 Forest City Enterprises Inc. CL A 34555010 712 106222 SH OTHER 1 106222 0 0 Forest City Enterprises Inc. CL A 34555010 159539 23811871 SH SOLE 2340513 0 406739 Forest City Enterprises Inc. CL B CONV 34555030 173 25800 SH SOLE 25800 0 0 Genesee & Wyoming Inc. CL A 37155910 17129 561591 SH SOLE 561591 0 0 Geneva Acquisition Corp WTS EXP 02/12/10 37185Y11 3 167200 SH SOLE 167200 0 0 Glatfelter P. H. Co. COM 37731610 35073 3771306 SH SOLE 3771306 0 0 GSI Group Inc. COM 36229U10 860 1503449 SH SOLE 1503449 0 0 Haverty Furniture Companies Inc. COM 41959610 41883 4489029 SH SOLE 4489029 0 0 Herley Industries, Inc. COM 42739810 18723 1524653 SH SOLE 1524653 0 0 HKN INC COM 40420K10 141 47478 SH SOLE 47478 0 0 IDT Corporation CL B 44894730 521 1301700 SH SOLE 1301700 0 0 Imation Corp. COM 45245A10 11061 815109 SH SOLE 815109 0 0 Ingram Micro Inc. CL A 45715310 8241 615450 SH SOLE 615450 0 0 Insteel Industries Inc. COM 45774W10 12336 1092688 SH SOLE 1092688 0 0 Intel Corporation COM 45814010 8943 610000 SH SOLE 610000 0 0 Investment Technology Group COM 46145F10 59917 2637172 SH SOLE 2595897 0 41275 Jakks Pacific, Inc. COM 47012E10 25409 1231635 SH SOLE 1231635 0 0 JER Investors Trust Inc. COM 46614H30 59 63915 SH SOLE 63915 0 0 Journal Communications Inc. CL A 48113010 8542 3486357 SH SOLE 3448782 0 37575 Kaiser Aluminum Corp. COM 48300770 22219 986637 SH SOLE 986637 0 0 Kearny Financial Corp. COM 48716910 10216 798153 SH SOLE 798153 0 0 K-Swiss Inc. CL A 48268610 53368 4681412 SH SOLE 4681412 0 0 Leapfrog Enterprises Inc. CL A 52186N10 1458 416577 SH SOLE 416577 0 0 Legg Mason Inc. COM 52490110 35137 1603710 SH SOLE 1395875 0 207835 Leucadia National Corporation COM 52728810 14150 714649 SH SOLE 714649 0 0 Lexmark International Inc. CL A 52977110 50151 1864367 SH SOLE 1864367 0 0 Louisiana Pacific Corp. COM 54634710 10531 6750863 SH SOLE 5777938 0 972925 MBIA Inc. COM 55262C10 5887 1446437 SH OTHER 1 1446437 0 0 MBIA Inc. COM 55262C10 111557 27409661 SH SOLE 2705700 0 352655 MDC Holdings Inc. COM 55267610 68881 2273287 SH SOLE 2212007 0 61280 MGIC Investment Corp. COM 55284810 7738 2223490 SH SOLE 2223490 0 0 Montpelier Re Holdings Ltd. COM G6218510 81033 4826264 SH SOLE 4520821 0 305443 Nabors Industries COM G6359F10 142180 11878000 SH SOLE 1187800 0 0 National Western Life Insurance Co. CL A 63852210 55980 330909 SH SOLE 330909 0 0 NewAlliance Bancshares, Inc. COM 65020310 18848 1431103 SH SOLE 1431103 0 0 Newmont Mining Corporation COM 65163910 42001 1031961 SH SOLE 913667 0 118294 Omega Flex Inc. COM 68209510 7540 360100 SH SOLE 360100 0 0 Origen Financial Inc. COM 68619E20 648 953481 SH SOLE 953481 0 0 Park Electrochemical Corporation COM 70041620 25723 1356714 SH SOLE 1356714 0 0 Patriot Transportation Holdings COM 70337B10 1752 25000 SH SOLE 25000 0 0 Pfizer Inc. COM 71708110 1381 78000 SH SOLE 78000 0 0 Pharmaceutical Product Dev. Inc. COM 71712410 16702 575726 SH SOLE 575726 0 0 Phoenix Companies Inc. COM 71902E10 2235 683500 SH SOLE 683500 0 0 Pioneer Drilling Co. COM 72365510 35779 6423592 SH SOLE 6423592 0 0 Posco ADR ADR 69348310 23018 305888 SH OTHER 1 305888 0 0 Posco ADR ADR 69348310 304530 4046906 SH SOLE 4020206 0 26700 Precision Drilling Trust TR UNIT 74021510 3670 437400 SH SOLE 437400 0 0 Prologis NOTE 1.88% 11/15/37 743410AR 9068 19929000 SH SOLE 1992900 0 0 Prologis NOTE 2.25% 04/01/37 743410AQ 6160 14000000 SH SOLE 1400000 0 0 Prologis NOTE 2.63% 05/15/38 743410AS 2125 5000000 SH SOLE 5000000 0 0 Prologis Trust SH BEN INT 74341010 1484 106875 SH OTHER 1 106875 0 0 Prologis Trust SH BEN INT 74341010 66751 4805664 SH SOLE 4790063 0 15601 PS Business Parks, Inc. COM 69360J10 987 22100 SH SOLE 22100 0 0 Radian Group Inc. COM 75023610 42744 11615214 SH SOLE 1161521 0 0 Resource Capital Corporation COM 76120W30 1429 373149 SH SOLE 373149 0 0 Russ Berrie and Company, Inc. COM 78223310 3730 1255957 SH SOLE 1236082 0 19875 Skyline Corporation COM 83083010 32149 1608240 SH SOLE 1608240 0 0 SPDR Indes Shares FDS MSCI ACWI EXUS 78463X84 7112 304955 SH SOLE 304955 0 0 SPDR TR UNIT SER 1 78462F10 7933 87915 SH SOLE 87915 0 0 St. Mary Land & Exploration COM 79222810 82984 4085867 SH SOLE 4085867 0 0 Stanley Furniture Company, Inc. COM 85430520 17418 2199238 SH SOLE 2199238 0 0 Stoneleigh Partners Warrants WTS 86192312 50 1667900 SH SOLE 1667900 0 0 Suncor Energy Inc. COM 86722910 40624 2083300 SH SOLE 2083300 0 0 Superior Industries Int'l Inc. COM 86816810 11356 1079476 SH OTHER 1 1079476 0 0 Superior Industries Int'l Inc. COM 86816810 33438 3178507 SH SOLE 3178507 0 0 Sybase Inc. COM 87113010 21413 864489 SH SOLE 864489 0 0 Sycamore Networks, Inc. COM 87120610 21702 8067489 SH OTHER 1 8067489 0 0 Sycamore Networks, Inc. COM 87120610 93363 34707644 SH SOLE 3438264 0 325000 Synopsys Inc. COM 87160710 45312 2446676 SH SOLE 2446676 0 0 Tejon Ranch Co. COM 87908010 406 16400 SH OTHER 1 16400 0 0 Tejon Ranch Co. COM 87908010 120760 4881162 SH SOLE 4859162 0 22000 Tellabs, Inc. COM 87966410 12220 2965962 SH OTHER 1 2965962 0 0 Tellabs, Inc. COM 87966410 122073 29629501 SH SOLE 2870980 0 919700 The St. Joe Company COM 79014810 305 12523 SH OTHER 1 12523 0 0 The St. Joe Company COM 79014810 206492 8490645 SH SOLE 8433170 0 57475 The Timberland Company CL A 88710010 5698 493358 SH SOLE 493358 0 0 Thomas Properties Group Inc. COM 88445310 6811 2629749 SH SOLE 2629749 0 0 Tidewater Inc. COM 88642310 63470 1576120 SH SOLE 1576120 0 0 Triad Guaranty Inc. COM 89592510 494 1300000 SH SOLE 1300000 0 0 United Microelectronics Corp. ADR 91087340 714 364077 SH SOLE 364077 0 0 United Refining Energy Corp WTS EXP 12/11/11 91136011 60 500000 SH SOLE 500000 0 0 Vail Resorts Inc. COM 91879Q10 39564 1487371 SH SOLE 1487371 0 0 Vornado Realty Trust SBI 92904210 306 5150 SH OTHER 1 5150 0 0 Vornado Realty Trust SBI 92904210 49662 822815 SH SOLE 816515 0 6300 Westlake Chemical Corp. COM 96041310 67099 4119023 SH SOLE 4119023 0 0 Westwood Hldgs Group Inc. COM 96176510 14841 522394 SH SOLE 522394 0 0
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