0001179110-11-008535.txt : 20110523
0001179110-11-008535.hdr.sgml : 20110523
20110523195438
ACCESSION NUMBER: 0001179110-11-008535
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110520
FILED AS OF DATE: 20110523
DATE AS OF CHANGE: 20110523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PARSKY GERALD L
CENTRAL INDEX KEY: 0001256531
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34728
FILM NUMBER: 11866524
MAIL ADDRESS:
STREET 1: AURORA CAPITAL PARTNERS LP
STREET 2: 10877 WILSHIRE BOULEVARD SUITE 2100
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mapes John T
CENTRAL INDEX KEY: 0001335349
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34728
FILM NUMBER: 11866531
MAIL ADDRESS:
STREET 1: C/O AURORA CAPITAL GROUP
STREET 2: 10877 WILSHIRE BLVD #2100
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AURORA CAPITAL PARTNERS II L P
CENTRAL INDEX KEY: 0001098913
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34728
FILM NUMBER: 11866529
BUSINESS ADDRESS:
STREET 1: 1800 CENTURY PARK EAST STE 1000
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 3105510101
MAIL ADDRESS:
STREET 1: 1800 CNTURY PARK EAST SUITE 1000
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOUGLAS DYNAMICS, INC
CENTRAL INDEX KEY: 0001287213
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 134275891
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7777 NORTH 73RD ST
CITY: MILWAUKEE
STATE: WI
ZIP: 53233
BUSINESS PHONE: 414-362-3940
MAIL ADDRESS:
STREET 1: 7777 NORTH 73RD ST
CITY: MILWAUKEE
STATE: WI
ZIP: 53233
FORMER COMPANY:
FORMER CONFORMED NAME: DOUGLAS DYNAMICS HOLDINGS INC
DATE OF NAME CHANGE: 20040415
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Aurora Equity Partners II LP
CENTRAL INDEX KEY: 0001335251
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34728
FILM NUMBER: 11866528
BUSINESS ADDRESS:
STREET 1: 10877 WILSHIRE BOULEVARD
STREET 2: SUITE 2100
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
BUSINESS PHONE: 310-551-0101
MAIL ADDRESS:
STREET 1: 10877 WILSHIRE BOULEVARD
STREET 2: SUITE 2100
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Aurora Overseas Equity Partners II LP
CENTRAL INDEX KEY: 0001335252
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34728
FILM NUMBER: 11866525
BUSINESS ADDRESS:
STREET 1: 10877 WILSHIRE BOULEVARD
STREET 2: SUITE 2100
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
BUSINESS PHONE: 310-551-0101
MAIL ADDRESS:
STREET 1: 10877 WILSHIRE BOULEVARD
STREET 2: SUITE 2100
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Aurora Overseas Capital Partners II LP
CENTRAL INDEX KEY: 0001335254
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34728
FILM NUMBER: 11866526
BUSINESS ADDRESS:
STREET 1: 10877 WILSHIRE BOULEVARD
STREET 2: SUITE 2100
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
BUSINESS PHONE: 310-551-0101
MAIL ADDRESS:
STREET 1: 10877 WILSHIRE BOULEVARD
STREET 2: SUITE 2100
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Aurora Advisors II LLC
CENTRAL INDEX KEY: 0001335255
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34728
FILM NUMBER: 11866530
BUSINESS ADDRESS:
STREET 1: 10877 WILSHIRE BOULEVARD
STREET 2: SUITE 2100
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
BUSINESS PHONE: 310-551-0101
MAIL ADDRESS:
STREET 1: 10877 WILSHIRE BOULEVARD
STREET 2: SUITE 2100
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Aurora Overseas Advisors II LDC
CENTRAL INDEX KEY: 0001335256
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34728
FILM NUMBER: 11866527
BUSINESS ADDRESS:
STREET 1: 10877 WILSHIRE BOULEVARD
STREET 2: SUITE 2100
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
BUSINESS PHONE: 310-551-0101
MAIL ADDRESS:
STREET 1: 10877 WILSHIRE BOULEVARD
STREET 2: SUITE 2100
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
4
1
edgar.xml
FORM 4 -
X0303
4
2011-05-20
0
0001287213
DOUGLAS DYNAMICS, INC
PLOW
0001335255
Aurora Advisors II LLC
10877 WILSHIRE BLVD.
SUITE 2100
LOS ANGELES
CA
90024
0
0
1
0
0001098913
AURORA CAPITAL PARTNERS II L P
10877 WILSHIRE BLVD.
SUITE 2100
LOS ANGELES
CA
90024
0
0
1
0
0001335251
Aurora Equity Partners II LP
10877 WILSHIRE BLVD.
SUITE 2100
LOS ANGELES
CA
90024
0
0
1
0
0001335256
Aurora Overseas Advisors II LDC
10877 WILSHIRE BLVD.
SUITE 2100
LOS ANGELES
CA
90024
0
0
1
0
0001335254
Aurora Overseas Capital Partners II LP
10877 WILSHIRE BLVD.
SUITE 2100
LOS ANGELES
CA
90024
0
0
1
0
0001335252
Aurora Overseas Equity Partners II LP
10877 WILSHIRE BLVD.
SUITE 2100
LOS ANGELES
CA
90024
0
0
1
0
0001335349
Mapes John T
C/O AURORA EQUITY PARTNERS II LP
10877 WILSHIRE BLVD. SUITE 2100
LOS ANGELES
CA
90024
0
0
1
0
0001256531
PARSKY GERALD L
C/O AURORA EQUITY PARTNERS II LP
10877 WILSHIRE BLVD. SUITE 2100
LOS ANGELES
CA
90024
0
0
1
0
Common Stock
2011-05-20
4
S
0
2973575
14.20
D
1511959
D
Common Stock
2011-05-20
4
S
0
12389
14.20
D
6300
D
Common Stock
2011-05-20
4
S
0
4956
14.20
D
2520
D
Consists of 2,934,622 shares sold by Aurora Equity Partners II L.P. ("AEPII") and 38,953 shares sold by Aurora Overseas Equity Partners II, L.P. ("AOEPII").
Consists of 1,492,152 shares held by AEPII and 19,807 shares held by AOEPII.
Aurora Capital Partners II LP ("ACPII") is the general partner of AEPII. Aurora Overseas Capital Partners II, LP ("AOCPII") is the general partner of AOEPII. Aurora Advisors II LLC ("AAII") is the general partner of ACPII. Aurora Overseas Advisors II, LDC ("AOAII") is the general partner of AOCPII. AEPII, AOEPII, ACPII, AOCPII, AAII, and AOAII are collectively referred to as the "Aurora Entities." In their capacities as direct or indirect general partners of AEPII and/or AOEPII, ACPII, AOCPII, AAII, and AOAII may be deemed to have a pecuniary interest in an indeterminable portion of the shares owned or controlled by AEPII and AOEPII. ACPII, AOCPII, AAII, and AOAII disclaim beneficial ownership of all such shares except to the extent that they may be deemed to have a pecuniary interest therein.
Messrs. Mapes and Parsky are controlling persons of the Aurora Entities. As such, they may be deemed to have a pecuniary interest in an indeterminable portion of the shares owned or controlled by the Aurora Entities. Messrs. Mapes and Parsky disclaim beneficial ownership of all such shares except to the extent that they may be deemed to have a pecuniary interest therein.
These securities are owned solely by Mr. Parsky through a 401(k) account.
These securities are owned solely by Mr. Mapes through a 401(k) account.
/s/ Timothy J. Hart as Vice President, Secretary and General Counsel of Aurora Advisors II LLC
2011-05-23
/s/ Timothy J. Hart as Vice President, Secretary and General Counsel of Aurora Advisors II LLC, General Partner of Aurora Capital Partners II LP
2011-05-23
/s/ Timothy J. Hart as Vice President, Secretary and General Counsel of Aurora Advisors II LLC, General Partner of Aurora Capital Partners II LP, General Partner of Aurora Equity Partners II LP
2011-05-23
/s/ Timothy J. Hart as Vice President, Secretary and General Counsel of Aurora Overseas Advisors II, LDC
2011-05-23
/s/ Timothy J. Hart as Vice President, Secretary and General Counsel of Aurora Overseas Advisors II, LDC, General Partner of Aurora Overseas Capital Partners II, LP
2011-05-23
/s/ Timothy J. Hart as Vice President, Secretary and General Counsel of Aurora Overseas Advisors II, LDC, General Partner of Aurora Overseas Capital Partners, LP, General Partner of Aurora Overseas Equity Partners II, LP
2011-05-23
/s/ Timothy J. Hart as Attorney-in-Fact for John T. Mapes
2011-05-23
/s/ Timothy J. Hart as Attorney-in-Fact for Gerald L. Parsky
2011-05-23