0001098682-13-000002.txt : 20130404 0001098682-13-000002.hdr.sgml : 20130404 20130404112511 ACCESSION NUMBER: 0001098682-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130404 DATE AS OF CHANGE: 20130404 EFFECTIVENESS DATE: 20130404 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHOTT CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001098682 IRS NUMBER: 943140021 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05083 FILM NUMBER: 13742133 BUSINESS ADDRESS: STREET 1: 601 CALIFORNIA STREET SUITE 801 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: 4157728363 MAIL ADDRESS: STREET 1: 601 CALIFORNIA STREET STREET 2: SUITE 801 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 13F-HR 1 form13f033113.txt 3-31-13 QUARTERLY FILING FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Advanced Oxygen Technologies, COM 00754B103 1 91047 SH SOLE 91047 Aeolus Pharmaceuticals, Inc. COM 00765G109 8 22521 SH SOLE 22521 Alliance Data Systems Corporat COM 018581108 1660 10254 SH SOLE 2771 7483 Approach Resources Inc. COM 03834A103 2547 103486 SH SOLE 101562 1924 Arch Capital Group Ltd. COM G0450A105 1193 22699 SH SOLE 9649 13050 Aruba Networks Inc. COM 043176106 2105 85088 SH SOLE 64812 20276 Audience, Inc. COM 05070J102 540 35378 SH SOLE 5380 29998 Bill Barrett Corporation COM 06846N104 554 27340 SH SOLE 4480 22860 Brightcove Inc. COM 10921T101 1891 304474 SH SOLE 120807 183667 Buckeye Partners, L.P. COM 118230101 6549 107082 SH SOLE 21449 85633 Carter's, Inc. COM 146229109 5345 93333 SH SOLE 77193 16140 Cavium, Inc. COM 14964U108 1137 29284 SH SOLE 29284 Celsion Corporation COM 15117N305 11 10950 SH SOLE 10950 ComScore, Inc. COM 20564W105 483 28811 SH SOLE 16653 12158 Concho Resources Inc. COM 20605P101 2533 26002 SH SOLE 25212 790 Cordex Pharma, Inc. COM 218551010 1 100000 SH SOLE 100000 Domino's Pizza, Inc. COM 25754A201 4264 82889 SH SOLE 82889 Ecotality, Inc. 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COM 45321L100 1578 40986 SH SOLE 35443 5543 Infoblox, Inc. COM 45672H104 8227 379141 SH SOLE 233342 145799 InnerWorkings, Inc. COM 45773Y105 817 53996 SH SOLE 53996 Ironwood Pharmaceuticals, Inc. COM 46333X108 379 20748 SH SOLE 20748 Jive Software, Inc. COM 47760A108 2133 140319 SH SOLE 95834 44485 LPL Financial Holdings, Inc. COM 50212V100 2084 64633 SH SOLE 64633 LinkedIn Corporation COM 53578A108 8776 49845 SH SOLE 41094 8751 Magellan Midstream Partners COM 559080106 1045 19550 SH SOLE 16718 2832 MetroPCS Communications COM 591708102 687 63072 SH SOLE 13170 49902 Mid-Con Energy Partners LP COM 59560V109 732 31878 SH SOLE 31220 658 Millennial Media Inc. COM 60040N105 522 82270 SH SOLE 59686 22584 Novation Companies, Inc. COM 66989V107 35 67142 SH SOLE 67142 Nuance Communications COM 67020Y100 15519 769044 SH SOLE 80200 688844 Pacira Pharmaceuticals, Inc. COM 695127100 894 30991 SH SOLE 30991 Palo Alto Networks, Inc. COM 697435105 3471 61333 SH SOLE 61333 Proto Labs, Inc. COM 743713109 1509 30725 SH SOLE 25605 5120 Qihoo 360 Technology Co - ADR COM 74734M109 3281 110748 SH SOLE 102729 8019 RPX Corporation COM 74972G103 1439 102011 SH SOLE 102011 Rackspace Hosting, Inc. COM 750086100 2312 45791 SH SOLE 45791 Republic Services, Inc. COM 760759100 1983 60083 SH SOLE 47985 12098 Responsys, Inc. COM 761248103 1375 155401 SH SOLE 139339 16062 Salesforce.com, Inc. COM 79466L302 1028 5751 SH SOLE 5500 251 Select Medical Holdings Corp. COM 81619Q105 13247 1471838 SH SOLE 164975 1306863 ServiceNow, Inc. COM 81762P102 1935 53447 SH SOLE 53447 Solazyme, Inc. COM 83415T101 529 67817 SH SOLE 40900 26917 Splunk, Inc. COM 848637104 28244 705564 SH SOLE 684664 20900 Synthetic Biologics, Inc. COM 87164U102 41 23855 SH SOLE 23855 Targa Resources Corp. COM 87612G101 10640 156560 SH SOLE 16900 139660 Telenav Inc. COM 879455103 3244 502898 SH SOLE 72400 430498 Tesla Motors, Inc. COM 88160R101 5253 138636 SH SOLE 74477 64159 VeriFone Systems, Inc. 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