0001098682-13-000002.txt : 20130404
0001098682-13-000002.hdr.sgml : 20130404
20130404112511
ACCESSION NUMBER: 0001098682-13-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130404
DATE AS OF CHANGE: 20130404
EFFECTIVENESS DATE: 20130404
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SHOTT CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001098682
IRS NUMBER: 943140021
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05083
FILM NUMBER: 13742133
BUSINESS ADDRESS:
STREET 1: 601 CALIFORNIA STREET SUITE 801
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
BUSINESS PHONE: 4157728363
MAIL ADDRESS:
STREET 1: 601 CALIFORNIA STREET
STREET 2: SUITE 801
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
13F-HR
1
form13f033113.txt
3-31-13 QUARTERLY FILING
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
Advanced Oxygen Technologies, COM 00754B103 1 91047 SH SOLE 91047
Aeolus Pharmaceuticals, Inc. COM 00765G109 8 22521 SH SOLE 22521
Alliance Data Systems Corporat COM 018581108 1660 10254 SH SOLE 2771 7483
Approach Resources Inc. COM 03834A103 2547 103486 SH SOLE 101562 1924
Arch Capital Group Ltd. COM G0450A105 1193 22699 SH SOLE 9649 13050
Aruba Networks Inc. COM 043176106 2105 85088 SH SOLE 64812 20276
Audience, Inc. COM 05070J102 540 35378 SH SOLE 5380 29998
Bill Barrett Corporation COM 06846N104 554 27340 SH SOLE 4480 22860
Brightcove Inc. COM 10921T101 1891 304474 SH SOLE 120807 183667
Buckeye Partners, L.P. COM 118230101 6549 107082 SH SOLE 21449 85633
Carter's, Inc. COM 146229109 5345 93333 SH SOLE 77193 16140
Cavium, Inc. COM 14964U108 1137 29284 SH SOLE 29284
Celsion Corporation COM 15117N305 11 10950 SH SOLE 10950
ComScore, Inc. COM 20564W105 483 28811 SH SOLE 16653 12158
Concho Resources Inc. COM 20605P101 2533 26002 SH SOLE 25212 790
Cordex Pharma, Inc. COM 218551010 1 100000 SH SOLE 100000
Domino's Pizza, Inc. COM 25754A201 4264 82889 SH SOLE 82889
Ecotality, Inc. COM 27922Y202 19 20078 SH SOLE 20078
ExactTarget Inc. COM 30064K105 2792 119978 SH SOLE 25773 94205
Facebook, Inc. COM 30303M102 10565 413027 SH SOLE 392121 20906
Fidelity National Information COM 31620M106 23409 590835 SH SOLE 80850 509985
Financial Engines, Inc. COM 317485100 7313 201905 SH SOLE 171808 30097
Fusion-io, Inc. COM 36112J107 3463 211576 SH SOLE 84800 126776
Genpact Ltd COM G3922B107 2547 140031 SH SOLE 140031
Gevo, Inc. COM 374396109 224 100000 SH SOLE 100000
Google, Inc. - Cl A COM 38259P508 13029 16406 SH SOLE 13998 2408
Green Dot Corp. - Class A COM 39304D102 567 33936 SH SOLE 22657 11279
Groupon, Inc. COM 399473107 2095 342256 SH SOLE 259121 83135
Guidewire Software Inc. COM 40171V100 7501 195132 SH SOLE 107303 87829
Hallador Energy Company COM 40609P105 836 121094 SH SOLE 115392 5702
Image Metrics, Inc. COM 45248W106 3 96957 SH SOLE 96957
Immtech Pharmaceuticals, Inc. COM 452519101 0 13750 SH SOLE 13750
Imperva, Inc. COM 45321L100 1578 40986 SH SOLE 35443 5543
Infoblox, Inc. COM 45672H104 8227 379141 SH SOLE 233342 145799
InnerWorkings, Inc. COM 45773Y105 817 53996 SH SOLE 53996
Ironwood Pharmaceuticals, Inc. COM 46333X108 379 20748 SH SOLE 20748
Jive Software, Inc. COM 47760A108 2133 140319 SH SOLE 95834 44485
LPL Financial Holdings, Inc. COM 50212V100 2084 64633 SH SOLE 64633
LinkedIn Corporation COM 53578A108 8776 49845 SH SOLE 41094 8751
Magellan Midstream Partners COM 559080106 1045 19550 SH SOLE 16718 2832
MetroPCS Communications COM 591708102 687 63072 SH SOLE 13170 49902
Mid-Con Energy Partners LP COM 59560V109 732 31878 SH SOLE 31220 658
Millennial Media Inc. COM 60040N105 522 82270 SH SOLE 59686 22584
Novation Companies, Inc. COM 66989V107 35 67142 SH SOLE 67142
Nuance Communications COM 67020Y100 15519 769044 SH SOLE 80200 688844
Pacira Pharmaceuticals, Inc. COM 695127100 894 30991 SH SOLE 30991
Palo Alto Networks, Inc. COM 697435105 3471 61333 SH SOLE 61333
Proto Labs, Inc. COM 743713109 1509 30725 SH SOLE 25605 5120
Qihoo 360 Technology Co - ADR COM 74734M109 3281 110748 SH SOLE 102729 8019
RPX Corporation COM 74972G103 1439 102011 SH SOLE 102011
Rackspace Hosting, Inc. COM 750086100 2312 45791 SH SOLE 45791
Republic Services, Inc. COM 760759100 1983 60083 SH SOLE 47985 12098
Responsys, Inc. COM 761248103 1375 155401 SH SOLE 139339 16062
Salesforce.com, Inc. COM 79466L302 1028 5751 SH SOLE 5500 251
Select Medical Holdings Corp. COM 81619Q105 13247 1471838 SH SOLE 164975 1306863
ServiceNow, Inc. COM 81762P102 1935 53447 SH SOLE 53447
Solazyme, Inc. COM 83415T101 529 67817 SH SOLE 40900 26917
Splunk, Inc. COM 848637104 28244 705564 SH SOLE 684664 20900
Synthetic Biologics, Inc. COM 87164U102 41 23855 SH SOLE 23855
Targa Resources Corp. COM 87612G101 10640 156560 SH SOLE 16900 139660
Telenav Inc. COM 879455103 3244 502898 SH SOLE 72400 430498
Tesla Motors, Inc. COM 88160R101 5253 138636 SH SOLE 74477 64159
VeriFone Systems, Inc. COM 92342Y109 1147 55465 SH SOLE 9724 45741
Whole Foods Market, Inc. COM 966837106 18713 215712 SH SOLE 86579 129133
YaHoo!, Inc. COM 984332106 1678 71320 SH SOLE 71320
Yelp Inc. COM 985817105 6255 263827 SH SOLE 77792 186035