0001098682-13-000001.txt : 20130104
0001098682-13-000001.hdr.sgml : 20130104
20130104131345
ACCESSION NUMBER: 0001098682-13-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130104
DATE AS OF CHANGE: 20130104
EFFECTIVENESS DATE: 20130104
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SHOTT CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001098682
IRS NUMBER: 943140021
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05083
FILM NUMBER: 13510717
BUSINESS ADDRESS:
STREET 1: 601 CALIFORNIA STREET SUITE 801
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
BUSINESS PHONE: 4157728363
MAIL ADDRESS:
STREET 1: 601 CALIFORNIA STREET
STREET 2: SUITE 801
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
13F-HR
1
form13f123112.txt
12-31-12 QUARTERLY FILING
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
21Vianet Group Inc. COM 90138A103 215 22337 SH SOLE 22337
Acadia Pharmaceuticals Inc. COM 004225108 182 39160 SH SOLE 29370 9790
Aeolus Pharmaceuticals, Inc. COM 00765G109 7 22521 SH SOLE 22521
Alliance Data Systems Corporat COM 018581108 1484 10254 SH SOLE 2771 7483
Amazon.com, Inc. COM 023135106 2971 11843 SH SOLE 11843
Angie's List, Inc. COM 034754101 1305 108867 SH SOLE 65489 43378
Approach Resources Inc. COM 03834A103 2588 103486 SH SOLE 101562 1924
Arch Capital Group Ltd. COM G0450A105 999 22699 SH SOLE 9649 13050
Aruba Networks Inc. COM 043176106 1765 85088 SH SOLE 64812 20276
AtriCure Inc. COM 04963C209 127 18430 SH SOLE 12286 6144
Bill Barrett Corporation COM 06846N104 849 47740 SH SOLE 4480 43260
Bradmer Pharmaceuticals Inc. COM 10463R208 4 160000 SH SOLE 160000
Brightcove Inc. COM 10921T101 4651 514462 SH SOLE 203809 310653
Buckeye Partners, L.P. COM 118230101 5317 117082 SH SOLE 21449 95633
CapitalSource, Inc. COM 14055X102 734 96880 SH SOLE 73629 23251
Carter's, Inc. COM 146229109 338 6065 SH SOLE 6065
Cavium, Inc. COM 14964U108 914 29284 SH SOLE 29284
Citigroup Inc. COM 172967101 239 6039 SH SOLE 6039
Codexis, Inc. COM 192005106 44 20000 SH SOLE 20000
Concho Resources Inc. COM 20605P101 2900 36002 SH SOLE 34612 1390
Cordex Pharma, Inc. COM 218551010 1 87500 SH SOLE 87500
Demandware Inc. COM 24802Y105 1759 64397 SH SOLE 12352 52045
Domino's Pizza, Inc. COM 25754A201 3610 82889 SH SOLE 82889
Ecotality, Inc. COM 27922Y202 9 20078 SH SOLE 20078
Envestnet, Inc. COM 29404K106 154 11005 SH SOLE 11005
Epocrates, Inc. COM 29429D103 175 19860 SH SOLE 19860
ExactTarget Inc. COM 30064K105 1273 63629 SH SOLE 33122 30507
Facebook, Inc. COM 30303M102 41959 1576239 SH SOLE 1338296 237943
Fidelity National Information COM 31620M106 12236 351500 SH SOLE 61750 289750
Financial Engines, Inc. COM 317485100 5878 211905 SH SOLE 181808 30097
Fusion-io, Inc. COM 36112J107 7538 328759 SH SOLE 124510 204249
Gevo, Inc. COM 374396109 154 100000 SH SOLE 100000
Google, Inc. - Cl A COM 38259P508 16800 23750 SH SOLE 18998 4752
Green Dot Corp. - Class A COM 39304D102 414 33936 SH SOLE 22657 11279
Groupon, Inc. COM 399473107 3980 818907 SH SOLE 418301 400606
Guidewire Software Inc. COM 40171V100 5812 195552 SH SOLE 95034 100518
Hallador Energy Company COM 40609P105 734 88846 SH SOLE 83966 4880
HomeAway, Inc. COM 43739Q100 2342 106474 SH SOLE 5713 100761
Image Metrics, Inc. COM 45248W106 5 96957 SH SOLE 96957
Immtech Pharmaceuticals, Inc. COM 452519101 0 13750 SH SOLE 13750
Imperva, Inc. COM 45321L100 2577 81740 SH SOLE 48579 33161
Infoblox, Inc. COM 45672H104 1947 108350 SH SOLE 16511 91839
InnerWorkings, Inc. COM 45773Y105 744 53996 SH SOLE 53996
Ironwood Pharmaceuticals, Inc. COM 46333X108 1037 93571 SH SOLE 74858 18713
Jive Software, Inc. COM 47760A108 193 13270 SH SOLE 13270
LPL Financial Holdings, Inc. COM 50212V100 6949 246752 SH SOLE 73912 172840
LinkedIn Corporation COM 53578A108 21798 189845 SH SOLE 156744 33101
Magellan Midstream Partners COM 559080106 844 19550 SH SOLE 16718 2832
MetroPCS Communications COM 591708102 627 63072 SH SOLE 13170 49902
Novation Companies, Inc. COM 66989V107 42 67142 SH SOLE 67142
Nuance Communications COM 67020Y100 3979 178250 SH SOLE 20700 157550
PLX Technology, Inc. COM 693417107 166 45647 SH SOLE 45647
Pactera Technology-ADR COM 695255109 506 63714 SH SOLE 57819 5895
Pandora Media, Inc. COM 698354107 953 103767 SH SOLE 103767
Qihoo 360 Technology Co - ADR COM 74734M109 4342 146241 SH SOLE 120746 25495
RPX Corporation COM 74972G103 1166 128940 SH SOLE 128940
Rackspace Hosting, Inc. COM 750086100 4886 65791 SH SOLE 65791
Republic Services, Inc. COM 760759100 1762 60083 SH SOLE 47985 12098
Responsys, Inc. COM 761248103 1780 298690 SH SOLE 233897 64793
Salesforce.com, Inc. COM 79466L302 967 5751 SH SOLE 5500 251
Select Medical Holdings Corp. COM 81619Q105 3946 418402 SH SOLE 58115 360287
Sky-Mobi Ltd. - SP ADR COM 83084G109 104 52211 SH SOLE 44171 8040
Solazyme, Inc. COM 83415T101 917 116632 SH SOLE 52900 63732
Splunk, Inc. COM 848637104 16705 575653 SH SOLE 321749 253904
Susser Holdings Corporation COM 869233106 4608 133617 SH SOLE 11825 121792
Synthetic Biologics, Inc. COM 87164U102 42 23855 SH SOLE 23855
Targa Resources Corp. COM 87612G101 4481 84798 SH SOLE 9685 75113
Telenav Inc. COM 879455103 264 33000 SH SOLE 20625 12375
Tesla Motors, Inc. COM 88160R101 6276 185303 SH SOLE 61144 124159
TransDigm Group Inc. COM 893641100 559 4100 SH SOLE 4100
VeriFone Systems, Inc. COM 92342Y109 1646 55465 SH SOLE 9724 45741
Virtusa Corporation COM 92827P102 2012 122489 SH SOLE 122489
Vocera Communications, Inc. COM 92857F107 748 29782 SH SOLE 8509 21273
Whole Foods Market, Inc. COM 966837106 26046 285712 SH SOLE 86579 199133
YaHoo!, Inc. COM 984332106 1419 71320 SH SOLE 71320
Yelp Inc. COM 985817105 632 33515 SH SOLE 33515
Zillow, Inc. COM 98954A107 440 15850 SH SOLE 8565 7285
Zynga, Inc. - Cl A COM 98986T108 6236 2642363 SH SOLE 2642363