SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
FELDMAN ROGER

(Last) (First) (Middle)
1260 MERCER STREET

(Street)
SEATTLE WA 98109

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/31/2004
3. Issuer Name and Ticker or Trading Symbol
ONVIA COM INC [ ONVI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 14,750 D
Common Stock 307,985 I Beneficial ownership through corporation and limited partnerships(3)
Common Stock 169,085 I Beneficial ownership through limited liability company(4)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option Grant (right to buy) 03/31/2005 03/31/2014 Onvia.com Directors Stock Option Plan(1) 4,000 $4.47 D
Stock Option Grant (right to buy) 03/31/2005 03/31/2014 1999 Stock Option Plan(2) 18,750 $4.47 D
Explanation of Responses:
1. This option was granted under Onvia.com, Inc.'s Directors Stock Option Plan and vests as follows: 25% of the total options granted shall vest on each anniversary date.
2. This option was granted under Onvia.com, Inc.'s Amended and Restated 1999 Stock Option Plan and vests as follows: 25% of the total options granted shall vest on the first anniversary date and the remaining 75% shall vest monthly thereafter in 36 equal installments for so long as Reporting Person remains a director of Onvia.com.
3. Reporting Person is a stockholder of West Creek Capital, Inc., that is the general partner of West Creek Capital, LP, that is the investment adviser to West Creek Partners Fund,LP which owns 307,985 shares of common stock in Onvia.com.
4. Reporting Person is a voting member of Cumberland Investment Partners, LLC which owns 169,085 shares of common stock in Onvia.com.
Andrew H. Mun, Attorney-in-Fact for Reporting Person 04/02/2004
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.