-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UFW+4Vuwi92SQdoYjwYgZpFFpbFF+PpsTuYLamryqbx9075GVP5vI5SOXE9nPiaZ lQ+1gjyzzr9maV8XKrMNEw== 0000950135-09-000854.txt : 20090210 0000950135-09-000854.hdr.sgml : 20090210 20090210163438 ACCESSION NUMBER: 0000950135-09-000854 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090210 DATE AS OF CHANGE: 20090210 GROUP MEMBERS: CANAA EQUITY PARTNERS II LLC GROUP MEMBERS: CANAAN EQUITY II ENTREPRENEURS LLC GROUP MEMBERS: CANAAN EQUITY II L.P. (QP) GROUP MEMBERS: CHARMERS LANDING LLC GROUP MEMBERS: DEEPAK KAMRA GROUP MEMBERS: ERIC A YOUNG GROUP MEMBERS: GREGORY KOPCHINSKY GROUP MEMBERS: GUY M RUSSO GROUP MEMBERS: JOHN V BALEN GROUP MEMBERS: STEPHEN L GREEN GROUP MEMBERS: STONEHENGE LLC GROUP MEMBERS: WAUBEEKA LLC FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CANAAN EQUITY II LP CENTRAL INDEX KEY: 0001097958 IRS NUMBER: 061559823 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 105 ROWAYTON AVENUE CITY: ROWAYTON STATE: CT ZIP: 06853 BUSINESS PHONE: 2038550400 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Alsius Corp CENTRAL INDEX KEY: 0001324205 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 202620798 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80949 FILM NUMBER: 09586158 BUSINESS ADDRESS: STREET 1: 15770 LAGUNA CANYON ROAD STREET 2: SUITE 150 CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-453-0150 MAIL ADDRESS: STREET 1: 15770 LAGUNA CANYON ROAD STREET 2: SUITE 150 CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: Ithaka Acquisition Corp DATE OF NAME CHANGE: 20050419 SC 13G/A 1 b73884acsc13gza.htm ALSIUS CORPORATION sc13gza
 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934

(Amendment No. 1)*
Alsius Corporation
(Name of Issuer)
Common Stock, $0.0001 par value
(Title of Class of Securities)
0212111076
(CUSIP Number)
December 31, 2008
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
     o Rule 13d-1(b)
     o Rule 13d-1(c)
     þ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 


 

                     
CUSIP No.
 
0212111076 
13G Page  
  of   
25 Pages

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Canaan Equity II L.P.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware Limited Partnership
       
  5   SOLE VOTING POWER
     
NUMBER OF   1,153,684
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   1,153,684
       
WITH 8   SHARED DISPOSITIVE POWER
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,153,684
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  5.5%
     
12   TYPE OF REPORTING PERSON *
   
  PN


 

                     
CUSIP No.
 
0212111076 
13G Page  
  of   
25 Pages

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Canaan Equity II L.P. (QP)
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware Limited Partnership
       
  5   SOLE VOTING POWER
     
NUMBER OF   516,076
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   516,076
       
WITH 8   SHARED DISPOSITIVE POWER
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  516,076
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  2.5%
     
12   TYPE OF REPORTING PERSON *
  PN
 


 

                     
CUSIP No.
 
0212111076 
13G Page  
  of   
25 Pages

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Canaan Equity II Entrepreneurs LLC
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware Limited Liability Company
       
  5   SOLE VOTING POWER
     
NUMBER OF   91,591
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   91,591
       
WITH 8   SHARED DISPOSITIVE POWER
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  91,591
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  Less than 1%
     
12   TYPE OF REPORTING PERSON *
   
  OO


 

                     
CUSIP No.
 
0212111076 
13G Page  
  of   
25 Pages

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Canaan Equity Partners II LLC
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware Limited Liability Company
       
  5   SOLE VOTING POWER
     
NUMBER OF   1,761,351
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   1,761,351
       
WITH 8   SHARED DISPOSITIVE POWER
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,761,351
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  8.4%
     
12   TYPE OF REPORTING PERSON *
   
  OO


 

                     
CUSIP No.
 
0212111076 
13G Page  
  of   
25 Pages

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Stephen L. Green
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   1,761,351
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    1,761,351
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,761,351
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  8.4%
     
12   TYPE OF REPORTING PERSON *
   
  IN


 

                     
CUSIP No.
 
0212111076 
13G Page  
  of   
25 Pages 

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Deepak Kamra
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   1,761,351
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    1,761,351
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,761,351
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  8.4%
     
12   TYPE OF REPORTING PERSON *
   
  IN


 

                     
CUSIP No.
 
0212111076 
13G Page  
  of   
25 Pages 

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Gregory Kopchinsky
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   1,761,351
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    1,761,351
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,761,351
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  8.4%
     
12   TYPE OF REPORTING PERSON *
   
  IN


 

                     
CUSIP No.
 
0212111076 
13G Page  
  of   
25 Pages 

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Guy M. Russo
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   1,761,351
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    1,761,351
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,761,351
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  8.4%
     
12   TYPE OF REPORTING PERSON *
   
  IN


 

                     
CUSIP No.
 
0212111076 
13G Page  
10 
  of   
25 Pages 

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

John V. Balen
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   1,761,351
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    1,761,351
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,761,351
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  8.4%
     
12   TYPE OF REPORTING PERSON *
   
  IN


 

                     
CUSIP No.
 
0212111076 
13G Page  
11 
  of   
25 Pages 

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Eric A. Young
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   1,761,351
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    1,761,351
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,761,351
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  8.4%
     
12   TYPE OF REPORTING PERSON *
   
  IN


 

                     
CUSIP No.
 
0212111076 
13G Page  
12 
  of   
25 Pages 

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Charmers Landing LLC
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware Limited Liability Company
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   1,761,351
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    1,761,351
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,761,351
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  8.4%
     
12   TYPE OF REPORTING PERSON *
   
  OO


 

                     
CUSIP No.
 
0212111076 
13G Page  
13 
  of   
25 Pages 

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Stonehenge LLC
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware Limited Liability Company
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   1,761,351
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    1,761,351
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,761,351
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  8.4%
     
12   TYPE OF REPORTING PERSON *
   
  OO


 

                     
CUSIP No.
 
0212111076 
13G Page  
14 
  of   
25 Pages 

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Waubeeka LLC
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware Limited Liability Company
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   1,761,351
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    1,761,351
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,761,351
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  8.4%
     
12   TYPE OF REPORTING PERSON *
   
  OO


 

                     
CUSIP No.
 
0212111076
13G Page  
15 
  of   
25 Pages 
Item 1(a). Name of Issuer
Alsius Corporation
Item 1(b). Address of Issuer’s Principal Executive Offices
15770 Laguna Canyon Road
Suite 150
Irvine, CA 92128
Item 2(a). Name of Person Filing
This statement is filed by (i) Canaan Equity II L.P. (“CE II”), a Delaware limited partnership, (ii) Canaan Equity II L.P. (QP) (“CE II QP”), a Delaware limited partnership, (iii) Canaan Equity II Entrepreneurs, LLC (“Entrepreneurs”), a Delaware limited liability company, (iv) Canaan Equity Partners II LLC (“CEP II”), a Delaware limited liability company and the general partner of CE II and CE II QP and the manager of Entrepreneurs, (v) Stephen L. Green, (vi) Deepak Kamra, (vii) Gregory Kopchinsky, (viii) Guy M. Russo, (ix) John V. Balen, (x) Eric A. Young, (xi) Charmers Landing LLC (“Charmers”), a Delaware limited liability company, (xii) Stonehenge LLC (“Stonehenge”), a Delaware limited liability company, and (xiii) Waubeeka LLC (“Waubeeka”), a Delaware limited liability company. The sole managers of Charmers, Stonehenge, and Waubeeka are Messrs. Green, Kopchinsky and Russo, respectively. We refer to the individuals and entities identified in (i)-(xiii) above collectively as the “Reporting Persons.”
Item 2(b). Address of Principal Business Office or, if None, Residence
Except in the case of Messrs. Balen, Kamra and Young, the principal business address of the Reporting Persons is 285 Riverside Avenue, Suite 250, Westport, CT 06880. The principal business address of Messrs. Balen, Kamra and Young is 2765 Sand Hill Road, Menlo Park, CA 94025.
Item 2(c). Citizenship
Each of CE II and CE II QP is a limited partnership organized under the laws of Delaware. Each of Entrepreneurs, CEP II, Charmers, Stonehenge and Waubeeka is a limited liability company organized under the laws of Delaware. Each of the individuals named above is a citizen of the United States.
Item 2(d). Title of Class of Securities
This Schedule 13G report relates to the Common Stock, par value $0.0001 per share (“Common Stock”), of Alsius Corporation.
Item 2(e). CUSIP Number
CUSIP number 0212111076
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
Not Applicable.
Item 4. Ownership
(a) Amount Beneficially Owned
As of December 31, 2008: (i) CE II is the record holder of 1,153,684 shares of Common Stock (the “CE II Shares”), (ii) CE II QP is the record holder of 516,076 shares of Common Stock (the “CE II QP Shares”), (iii) Entrepreneurs is the record holder of 91,591 shares of Common Stock (the “Entrepreneurs Shares”; together with

 


 

                     
CUSIP No.
 
0212111076
13G Page  
16 
  of   
25 Pages 
the CE II Shares and the CE II QP Shares, the “Record Shares”). As the general partner of CE II and CE II QP and the manager of Entrepreneurs, CEP II may be deemed to own beneficially the Record Shares. As individual managers of CEP II, Messrs. Balen, Green, Kamra, Kopchinsky, Russo and Young may also be deemed to own beneficially the Record Shares.
By virtue of the contractual relationship between Charmers and Mr. Green, its sole manager, Charmers may also be deemed to own beneficially the Record Shares. By virtue of the contractual relationship between Stonehenge and Mr. Kopchinsky, its sole manager, Stonehenge may also be deemed to own beneficially the Record Shares. By virtue of the contractual relationship between Waubeeka and Mr. Russo, its sole manager, Waubeeka may also be deemed to own beneficially the Record Shares.
(b) Percent of Class:
The Reporting Persons beneficially own, in the aggregate, approximately 8.4% of the outstanding Common Stock of the Issuer based on the 21,076,134 shares of Common Stock reported to be outstanding on the Issuer’s Quarterly Report filed on Form 10Q for the quarterly period ending September 30, 2008.
For individual Reporting Person information, please see Item 11 of the cover pages hereto.
(c) Number of shares to which such person has:
                                 
    NUMBER OF SHARES    
Reporting Person   (i)   (ii)   (iii)   (iv)
     
CE II
    1,153,684       0       1,153,684       0  
CE II QP
    516,076       0       516,076       0  
Entrepreneurs
    91,591       0       91,591       0  
CEP II
    1,761,351       0       1,761,351       0  
 
                               
John V. Balen
    0       1,761,351       0       1,761,351  
Stephen L. Green
    0       1,761,351       0       1,761,351  
Deepak Kamra
    0       1,761,351       0       1,761,351  
Gregory Kopchinsky
    0       1,761,351       0       1,761,351  
Guy M. Russo
    0       1,761,351       0       1,761,351  
Eric A. Young
    0       1,761,351       0       1,761,351  
Charmers
    0       1,761,351       0       1,761,351  
Stonehenge
    0       1,761,351       0       1,761,351  
Waubeeka
    0       1,761,351       0       1,761,351  
 
(i)   Sole power to vote or direct the vote
 
(ii)   Shared power to vote or to direct the vote
 
(iii)   Sole power to dispose or to direct the disposition of
 
(iv)   Shared power to dispose or to direct the disposition of
Item 5. Ownership of Five Percent or Less of a Class
Not Applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not applicable.
Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company
Not applicable.

 


 

                     
CUSIP No.
 
0212111076
13G Page  
17 
  of   
25 Pages 
Item 8. Identification and Classification of Members of the Group
Each of the Reporting Persons expressly disclaims membership in a “Group” as defined in Rule 13d-1(b)(ii)(J).
Item 9. Notice of Dissolution of Group
Not applicable.
Item 10. Certification
Not applicable. This Schedule 13G is not filed pursuant to Rule 13d-1(b) or Rule 13d-1(c).

 


 

                     
CUSIP No.
 
0212111076
13G Page  
18 
  of   
25 Pages 
SIGNATURES
After reasonable inquiry and to the best of the undersigned’s knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: February 10, 2009
             
    Canaan Equity II L.P.    
 
           
 
  By:   Canaan Equity Partners II LLC    
 
              Its General Partner    
 
           
 
  By:   *
 
Manager
   
 
           
    Canaan Equity II L.P. (QP)    
 
           
 
  By:   Canaan Equity Partners II LLC    
 
              Its General Partner    
 
           
 
  By:   *    
 
           
 
      Manager    
 
           
    Canaan Equity II Entrepreneurs LLC.    
 
           
 
  By:   Canaan Equity Partners II LLC    
 
              Its Manager    
 
           
 
  By:   *    
 
           
 
      Manager    
 
           
    Canaan Equity Partners II LLC    
 
           
 
  By:   *    
 
           
 
      Manager    
 
           
 
      *    
         
    John V. Balen    
 
           
 
      *    
         
    Stephen L. Green    
 
           
 
      *    
         
    Deepak Kamra    
 
           
 
      *    
         
    Gregory Kopchinsky    

 


 

                     
CUSIP No.
 
0212111076
13G Page  
19 
  of   
25 Pages 
             
 
      /s/ Guy M. Russo    
         
    Guy M. Russo    
 
           
 
      *    
         
    Eric A. Young    
 
           
    Charmers Landing LLC    
 
           
 
  By:   *    
 
           
 
      Manager    
 
           
    Stonehenge LLC    
 
           
 
  By:   *    
 
           
 
      Manager    
 
           
    Waubeeka LLC    
 
           
 
  By:           /s/ Guy M. Russo    
 
           
 
      Manager    
 
           
 
  * By:                /s/ Guy M. Russo    
 
           
 
      Guy M. Russo    
 
      Attorney-in-Fact    
 
           
    This Schedule 13G was executed by Guy M. Russo pursuant to Powers of Attorney, copies of which are filed herewith as Exhibit 2.

 


 

                     
CUSIP No.
 
0212111076
13G Page  
20 
  of   
25 Pages 
Exhibit 1
Joint Filing Agreement
In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned agree that only one statement containing the information required by Schedule 13G need be filed by each of the undersigned with respect to the ownership by each of the undersigned of shares of stock of Alsius Corporation. This Agreement may be executed in any number of counterparts, each of which shall be deemed an original.
Executed as of February 8, 2008
             
 
           
    Canaan Equity II L.P.    
 
           
 
  By:   Canaan Equity Partners II LLC    
 
      Its General Partner    
 
           
 
  By:   *    
 
           
 
      Manager    
 
           
    Canaan Equity II L.P. (QP)    
 
           
 
  By:   Canaan Equity Partners II LLC    
 
      Its General Partner    
 
           
 
  By:   *    
 
           
 
      Manager    
 
           
    Canaan Equity II Entrepreneurs LLC    
 
           
 
  By:   Canaan Equity Partners II LLC    
 
      Its Manager    
 
           
 
  By:   *    
 
           
 
      Manager    
 
           
    Canaan Equity Partners II LLC    
 
           
 
  By:   *    
 
           
 
      Manager    
 
           
 
      *    
         
    John V. Balen    
 
           
 
      *    
         
    Stephen L. Green    
 
           
 
      *    
         
    Deepak Kamra    
 
           
 
      *    
         
    Gregory Kopchinsky    

 


 

                     
CUSIP No.
 
0212111076
13G Page  
21 
  of   
25 Pages 
             
 
      /s/ Guy M. Russo    
         
    Guy M. Russo    
 
           
 
      *    
         
    Eric A. Young    
 
           
    Charmers Landing LLC    
 
           
 
  By:   *    
 
           
 
      Manager    
 
           
    Stonehenge LLC    
 
           
 
  By:   *    
 
           
 
      Manager    
 
           
    Waubeeka LLC    
 
           
 
  By:         /s/ Guy M. Russo    
 
           
 
      Manager    
 
           
 
  * By:               /s/ Guy M. Russo    
 
           
 
      Guy M. Russo    
 
      Attorney-in-Fact    
 
           
    This Joint Filing Agreement was executed by Guy M. Russo pursuant to Powers of Attorney, copies of which are filed herewith as Exhibit 2.

 


 

                     
CUSIP No.
 
0212111076
13G Page  
22 
  of   
25 Pages 
Exhibit 2
POWER OF ATTORNEY
     KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Guy M. Russo his true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities (until revoked in writing) to sign any and all instruments, certificates and documents required to be executed on behalf of himself as an individual or in his capacity as a general partner or authorized signatory, as the case may be, on behalf of any of Canaan Equity II L.P., Canaan Equity II L.P. (QP), Canaan Equity II Entrepreneurs LLC and Canaan Equity Partners II LLC pursuant to the Securities Act of 1933, as amended, (the “Securities Act”), or the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and any and all regulations promulgated thereunder and to file the same, with all exhibits thereto, and any other documents in connection therewith, with the Securities and Exchange Commission, and with any other entity when and if such is mandated by the Securities Act, the Exchange Act or by the By-laws of the National Association of Securities Dealers, Inc., granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary fully to all intents and purposes as he might or could do in person thereby, and ratifying and confirming all that said attorney-in-fact and agent, or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof, or may have done in connection with the matters described above.
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CUSIP No.
 
0212111076
13G Page  
23 
  of   
25 Pages 
     IN WITNESS WHEREOF, this Power of Attorney has been signed as of the 14th day of February, 2001.
             
    CANAAN EQUITY II L.P.    
 
           
 
  By:   Canaan Equity Partners II LLC    
 
      Its General Partner    
 
           
 
  By:   /s/ Harry T. Rein    
 
     
 
Member/Manager
   
 
           
    CANAAN EQUITY II L.P. (QP)    
 
           
 
  By:   Canaan Equity Partners II LLC    
 
      Its General Partner    
 
           
 
  By:   /s/ Harry T. Rein    
 
           
 
      Member/Manager    
 
           
    CANAAN EQUITY II ENTREPRENEURS LLC    
 
           
 
  By:   Canaan Equity Partners II LLC    
 
      Its General Partner    
 
           
 
  By:   /s/ Harry T. Rein    
 
           
 
      Member/Manager    
 
           
    CANAAN EQUITY PARTNERS II LLC    
 
           
 
  By:   /s/ Harry T. Rein    
 
           
 
      Member/Manager    
 
           
    /s/ Harry T. Rein    
         
    Harry T. Rein    
 
           
    /s/ John V. Balen    
         
    John V. Balen    
 
           
    /s/ James C. Furnivall    
         
    James C. Furnivall    
 
           
    /s/ Stephen L. Green    
         
    Stephen L. Green    
 
           
    /s/ Deepak Kamra    
         
    Deepak Kamra    
 
           
    /s/ Guy M. Russo    
         
    Guy M. Russo    

 


 

                     
CUSIP No.
 
0212111076
13G Page  
24 
  of   
25 Pages 
             
    /s/ Gregory Kopchinsky    
         
    Gregory Kopchinsky    
 
           
    /s/ Eric A. Young    
         
    Eric A. Young    

 


 

                     
CUSIP No.
 
0212111076
13G Page  
25 
  of   
25 Pages 
Exhibit 2
POWER OF ATTORNEY
          KNOW ALL MEN BY THESE PRESENTS, that each entity whose signature appears below hereby constitutes and appoints Guy M. Russo its true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for such entity in its name, place and stead, in any and all capacities (until revoked in writing) to sign any and all instruments, certificates and documents required to be executed on behalf of such entity, as applicable pursuant to the Securities Act of 1933, as amended, (the “Securities Act”), or the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and any and all regulations promulgated thereunder and to file the same, with all exhibits thereto, and any other documents in connection therewith, with the Securities and Exchange Commission, and with any other entity when and if such is mandated by the Securities Act, the Exchange Act or by the By-laws of the National Association of Securities Dealers, Inc., granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary fully to all intents and purposes as he might or could do in person thereby, and ratifying and confirming all that said attorney-in-fact and agent, or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof, or may have done in connection with the matters described above.
     IN WITNESS WHEREOF, this Power of Attorney has been signed as of the 11th day of February, 2005.
         
  CHARMERS LANDING LLC
 
 
  By:   /s/ Stephen L. Green    
    Manager   
       
 
  STONEHENGE LLC
 
 
  By:   /s/ Gregory Kopchinsky    
    Manager   
       
 

 

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