EX-1.01 2 d930143dex101.htm EXHIBIT 1.01 Exhibit 1.01

EXHIBIT 1.01

 

LOGO

CONFLICT MINERALS REPORT

This unaudited Conflict Minerals Report (this “Report”) of ON Semiconductor Corporation (the “Company”) is attached as Exhibit 1.01 to the Form SD for the year ended December 31, 2014. This Report is also publicly available on the Company’s website at the following link: http://www.onsemi.com/social-responsibility.

The Company is a broad based supplier of semiconductor components that serve a variety of end markets, including automotive, consumer, computing, industrial, wireless, networking, military-aerospace and medical. Our extensive portfolio of power and signal management, logic, discrete and custom devices helps customers efficiently solve their design challenges in advanced electronic systems and products. As a purchaser of products containing the minerals tin, tantalum, tungsten or gold from suppliers for use in our manufacturing process, the Company continues to be concerned about the reports of violence and human rights violations resulting from the sourcing of such minerals from the Democratic Republic of the Congo and adjoining countries (“Covered Countries”). The Company’s Corporate Social Responsibility Report is available at http://www.onsemi.com/social-responsibility.

Pursuant to Rule 13p-1 and Section 13(p) of the Securities Exchange Act of 1934, as amended, which implements Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Conflict Regulations”), the Company was required to make certain inquiries and perform certain due diligence with respect to any “conflict minerals” (as defined by paragraph (d)(3) of Item 1.01 of Form SD) that are necessary to the functionality or production of a product manufactured (or contracted to be manufactured) by the Company or any of its subsidiaries. For purposes of this report, the term “products” is used to describe products manufactured (or contracted to be manufactured) by the Company or any of its subsidiaries. As a result, when conducting its conflict minerals analysis as required by the federal securities rules, the Company has considered its sole product to be semiconductor components.

As a result of its inquiry, the Company determined that conflict minerals are necessary to the functionality of the Company’s products. In particular, these minerals provide internal electrically conductive connections to the various circuit elements required to manufacture a working semiconductor device and/or provide an electrically conductive path to connect the semiconductor device to the electronic application in which it is utilized.

After conducting a reasonable country of origin inquiry (“RCOI”) and a supply chain due diligence inquiry, the Company has been unable to determine that certain of its conflict minerals did not originate in the Covered Countries or come from recycled or scrap sources, or that such conflict minerals did not directly or indirectly finance or benefit armed groups in the Covered Countries.

Conflict minerals are obtained from sources worldwide, and the Company does not desire to eliminate those originating in Covered Countries. However, the Company is committed to ensuring conflict free sourcing of minerals from our supply chain through collaboration with our suppliers, specifically, as a member of the Electronic Industry Citizenship Coalition (“EICC”) and a participant in the Conflict Free Sourcing Initiative (“CFSI”) which began as a joint effort between the EICC and Global e-Sustainability Initiative (“GeSI”). Being a member of the initiative requires that members engage in reasonable due diligence with their supply chain to assure such minerals are not being sourced from entities supporting armed conflict within the Covered Countries. The Company also recognizes the importance of supporting responsible mineral sourcing from the Covered Countries so as not to negatively impact the economies of those countries.


Due Diligence

As discussed above, based on the Company’s RCOI, the Company was unable to reasonably conclude that all of its conflict minerals did not originate in a Covered Country or come from recycled or scrap sources, or directly or indirectly finance or benefit armed groups in a Covered Country, and the Company continues its diligence on the source and chain of custody of its conflict minerals. In connection with this supply chain diligence, the Company used the framework advocated by the Organization for Economic Co-operation and Development (“OECD”) and, among other actions, implemented the following guidance of the OECD:

 

    OECD: Step 1: Established a strong management system

 

    The Company continually reviews and updates policies as appropriate to reflect the procedures by which the Company and its suppliers should conduct conflict minerals related diligence.

 

    The Company established an internal management team to support supply chain due diligence. The internal management team includes appropriate employees within the Company’s quality, supply chain, finance, operations and legal departments. Regular reports generated as a result of this internal management team’s efforts were provided to the Audit Committee of the Company.

 

    The Company utilized the form conflicts minerals reporting template, standardized by the EICC, to collect sourcing information from its suppliers to identify whether (i) conflict minerals sourced by such suppliers originated in Covered Countries and (ii) whether or not smelters used by such suppliers (or such suppliers’ suppliers) have been validated as compliant in accordance with the Conflict Free Smelter Program. Appendix A sets forth a list of smelters, provided by our suppliers, from which the Company obtains product, including mineral type, standard smelter names, and whether the smelter is on the Conflict-Free Sourcing Initiative Compliant Smelter List. In addition, a summary of conflict minerals and countries of origin information, collected as a result of our RCOI efforts, is attached hereto as Appendix B.

 

    The Conflict Free Sourcing Initiative developed an audit protocol for verification of entities as compliant with the Conflict Free Smelter Program (“CFSP”) in accordance with the OECD Guidance and in conjunction with complementary traceability schemes in the Covered Countries. The Conflict Free Smelter List is composed of entities that are compliant with the CFSP and that have been subject to an independent third party audit to assess whether the entity employed policies, practices, and procedures to source conflict free minerals. ON Semiconductor uses the CFSP compliant smelter list and any other lists that have been recognized by the CFSI, including the London Bullion Metal Association (LBMA) and Responsible Jewelry Council (RJC) lists for gold. We are a member of CFSI and have access to CFSI country of origin information (RCOI) for entities on the Conflict Free Smelter List.

 

    The Company finalized an internal compliance audit to assess and confirm that the due diligence approach followed by the Company was in accordance with OECD framework.

 

    OECD: Step 2: Risk Identification and Assessment

Identified supply chain risk

 

    The Company has determined 100% of the suppliers who provide it with tin, tantalum, tungsten and gold (“3T&G”) and has, through its supply chain diligence, been able to exclude from this inquiry suppliers who do not provide 3T&G to the Company. As of December 31, 2014, the Company received declaration from 100% of its suppliers of conflict minerals using the Conflict Free Reporting template (“CMRT”).

 

    The Company employs Ipoint, a third party web based software platform, to collect, manage and aggregate the CMRT declarations received from its suppliers and to report the results to its customers. This software ensures the company has an auditable ‘chain of custody’ regarding receipt of declarations and information received from suppliers.


    OECD Step 3: Strategy to respond to Identified risks

Implemented strategy to address that risk

 

    The Company has developed a date and version controlled document and conflict minerals audit checklist for use in auditing its major suppliers of conflict minerals and has incorporated this checklist into its ongoing supplier audit process.

 

    All suppliers receive a letter through Ipoint requesting them to:

 

    Adopt a policy to reasonably assure that the 3T&G in their products does not directly or indirectly finance or benefit armed groups in the Covered Countries.

 

    Identify all 3T&G smelters in their supply chain.

 

    Report back to the Company by filling in the CMRT.

 

    The status is discussed internally in monthly reviews with the conflict minerals team and reported to senior management.

 

    OECD Step 4: Smelter audits

Independent auditing of smelters

 

    In collaboration with several fellow EICC member companies, the Company participated in audits and pre-audits of certain smelters for conflict minerals in Indonesia, Brazil and Japan. Additionally, our Conflict Mineral coordinators are members of the CFSI working teams that continue to encourage smelters to participate in the CFSP. To that end, the Company approaches, through direct communication and smelter outreach, both the smelters and their customers (our suppliers) in our supply chain, as well as others as assigned to us. The Company also supports CFSI group campaigns to engage smelters.

 

    OECD Step 5: Report on supply chain due diligence.

Inherent limitations on due diligence measures

 

    The Company is an indirect purchaser of conflict minerals, and our due diligence measures provide reasonable, not absolute, assurance regarding the source and chain of custody of conflict minerals. Our due diligence processes seek data from our direct suppliers and those suppliers seek similar information within their supply chains to identify the original sources of the conflict minerals. Such sources of information may produce inaccurate or incomplete information and may be subject to fraud.

Products

As indicated above, the Company has been unable to determine the origins of certain of the conflict minerals contained in its products. Because the Company cannot determine the origins of the minerals, the Company is not able to state that products containing such minerals do not contain conflict minerals that directly or indirectly finance or benefit armed groups in the Covered Countries.

Mitigation of Risk Related to Benefiting Armed Groups

The Company continues to improve its processes and procedures to mitigate the risk that its necessary conflict minerals benefit armed groups. In particular, the Company has taken the following steps to improve its due diligence processes:

 

    The Company has incorporated conflict minerals compliance requirements into its supplier handbook for all suppliers.

 

    The Company has incorporated conflict minerals requirements and checkpoints into its business processes for new product introduction, new supplier qualification and change management.


APPENDIX A

CONFLICT MINERALS SOURCING INFORMATION

 

METAL    STANDARD SMELTER NAME    CONFLICT FREE STATUS
Gold    Aida Chemical Industries Co. Ltd.    CFSP Validated
Gold    Allgemeine Gold-und Silberscheideanstalt A.G.    CFSP Validated
Gold    Almalyk Mining and Metallurgical Complex (AMMC)    CFSP Validated
Gold    AngloGold Ashanti Córrego do Sítio Minerção    CFSP Validated
Gold    Argor-Heraeus SA    CFSP Validated
Gold    Asahi Pretec Corporation    CFSP Validated
Gold    Asaka Riken Co Ltd    CFSP Validated
Gold    Atasay Kuyumculuk Sanayi Ve Ticaret A.S.    CFSP Validated
Gold    Aurubis AG    CFSP Validated
Gold    Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    CFSP Validated
Gold    Boliden AB    CFSP Validated
Gold    C. Hafner GmbH + Co. KG    CFSP Validated
Gold    Caridad    CFSP Validated
Gold    CCR Refinery – Glencore Canada Corporation    CFSP Validated
Gold    Cendres + Métaux SA    CFSP Validated
Gold    Chimet S.p.A.    CFSP Validated
Gold    Chugai Mining    CFSP Validated
Gold    Daejin Indus Co. Ltd    CFSP Validated
Gold    Do Sung Corporation    CFSP Validated
Gold    Dowa    CFSP Validated
Gold    Eco-System Recycling Co., Ltd.    CFSP Validated
Gold    FSE Novosibirsk Refinery    CFSP Validated
Gold    Guangdong Jinding Gold Limited    CFSP Validated
Gold    Heimerle + Meule GmbH    CFSP Validated


Gold Heraeus Ltd. Hong Kong CFSP Validated
Gold Heraeus Precious Metals GmbH & Co. KG CFSP Validated
Gold Hunan Chenzhou Mining Group Co., Ltd. CFSP Validated
Gold Hwasung CJ Co. Ltd CFSP Validated
Gold Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited CFSP Validated
Gold Ishifuku Metal Industry Co., Ltd. CFSP Validated
Gold Istanbul Gold Refinery CFSP Validated
Gold Japan Mint CFSP Validated
Gold Jiangxi Copper Company Limited CFSP Validated
Gold Johnson Matthey Inc CFSP Validated
Gold Johnson Matthey Ltd CFSP Validated
Gold JSC Ekaterinburg Non-Ferrous Metal Processing Plant CFSP Validated
Gold JSC Uralelectromed CFSP Validated
Gold JX Nippon Mining & Metals Co., Ltd. CFSP Validated
Gold Kazzinc Ltd CFSP Validated
Gold Kennecott Utah Copper LLC CFSP Validated
Gold Kojima Chemicals Co., Ltd CFSP Validated
Gold Korea Metal Co. Ltd CFSP Validated
Gold Kyrgyzaltyn JSC CFSP Validated
Gold L’ azurde Company For Jewelry CFSP Validated
Gold Lingbao Jinyuan Tonghui Refinery Co. Ltd. CFSP Validated
Gold LS-NIKKO Copper Inc. CFSP Validated
Gold Materion CFSP Validated
Gold Matsuda Sangyo Co., Ltd. CFSP Validated
Gold Metalor Technologies (Hong Kong) Ltd CFSP Validated
Gold Metalor Technologies Ltd. (Suzhou) CFSP Validated
Gold Metalor Technologies (Singapore) Pte. Ltd. CFSP Validated


Gold Metalor Technologies SA CFSP Validated
Gold Metalor USA Refining Corporation CFSP Validated
Gold Met-Mex Peñoles, S.A. CFSP Validated
Gold Mitsubishi Materials Corporation CFSP Validated
Gold Mitsui Mining and Smelting Co., Ltd. CFSP Validated
Gold Moscow Special Alloys Processing Plant CFSP Validated
Gold Nadir Metal Rafineri San. Ve Tic. A. CFSP Validated
Gold Navoi Mining and Metallurgical Combinat CFSP Validated
Gold Nihon Material Co. LTD CFSP Validated
Gold Ohio Precious Metals, LLC CFSP Validated
Gold Ohura Precious Metal Industry Co., Ltd CFSP Validated
Gold OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet) CFSP Validated
Gold OJSC Kolyma Refinery CFSP Validated
Gold PAMP SA CFSP Validated
Gold Prioksky Plant of Non-Ferrous Metals CFSP Validated
Gold PT Aneka Tambang (Persero) Tbk CFSP Validated
Gold PX Précinox SA CFSP Validated
Gold Rand Refinery (Pty) Ltd CFSP Validated
Gold Royal Canadian Mint CFSP Validated
Gold Sabin Metal Corp. CFSP Validated
Gold SAMWON METALS Corp. CFSP Validated
Gold Schone Edelmetaal CFSP Validated
Gold SEMPSA Joyería Platería SA CFSP Validated
Gold Shandong Zhaojin Gold & Silver Refinery Co. Ltd CFSP Validated
Gold So Accurate Group, Inc. CFSP Validated
Gold SOE Shyolkovsky Factory of Secondary Precious Metals CFSP Validated
Gold Solar Applied Materials Technology Corp. CFSP Validated


Gold Sumitomo Metal Mining Co., Ltd. CFSP Validated
Gold Tanaka Kikinzoku Kogyo K.K. CFSP Validated
Gold The Great Wall Gold and Silver Refinery of China CFSP Validated
Gold The Refinery of Shandong Gold Mining Co. Ltd CFSP Validated
Gold Tokuriki Honten Co., Ltd CFSP Validated
Gold Tongling nonferrous Metals Group Co.,Ltd CFSP Validated
Gold Torecom CFSP Validated
Gold Umicore Brasil Ltda CFSP Validated
Gold Umicore Precious Metals Thailand CFSP Validated
Gold Umicore SA Business Unit Precious Metals Refining CFSP Validated
Gold United Precious Metal Refining, Inc. CFSP Validated
Gold Valcambi SA CFSP Validated
Gold Western Australian Mint trading as The Perth Mint CFSP Validated
Gold Williams/ Williams Brewster CFSP Validated
Gold YAMAMOTO PRECIOUS METAL CO., LTD. CFSP Validated
Gold Yantai Guodasafina High-Tech Environmental Refinery Co. Ltd. CFSP Validated
Gold Yokohama Metal Co Ltd CFSP Validated
Gold Yunnan Copper Industry Co Ltd CFSP Validated
Gold Zhongyuan Gold Smelter of Zhongjin Gold Corporation CFSP Validated
Gold Zijin Mining Group Co. Ltd CFSP Validated
Gold Codelco Unknown
Gold DaeryongENC Unknown
Gold Dongguan Standard Electronic Material.Co., Ltd Unknown
Gold Kunshan Jinli chemical industry reagents co., Ltd. Unknown
Gold MK electron Unknown
Gold Ningbo Kangqiang Unknown
Gold Remondis Argentia B.V. Unknown


Gold Scotia Mocatta Unknown
Gold Shanghai Gold exchange Unknown
Gold SHENZHEN TIANCHENG CHEMICAL CO LTD Unknown
Gold Suzhou Xingrui Noble Unknown
Gold Tai zhou chang san Jiao electron Co., Ltd Unknown
Gold Technic Inc Unknown
Gold The Hutti Gold Company Unknown
Gold Yantai Zhaojin Lai Fuk Precious Metals Ltd Unknown
Gold Zhongshan Public Security Bureau, Guangdong Province, China Unknown
Tantalum Changsha South Tantalum Niobium Co., Ltd. CFSP Validated
Tantalum Conghua Tantalum and Niobium Smeltry CFSP Validated
Tantalum Duoluoshan CFSP Validated
Tantalum Exotech Inc. CFSP Validated
Tantalum F&X Electro-Materials Ltd. CFSP Validated
Tantalum Global Advanced Metals Boyertown CFSP Validated
Tantalum Guangdong Zhiyuan New Material Co., Ltd. CFSP Validated
Tantalum H.C. Starck Co., Ltd. CFSP Validated
Tantalum H.C. Starck GmbH Goslar CFSP Validated
Tantalum H.C. Starck GmbH Laufenburg CFSP Validated
Tantalum H.C. Starck Hermsdorf GmbH CFSP Validated
Tantalum H.C. Starck Inc. CFSP Validated


Tantalum H.C. Starck Ltd. CFSP Validated
Tantalum H.C. Starck Smelting GmbH & Co.KG CFSP Validated
Tantalum Hengyang King Xing Lifeng New Materials Co., Ltd. CFSP Validated
Tantalum Hi-Temp CFSP Validated
Tantalum JiuJiang JinXin Nonferrous Metals Co., Ltd. CFSP Validated
Tantalum Jiujiang Tanbre Co., Ltd. CFSP Validated
Tantalum KEMET Blue Powder CFSP Validated
Tantalum King-Tan Tantalum Industry Ltd CFSP Validated
Tantalum LSM Brasil S.A. CFSP Validated
Tantalum Metallurgical Products India (Pvt.) Ltd. CFSP Validated
Tantalum Mineração Taboca S.A. CFSP Validated
Tantalum Mitsui Mining & Smelting CFSP Validated
Tantalum Ningxia Orient Tantalum Industry Co., Ltd. CFSP Validated
Tantalum Plansee SE Reutte CFSP Validated
Tantalum RFH Tantalum Smeltry Co., Ltd CFSP Validated
Tantalum Solikamsk Magnesium Works OAO CFSP Validated
Tantalum Taki Chemicals CFSP Validated
Tantalum Telex CFSP Validated


Tantalum Ulba CFSP Validated
Tantalum Zhuzhou Cement Carbide CFSP Validated
Tantalum Shanghai Jiangxi Metals Co. Ltd Unknown
Tantalum Tantalite Resources Unknown
Tin Alpha CFSP Validated
Tin China Rare Metal Materials Company CFSP Validated
Tin China Tin Group Co., Ltd. CFSP Validated
Tin CNMC (Guangxi) PGMA Co. Ltd. CFSP Validated
Tin Cooper Santa CFSP Validated
Tin CV JusTindo CFSP Validated
Tin CV Nurjanah CFSP Validated
Tin CV Serumpun Sebalai CFSP Validated
Tin CV United Smelting CFSP Validated
Tin Dowa CFSP Validated
Tin EM Vinto CFSP Validated
Tin Feinhütte Halsbrücke GmbH CFSP Validated
Tin Fenix Metals CFSP Validated
Tin Gejiu Kai Meng Industry and Trade LLC CFSP Validated
Tin Gejiu Non-Ferrous Metal Processing Co. Ltd. CFSP Validated
Tin Gejiu Zi-Li CFSP Validated
Tin Huichang Jinshunda Tin Co. Ltd CFSP Validated
Tin Jiangxi Nanshan CFSP Validated
Tin Linwu Xianggui Smelter Co CFSP Validated
Tin Magnu’s Minerais Metais e Ligas LTDA CFSP Validated


Tin Malaysia Smelting Corporation (MSC) CFSP Validated
Tin Metallic Resources Inc CFSP Validated
Tin Mineração Taboca S.A. CFSP Validated
Tin Minsur CFSP Validated
Tin Mitsubishi Materials Corporation CFSP Validated
Tin NGHE TIN NON-FERROUS METAL CFSP Validated
Tin Novosibirsk Integrated Tin Works CFSP Validated
Tin O.M. Manufacturing (Thailand) Co., Ltd. CFSP Validated
Tin O.M. Manufacturing Philippines, Inc. CFSP Validated
Tin OMSA CFSP Validated
Tin PT Alam Lestari Kencana CFSP Validated
Tin PT Artha Cipta Langgeng CFSP Validated
Tin PT Babel Inti Perkasa CFSP Validated
Tin PT Bangka Kudai Tin CFSP Validated
Tin PT Bangka Putra Karya CFSP Validated
Tin PT Bangka Timah Utama Sejahtera CFSP Validated
Tin PT Bangka Tin Industry CFSP Validated
Tin PT Belitung Industri Sejahtera CFSP Validated
Tin PT BilliTin Makmur Lestari CFSP Validated
Tin PT Bukit Timah CFSP Validated
Tin PT Eunindo Usaha Mandiri CFSP Validated
Tin PT Fang Di MulTindo CFSP Validated
Tin PT Karimun Mining CFSP Validated
Tin PT Mitra Stania Prima CFSP Validated
Tin PT Pelat Timah Nusantara Tbk CFSP Validated
Tin PT Prima Timah Utama CFSP Validated
Tin PT REFINED BANGKA TIN CFSP Validated


Tin PT Sariwiguna Binasentosa CFSP Validated
Tin PT Stanindo Inti Perkasa CFSP Validated
Tin PT Sumber Jaya Indah CFSP Validated
Tin PT Tambang Timah CFSP Validated
Tin PT Timah (Persero), Tbk CFSP Validated
Tin PT Tinindo Inter Nusa CFSP Validated
Tin Rui Da Hung CFSP Validated
Tin Soft Metais, Ltda. CFSP Validated
Tin Thaisarco CFSP Validated
Tin White Solder Metalurgia e Mineração Ltda. CFSP Validated
Tin Yunnan Chengfeng Non-ferrous Metals Co.,Ltd. CFSP Validated
Tin Yunnan Tin Company, Ltd. CFSP Validated
Tin American Iron and Metal Unknown
Tin CFC Cooperativa dos Fundidores de Cassiterita da Amazônia Ltda. Unknown
Tin CV Duta Putra Bangka Unknown
Tin CV Makmur Jaya Unknown
Tin Gold Bell Group Unknown
Tin Guangxi Huaxi Group Co.,Ltd Unknown
Tin IBF IND BRASILEIRA DE FERROLIGAS LTDA Unknown
Tin Jia Tian Unknown
Tin MCP Metal Specialist Inc. Unknown
Tin Metallo Chimique Unknown
Tin Minmetals Ganzhou Tin Co. Ltd. Unknown
Tin Nathan Trotter & Co.,Inc. Unknown
Tin PT Babel Surya Alam Lestari Unknown
Tin PT HP Metals Indonesia Unknown
Tin PT Koba Tin Unknown


Tin PT Yinchendo Mining Industry Unknown
Tin Poongsan Corporation Unknown
Tin Samhwa Non-Ferrous Metal. Inc Co.,Ltd Unknown
Tin Tongding Metal Material Co.,Ltd. Unknown
Tin Traxys Unknown
Tin WC Heraeus Hanau Unknown
Tin Westfalenzinn Unknown
Tin Wilhelm Westmetall Unknown
Tungsten A.L.M.T. Corp. CFSP Validated
Tungsten Chongyi Zhangyuan Tungsten Co., Ltd. CFSP Validated
Tungsten Dayu Weiliang Tungsten Co., Ltd. CFSP Validated
Tungsten Fujian Jinxin Tungsten Co., Ltd. CFSP Validated
Tungsten Ganzhou Huaxing Tungsten Products Co., Ltd. CFSP Validated
Tungsten Ganzhou Jiangwu Ferrotungsten Co., Ltd. CFSP Validated
Tungsten Ganzhou Non-ferrous Metals Smelting Co., Ltd. CFSP Validated
Tungsten Ganzhou Seadragon W & Mo Co., Ltd. CFSP Validated
Tungsten Global Tungsten & Powders Corp. CFSP Validated
Tungsten Guangdong Xianglu Tungsten Co., Ltd. CFSP Validated
Tungsten H.C. Starck GmbH CFSP Validated
Tungsten Hunan Chenzhou Mining Group Co., Ltd. CFSP Validated
Tungsten Hunan Chunchang Nonferrous Metals Co., Ltd. CFSP Validated
Tungsten Japan New Metals Co., Ltd. CFSP Validated
Tungsten Jiangxi Gan Bei Tungsten Co., Ltd. CFSP Validated
Tungsten Jiangxi Xinsheng Tungsten Industry Co., Ltd. CFSP Validated
Tungsten Kennametal Fallon CFSP Validated
Tungsten Kennametal Huntsville CFSP Validated
Tungsten Tejing (Vietnam) Tungsten Co., Ltd. CFSP Validated


Tungsten Vietnam Youngsun Tungsten Industry Co., Ltd CFSP Validated
Tungsten Wolfram Bergbau und Hütten AG CFSP Validated
Tungsten Xiamen Tungsten (H.C.) Co., Ltd. CFSP Validated
Tungsten Xiamen Tungsten Co., Ltd. CFSP Validated
Tungsten Xinhai Rendan Shaoguan Tungsten Co., Ltd. CFSP Validated
Tungsten Nanchang Cemented Carbide Limited Liability Company Unknown
Tungsten North American Tungsten Unknown
Tungsten Voss Metals Company, Inc. Unknown
Tungsten Wolfram Company CJSC Unknown
Tungsten Xiamen Golden Egret Special Alloy Co. Ltd. Unknown
Tungsten Zhuzhou Cemented Carbide Group Co Ltd Unknown


APPENDIX B

Below is a summary of the minerals and country of origin information, collected as a result of the Company’s RCOI and due diligence:

 

CONFLICT MINERAL Countries of Origin and other sources may include the following:
GOLD L1, L2, L3, DRC, Argentina; Australia; Brazil; Canada; Chile; China; Germany; Hong Kong; Indonesia; Italy; Japan; Korea; Papua New Guinea; Peru; Philippines; South America; SOUTH AFRICA; Switzerland; Taiwan; UNITED STATES
TANTALUM L1, L3, Australia; Austria; Belarus; Bolivia; Brazil; Canada; China; DRC; Ethiopia; India; Mozambique; Namibia; Russia; Rwanda; Sierra Leone; UNITED STATES; Zimbabwe
TIN L1, L3, Australia; Bolivia; Brazil; Canada; China; DRC; Germany; Indonesia; Japan; Nigeria; Peru; Rwanda; South East Asia Countries; UNITED STATES
TUNGSTEN Australia; Bolivia; Brazil; Canada; China; Columbia; Japan; Mexico; Nigeria; Portugal; Russia; Rwanda; Spain; Thailand; UNITED STATES; Vietnam
MINERAL SOURCING Countries of Origin including the following:
L1 Argentina; Australia; Austria; Belgium; Bolivia; Brazil; Canada; Chile; China; Colombia; Côte D’Ivoire; Czech Republic; Djibouti; Egypt; Estonia; Ethiopia; France; Germany; Guyana; Hungary; India; Indonesia; Ireland; Israel; Japan; Kazakhstan; Laos; Luxembourg; Madagascar; Malaysia; Mongolia; Myanmar; Namibia; Netherlands; Nigeria; Peru; Portugal; Russia; Sierra Leone; Singapore; Slovakia; South Korea; Spain; Suriname; Switzerland; Taiwan; Thailand; United Kingdom; United States of America; Vietnam; Zimbabwe
L2 Kenya; Mozambique; South Africa
L3 Angola; Burundi; Central African Republic; Republic of Congo; Rwanda; South Sudan; Tanzania; Uganda; Zambia
DRC Democratic Republic of Congo