0001104659-15-078703.txt : 20151113 0001104659-15-078703.hdr.sgml : 20151113 20151113143606 ACCESSION NUMBER: 0001104659-15-078703 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151113 DATE AS OF CHANGE: 20151113 EFFECTIVENESS DATE: 20151113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUN LIFE FINANCIAL INC CENTRAL INDEX KEY: 0001097362 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: Z4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05799 FILM NUMBER: 151228588 BUSINESS ADDRESS: STREET 1: 150 KING STREET WEST CITY: TORONTO STATE: A6 ZIP: M5H 1J9 BUSINESS PHONE: 4169794800 MAIL ADDRESS: STREET 1: SUN LIFE ASSURANCE CO OF CANADA STREET 2: 150 KING STREET WEST SUITE 1400 CITY: TORONTO STATE: A6 ZIP: M5H 1J9 FORMER COMPANY: FORMER CONFORMED NAME: SUN LIFE FINANCIAL SERVICES INC DATE OF NAME CHANGE: 20030702 FORMER COMPANY: FORMER CONFORMED NAME: SUN LIFE FINANCIAL SERVICES OF CANADA INC DATE OF NAME CHANGE: 20000224 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001097362 XXXXXXXX 09-30-2015 09-30-2015 false Sun Life Financial INC

Sun Life Assurance CO of Canada 150 King Street West Suite 1400 Toronto A6 M5H 1J9

13F COMBINATION REPORT 028-05799 028-06597 McLean Budden 028-04968 MFS N Jack Donnelly 781-446-1165 Jack Donnelly Wellesley Hills MA 11-12-2015 2 100 481629 false 1 028-12046 Sun Capital Advisers LLC. 2 028-12047 Sun Life Assurance Company of Canada INFORMATION TABLE 2 a15-21079_1informationtable.xml INFORMATION TABLE 3M CO * 3M CO COM 88579Y101 1460 10296 SH SOLE 1 0 0 0 AES Corp * AES CORP COM 00130H105 678 69204 SH SOLE 1 0 0 0 American International Group * AMERICAN INTL GROUP INC COM NEW 026874784 2555 44971 SH SOLE 1 0 0 0 Amgen Inc * AMGEN INC COM 031162100 1881 13602 SH SOLE 1 0 0 0 Apple Inc * APPLE INC COM 037833100 3687 33424 SH SOLE 1 0 0 0 Archer Daniels Midland Co * ARCHER DANIELS MIDLAND CO COM 039483102 1520 36659 SH SOLE 1 0 0 0 AT&T Inc * AT&T INC COM 00206R102 1159 35573 SH SOLE 1 0 0 0 Barclays Bank PLC CALL 06738C828 2138 1940000 SH SOLE 1 0 0 0 Baxalta Inc COM 07177M103 714 22662 SH SOLE 1 0 0 0 Baxter International Inc * BAXTER INTL INC COM 071813109 480 14604 SH SOLE 1 0 0 0 BB&T Corp * BB&T CORP COM 054937107 988 27754 SH SOLE 1 0 0 0 Berkshire Hathaway Inc * BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1478 11338 SH SOLE 1 0 0 0 Boeing Co * BOEING CO COM 097023105 1489 11369 SH SOLE 1 0 0 0 Boston Scientific Corp * BOSTON SCIENTIFIC CORP COM 101137107 2646 161238 SH SOLE 1 0 0 0 Bristol-Myers Squibb Co * BRISTOL MYERS SQUIBB CO COM 110122108 1720 29059 SH SOLE 1 0 0 0 Bunge LTD * BUNGE LIMITED COM G16962105 1303 17782 SH SOLE 1 0 0 0 California Resources Corp COM 13057Q107 11 4171 SH SOLE 1 0 0 0 CCG Commercial Pool II Inc COM 12501RAF6 43 1000 SH SOLE 1 0 0 0 Centurylink Inc * CENTURYLINK INC COM 156700106 547 21768 SH SOLE 1 0 0 0 Charles Schwab Corp * SCHWAB CHARLES CORP NEW COM 808513105 1702 59584 SH SOLE 1 0 0 0 Chevron Corp * CHEVRON CORP NEW COM 166764100 1540 19517 SH SOLE 1 0 0 0 Clearbridge Energy MLP Fund COM 184692101 3046 30 SH SOLE 1 0 0 0 Clearbridge Energy MLP Fund COM 184692101 1015 10 SH SOLE 1 0 0 0 Clearbridge Energy MLP Fund COM 184692101 2030 20 SH SOLE 1 0 0 0 Clearbridge Energy MLP Fund COM 184692101 3046 30 SH SOLE 1 0 0 0 Coca-Cola Co * COCA COLA CO COM 191216100 1170 29172 SH SOLE 1 0 0 0 ConocoPhillips * CONOCOPHILLIPS COM 20825C104 643 13405 SH SOLE 1 0 0 0 Consumer Discretionary SPDR * SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 36451 490851 SH SOLE 1 0 0 0 Consumer Staples Sector SPDR * SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 14085 298469 SH SOLE 1 0 0 0 CST Brands Inc COM 12646R105 127 3775 SH SOLE 1 0 0 0 CVS Health Corp * CVS CAREMARK CORPORATION COM 126650100 2058 21329 SH SOLE 1 0 0 0 DR Horton Inc * D R HORTON INC COM 23331A109 1728 58851 SH SOLE 1 0 0 0 Eli Lilly & Co * LILLY ELI & CO COM 532457108 1740 20790 SH SOLE 1 0 0 0 Emerson Electric Co * EMERSON ELEC CO COM 291011104 823 18639 SH SOLE 1 0 0 0 Energy Select Sector SPDR Fund * SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 8823 144165 SH SOLE 1 0 0 0 Exxon Mobil Corp * EXXON MOBIL CORP COM 30231G102 2340 31479 SH SOLE 1 0 0 0 Fifth Third Bancorp * FIFTH THIRD BANCORP COM 316773100 1244 65797 SH SOLE 1 0 0 0 Financial Select Sector SPDR * SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 21727 958806 SH SOLE 1 0 0 0 General Electric Co * GENERAL ELECTRIC CO COM 369604103 1935 76712 SH SOLE 1 0 0 0 Goldman Sachs Group Inc * GOLDMAN SACHS GROUP INC COM 38141G104 1599 9201 SH SOLE 1 0 0 0 Goodyear Tire & Rubber Co * GOODYEAR TIRE & RUBR CO COM 382550101 2309 78727 SH SOLE 1 0 0 0 Google Inc * GOOGLE INC CL A 38259P508 3052 4781 SH SOLE 1 0 0 0 Google Inc CLASS C 38259P706 3245 5334 SH SOLE 1 0 0 0 Halyard Health Inc COM 40650V100 50 1772 SH SOLE 1 0 0 0 Health Care Select Sector SPDR * SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 30674 463148 SH SOLE 1 0 0 0 Hess Corp * HESS CORP COM 42809H107 720 14382 SH SOLE 1 0 0 0 Honeywell International Inc * HONEYWELL INTL INC COM 438516106 1841 19438 SH SOLE 1 0 0 0 Industrial Select Sect SPDR * SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 12541 251370 SH SOLE 1 0 0 0 International Paper Co * INTL PAPER CO COM 460146103 2411 63810 SH SOLE 1 0 0 0 Ishares Dow Jones US Telecom * ISHARES TR DJ US TELECOMM 464287713 2352 87109 SH SOLE 1 0 0 0 Ishares MSCI United Kingdom In MSCI UTD KNGDM 46434V548 2854 174150 SH SOLE 1 0 0 0 IShares Tr * ISHARES TR CORE S&P500 ETF 464287200 29958 155454 SH SOLE 2 0 0 0 IShares Tr * ISHARES TR MSCI EAFE INDEX 464287465 5386 93960 SH SOLE 2 0 0 0 Kayne Anderson ETR Fund Inc COM 48660P104 5206 200000 SH SOLE 1 0 0 0 Kayne Anderson ETR Fund Inc COM 48660P104 10411 400000 SH SOLE 1 0 0 0 Kayne Anderson Midstream Enrgy COM 48661E108 4229 160000 SH SOLE 1 0 0 0 Kayne Anderson Midstream Enrgy COM 48661E108 5286 200000 SH SOLE 1 0 0 0 Kayne Anderson MLP Investment COM 486606502 6279 240000 SH SOLE 1 0 0 0 Kayne Anderson MLP Investment COM 486606502 3237 120000 SH SOLE 1 0 0 0 Kayne Anderson MLP Investment COM 486606502 5232 200000 SH SOLE 1 0 0 0 Kayne Anderson MLP Investment COM 486606502 4315 160000 SH SOLE 1 0 0 0 Kayne Anderson MLP Investment COM 486606502 4186 160000 SH SOLE 1 0 0 0 Kayne Anderson MLP Investment COM 486606502 4315 160000 SH SOLE 1 0 0 0 Kimberly-Clark Corp * KIMBERLY CLARK CORP COM 494368103 1215 11144 SH SOLE 1 0 0 0 Legg Mason Inc * LEGG MASON INC COM 524901105 1436 34522 SH SOLE 1 0 0 0 Lloyds Banking Group PLC COM 539439AC3 1626 1460000 SH SOLE 1 0 0 0 Lockheed Martin Corp * LOCKHEED MARTIN CORP COM 539830109 1899 9158 SH SOLE 1 0 0 0 Materials Select Sector SPDR * SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 3317 83086 SH SOLE 1 0 0 0 Merck & Co Inc * MERCK & CO INC NEW COM 58933Y105 1101 22289 SH SOLE 1 0 0 0 Morgan Stanley * MORGAN STANLEY COM NEW 617446448 1067 33875 SH SOLE 1 0 0 0 Mosaic Holdings Inc * MOSAIC CO NEW COM 61945C103 999 32117 SH SOLE 1 0 0 0 Neuberger Berman Real Estate COM 64190A103 2048 80 SH SOLE 1 0 0 0 Neuberger Berman Real Estate COM 64190A103 1024 40 SH SOLE 1 0 0 0 Occidental Petroleum Corp * OCCIDENTAL PETE CORP DEL COM 674599105 690 10430 SH SOLE 1 0 0 0 Pepsico Inc * PEPSICO INC COM 713448108 1316 13959 SH SOLE 1 0 0 0 Pfizer Inc * PFIZER INC COM 717081103 1649 52514 SH SOLE 1 0 0 0 Philip Morris Intl Inc * PHILIP MORRIS INTL INC COM 718172109 912 11492 SH SOLE 1 0 0 0 PNC Financial Services Group * PNC FINL SVCS GROUP INC COM 693475105 1734 19444 SH SOLE 1 0 0 0 Procter & Gamble Co * PROCTER & GAMBLE CO COM 742718109 1518 21098 SH SOLE 1 0 0 0 Raytheon Co * RAYTHEON CO COM NEW 755111507 1669 15273 SH SOLE 1 0 0 0 Salesforce Com Inc * SALESFORCE COM INC COM 79466L302 2590 37297 SH SOLE 1 0 0 0 State Street Corp * STATE STR CORP COM 857477103 1398 20801 SH SOLE 1 0 0 0 Target Corp * TARGET CORP COM 87612E106 1257 15980 SH SOLE 1 0 0 0 Technology Select Sector SPDR * SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 52593 1331467 SH SOLE 1 0 0 0 Travelers Cos Inc * TRAVELERS COMPANIES INC COM 89417E109 1436 14423 SH SOLE 1 0 0 0 United Technologies Corp * UNITED TECHNOLOGIES CORP COM 913017109 1266 14224 SH SOLE 1 0 0 0 US Bancorp * US BANCORP DEL COM NEW 902973304 1483 36165 SH SOLE 1 0 0 0 Utilities Select Sector SPDR * SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 7810 180413 SH SOLE 1 0 0 0 Valero Energy Corp * VALERO ENERGY CORP NEW COM 91913Y100 2042 33974 SH SOLE 1 0 0 0 Vanguard REIT Index Fund * VANGUARD INDEX FDS REIT ETF 922908553 79060 1046600 SH SOLE 1 0 0 0 Vanguard REIT Index Fund * VANGUARD INDEX FDS REIT ETF 922908553 2980 39446 SH SOLE 2 0 0 0 Veritiv Corp COM 923454102 45 1220 SH SOLE 1 0 0 0 Verizon Communications Inc * VERIZON COMMUNICATIONS INC COM 92343V104 1274 29275 SH SOLE 1 0 0 0 Wachovia Capital Trust III CALL 92978AAA0 617 630000 SH SOLE 1 0 0 0 Wachovia Capital Trust III CALL 92978AAA0 363 370000 SH SOLE 1 0 0 0 Walt Disney Co * DISNEY WALT CO COM DISNEY 254687106 1313 12847 SH SOLE 1 0 0 0