0001567619-20-003818.txt : 20200214
0001567619-20-003818.hdr.sgml : 20200214
20200214132415
ACCESSION NUMBER: 0001567619-20-003818
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200214
DATE AS OF CHANGE: 20200214
EFFECTIVENESS DATE: 20200214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT CAPITAL MANAGEMENT /DE/
CENTRAL INDEX KEY: 0001097278
IRS NUMBER: 134168910
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05049
FILM NUMBER: 20617384
BUSINESS ADDRESS:
STREET 1: 888 SEVENTH AVENUE, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2124821600
MAIL ADDRESS:
STREET 1: 888 SEVENTH AVENUE, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001097278
XXXXXXXX
12-31-2019
12-31-2019
ADVENT CAPITAL MANAGEMENT /DE/
888 SEVENTH AVENUE, 31ST FLOOR
NEW YORK
NY
10019
13F HOLDINGS REPORT
028-05049
N
Paul L Latronica
Managing Director and Portfolio Manager
212-482-1606
/s/ Paul L Latronica
New York
NY
02-13-2020
2
215
5161960
false
1
0001280782
028-11097
GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC
2
0001692234
028-17598
Russell Investments Group, Ltd.
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0
0
CONSTELLATION BRANDS INC
COM
21036P108
285
1500
SH
SOLE
1500
0
0
AT&T INC
COM
00206R102
3908
100000
SH
SOLE
100000
0
0
TARGET CORP
COM
87612E106
256
2000
SH
SOLE
2000
0
0
ULTA BEAUTY INC
COM
90384S303
633
2500
SH
SOLE
2500
0
0
UNITED PARCEL SERVICE INC
COM
911312106
4097
35000
SH
SOLE
35000
0
0
UNITED RENTALS INC
COM
911363109
834
5000
SH
SOLE
5000
0
0
VIACOMCBS INC
COM
92556H107
114
2551
SH
SOLE
2551
0
0
WESTERN DIGITAL CORP
COM
958102105
7299
115000
SH
SOLE
115000
0
0
WPX ENERGY INC
COM
98212B103
687
50000
SH
SOLE
50000
0
0
CONTINENTAL RESOURCES INC/OK
OPT
212015951
2
300
SH
Put
SOLE
300
0
0
COMMSCOPE HOLDING CO INC
OPT
20337X909
66
400
SH
Call
SOLE
400
0
0
8X8 INC
OPT
282914950
8
300
SH
Put
SOLE
300
0
0
FREEPORT-MCMORAN INC
OPT
35671D907
31
1590
SH
Call
SOLE
1590
0
0
FORTIVE CORP
OPT
34959J908
4
207
SH
Call
SOLE
207
0
0
HASBRO INC
OPT
418056957
2
200
SH
Put
SOLE
200
0
0
ISHARES IBOXX HIGH YIELD CORPO
OPT
464288953
33
1100
SH
Put
SOLE
1100
0
0
INTELSAT SA
OPT
L5140P951
14
800
SH
Put
SOLE
800
0
0
LEVI STRAUSS & CO
OPT
52736R902
20
300
SH
Call
SOLE
300
0
0
MICRON TECHNOLOGY INC
OPT
595112903
163
400
SH
Call
SOLE
400
0
0
VANECK VECTORS OIL SERVICES ET
OPT
92189F908
10
750
SH
Call
SOLE
750
0
0
SM ENERGY CO
OPT
78454L900
43
300
SH
Call
SOLE
300
0
0
SNAP INC
OPT
83304A906
1
600
SH
Call
SOLE
600
0
0
SPDR S&P 500 ETF TRUST
OPT
78462F953
14
455
SH
Put
SOLE
455
0
0
ISHARES 20 YEAR TREASURY BOND
OPT
464287952
62
847
SH
Put
SOLE
847
0
0
TWITTER INC
OPT
90184L902
1
500
SH
Call
SOLE
500
0
0
SPDR S&P OIL & GAS EXPLORATION
OPT
78464A900
46
500
SH
Call
SOLE
500
0
0
AMERICAN ELECTRIC POWER
CONV PFD
025537127
43119
798455
SH
SOLE
798455
0
0
ASSURANT INC
CONV PFD
04621X207
3561
27734
SH
SOLE
27734
0
0
BROADCOM INC
CONV PFD
11135F200
80069
68475
SH
SOLE
68475
0
0
AVANTOR INC
CONV PFD
05352A209
10773
170727
SH
SOLE
170727
0
0
BANK OF AMERICA CORP
CONV PFD
060505682
169933
116562
SH
SOLE
116562
0
0
BECTON DICKINSON AND CO
CONV PFD
075887208
28977
442053
SH
SOLE
442053
0
0
CROWN CASTLE INTL CORP
CONV PFD
22822V309
18484
14416
SH
SOLE
14416
0
0
COLFAX CORP
CONV PFD
194014205
5697
36223
SH
SOLE
36223
0
0
CHANGE HEALTHCARE INC
CONV PFD
15912K209
5375
89640
SH
SOLE
89640
0
0
CENTERPOINT ENERGY INC
CONV PFD
15189T503
5497
112696
SH
SOLE
112696
0
0
DOMINION ENERGY INC
CONV PFD
25746U133
57519
538236
SH
SOLE
538236
0
0
DANAHER CORP
CONV PFD
235851300
36264
30640
SH
SOLE
30640
0
0
DTE ENERGY CO
CONV PFD
233331842
47368
922327
SH
SOLE
922327
0
0
ENERGIZER HOLDINGS INC
CONV PFD
29272W208
17618
167987
SH
SOLE
167987
0
0
FORTIVE CORPORATION
CONV PFD
34959J207
26375
27064
SH
SOLE
27064
0
0
INTL FLAVOR & FRAGRANCES
CONV PFD
459506309
23004
479253
SH
SOLE
479253
0
0
NEXTERA ENERGY INC
CONV PFD
65339F796
53429
1044350
SH
SOLE
1044350
0
0
NY COMMUNITY CAP TRUST V
CONV PFD
64944P307
15655
309439
SH
SOLE
309439
0
0
QTS REALTY TRUST INC
CONV PFD
74736A301
14758
114924
SH
SOLE
114924
0
0
SOUTHERN CO
CONV PFD
842587602
54015
1003266
SH
SOLE
1003266
0
0
SEMPRA ENERGY
CONV PFD
816851505
5768
48322
SH
SOLE
48322
0
0
STANLEY BLACK & DECKER I
CONV PFD
854502846
34860
320427
SH
SOLE
320427
0
0
STANLEY BLACK & DECKER I
CONV PFD
854502887
42287
387578
SH
SOLE
387578
0
0
WELLS FARGO & COMPANY
CONV PFD
949746804
164417
113370
SH
SOLE
113370
0
0