0001140361-17-018539.txt : 20170505 0001140361-17-018539.hdr.sgml : 20170505 20170505103314 ACCESSION NUMBER: 0001140361-17-018539 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170505 DATE AS OF CHANGE: 20170505 EFFECTIVENESS DATE: 20170505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT CAPITAL MANAGEMENT /DE/ CENTRAL INDEX KEY: 0001097278 IRS NUMBER: 134168910 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05049 FILM NUMBER: 17816610 BUSINESS ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS 45 FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2124821600 MAIL ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS 45 FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001097278 XXXXXXXX 03-31-2017 03-31-2017 ADVENT CAPITAL MANAGEMENT /DE/
1271 AVENUE OF THE AMERICAS 45 FLOOR NEW YORK NY 10020
13F HOLDINGS REPORT 028-05049 N
Paul L Latronica Managing Director and Portfolio Manager 212-482-1606 /s/ Paul L Latronica New York NY 05-04-2017 2 267 5345711 false 1 0001280782 028-11097 GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 2 0001692234 028-17598 Russell Investments Group, Ltd.
INFORMATION TABLE 2 form13fInfoTable.xml ATLAS AIR WORLDWIDE HLDG CONV 049164BH8 17588 16602000 PRN SOLE 16602000 0 0 AKAMAI TECHNOLOGIES INC CONV 00971TAG6 31810 32022000 PRN SOLE 32022000 0 0 AIR LEASE CORP CONV 00912XAK0 40195 28086000 PRN SOLE 28086000 0 0 ALZA CORP CONV 02261WAB5 3017 1763000 PRN SOLE 1763000 0 0 ADVANCED MICRO DEVICES CONV 007903BD8 22670 11481000 PRN SOLE 11481000 0 0 ANTHEM INC CONV 94973VBG1 22114 9679000 PRN SOLE 9679000 0 0 ARES CAPITAL CORP CONV 04010LAJ2 7752 7599000 PRN SOLE 7599000 0 0 ARES CAPITAL CORP CONV 04010LAM5 57484 55810000 PRN SOLE 55810000 0 0 BROOKDALE SENIOR LIVING CONV 112463AA2 19994 20298000 PRN SOLE 20298000 0 0 BIOMARIN PHARMACEUTICAL CONV 09061GAE1 73667 64770000 PRN SOLE 64770000 0 0 BIOMARIN PHARMACEUTICAL CONV 09061GAF8 32366 27224000 PRN SOLE 27224000 0 0 BRISTOL-MYERS SQUIBB CO CONV 110122AN8 2079 1506000 PRN SOLE 1506000 0 0 BROCADE COMMUNICATIONS CONV 111621AQ1 436 432000 PRN SOLE 432000 0 0 BROADSOFT INC CONV 11133BAB8 15656 13962000 PRN SOLE 13962000 0 0 BROADSOFT INC CONV 11133BAD4 27912 23353000 PRN SOLE 23353000 0 0 B2GOLD CORP CONV 11777QAB6 53062 49533000 PRN SOLE 49533000 0 0 CALATLANTIC GROUP INC CONV 783764AS2 33880 35916000 PRN SOLE 35916000 0 0 CALATLANTIC GROUP INC CONV 85375CBC4 25602 24694000 PRN SOLE 24694000 0 0 CALATLANTIC GROUP INC CONV 783764AQ6 21170 16831000 PRN SOLE 16831000 0 0 CALAMP CORP CONV 128126AB5 18499 18707000 PRN SOLE 18707000 0 0 CEMEX SAB DE CV CONV 151290BR3 28577 25374000 PRN SOLE 25374000 0 0 CHESAPEAKE ENERGY CORP CONV 165167CR6 66211 63698000 PRN SOLE 63698000 0 0 CIENA CORP CONV 171779AE1 498 500000 PRN SOLE 500000 0 0 CIENA CORP CONV 171779AK7 10637 7747000 PRN SOLE 7747000 0 0 SEACOR HOLDINGS INC CONV 811904AM3 179 191000 PRN SOLE 191000 0 0 COLONY NORTHSTAR INC CONV 19624RAB2 63393 64272000 PRN SOLE 64272000 0 0 COLONY NORTHSTAR INC CONV 19624RAA4 24331 24295000 PRN SOLE 24295000 0 0 CLOVIS ONCOLOGY INC CONV 189464AB6 26533 20585000 PRN SOLE 20585000 0 0 SALESFORCE.COM INC CONV 79466LAD6 18340 14231000 PRN SOLE 14231000 0 0 CSG SYSTEMS INTERNATIONA CONV 126349AF6 50205 48450000 PRN SOLE 48450000 0 0 CORNERSTONE ONDEMAND INC CONV 21925YAB9 49605 48508000 PRN SOLE 48508000 0 0 CTRIP.COM INTL LTD CONV 22943FAD2 12041 9143000 PRN SOLE 9143000 0 0 CTRIP.COM INTL LTD CONV 22943FAF7 86813 78165000 PRN SOLE 78165000 0 0 CTRIP.COM INTL LTD CONV 22943FAH3 18543 16000000 PRN SOLE 16000000 0 0 CITRIX SYSTEMS INC CONV 177376AD2 18752 14925000 PRN SOLE 14925000 0 0 DEPOMED INC CONV 249908AA2 23470 24905000 PRN SOLE 24905000 0 0 DANAHER CORP CONV 235851AF9 2300 703000 PRN SOLE 703000 0 0 DYCOM INDUSTRIES INC CONV 267475AB7 69855 59886000 PRN SOLE 59886000 0 0 EMERGENT BIOSOLUTIONS CONV 29089QAB1 4909 4119000 PRN SOLE 4119000 0 0 ENCORE CAPITAL GROUP INC CONV 292554AH5 29 42000 PRN SOLE 42000 0 0 EURONET WORLDWIDE INC CONV 298736AH2 32581 25773000 PRN SOLE 25773000 0 0 ELECTRONICS FOR IMAGING CONV 286082AC6 60423 55455000 PRN SOLE 55455000 0 0 ENDOLOGIX INC CONV 29266SAA4 586 610000 PRN SOLE 610000 0 0 BOTTOMLINE TECHNOLOGIES CONV 101388AA4 600 594000 PRN SOLE 594000 0 0 HOMEAWAY INC CONV 43739QAB6 165 175000 PRN SOLE 175000 0 0 FOREST CITY REALTY TRUST CONV 345550AR8 158 152000 PRN SOLE 152000 0 0 FOREST CITY REALTY TRUST CONV 345550AP2 42363 37788000 PRN SOLE 37788000 0 0 FIREEYE INC CONV 31816QAD3 45704 50828000 PRN SOLE 50828000 0 0 FIREEYE INC CONV 31816QAB7 58124 61912000 PRN SOLE 61912000 0 0 FLUIDIGM CORP CONV 34385PAA6 144 257000 PRN SOLE 257000 0 0 FIDELITY NATL FINANCIAL CONV 31620RAE5 34606 15775000 PRN SOLE 15775000 0 0 FINISAR CORP CONV 31787AAM3 28401 25188000 PRN SOLE 25188000 0 0 GREENBRIER COS INC CONV 393657AH4 570 405000 PRN SOLE 405000 0 0 CHART INDUSTRIES INC CONV 16115QAC4 98 113000 PRN SOLE 113000 0 0 HERBALIFE LTD CONV 42703MAB9 36039 37614000 PRN SOLE 37614000 0 0 HEALTHSOUTH CORP CONV 421924BL4 28226 23179000 PRN SOLE 23179000 0 0 HELIX ENERGY SOLUTIONS CONV 42330PAG2 261 265000 PRN SOLE 265000 0 0 HELIX ENERGY SOLUTIONS CONV 42330PAH0 3300 3340000 PRN SOLE 3340000 0 0 HOLOGIC INC CONV 436440AG6 69920 56294000 PRN SOLE 56294000 0 0 HOLOGIC INC CONV 436440AC5 22346 16004000 PRN SOLE 16004000 0 0 HORNBECK OFFSHORE SERV CONV 440543AN6 74 145000 PRN SOLE 145000 0 0 HORIZON GLOBAL CORP CONV 44052WAA2 9080 9957000 PRN SOLE 9957000 0 0 HORIZON PHARMA INV LTD CONV 44052TAB7 48618 52956000 PRN SOLE 52956000 0 0 INTERCEPT PHARMAS CONV 45845PAA6 7302 7823000 PRN SOLE 7823000 0 0 INTEGRATED DEVICE TECH CONV 458118AC0 59955 59479000 PRN SOLE 59479000 0 0 ILLUMINA INC CONV 452327AH2 106126 101923000 PRN SOLE 101923000 0 0 ILLUMINA INC CONV 452327AF6 621 647000 PRN SOLE 647000 0 0 INFINERA CORP CONV 45667GAB9 5129 4782000 PRN SOLE 4782000 0 0 INTEL CORP CONV 458140AD2 84070 61741000 PRN SOLE 61741000 0 0 INTEL CORP CONV 458140AF7 42187 24186000 PRN SOLE 24186000 0 0 INNOVIVA INC CONV 88338TAB0 11410 12000000 PRN SOLE 12000000 0 0 IONIS PHARMACEUTICALS IN CONV 464337AJ3 69095 71584000 PRN SOLE 71584000 0 0 INPHI CORP CONV 45772FAB3 318 230000 PRN SOLE 230000 0 0 IMPAX LABORATORIES INC CONV 45256BAE1 19264 23691000 PRN SOLE 23691000 0 0 INVACARE CORP CONV 461203AF8 2785 2750000 PRN SOLE 2750000 0 0 JARDEN CORP CONV 471109AM0 9 7000 PRN SOLE 7000 0 0 JAZZ INVESTMENTS I LTD CONV 472145AB7 81931 76624000 PRN SOLE 76624000 0 0 JEFFERIES GROUP LLC CONV 472319AG7 44177 43668000 PRN SOLE 43668000 0 0 JANUS CAPITAL GROUP INC CONV 47102XAH8 7807 5960000 PRN SOLE 5960000 0 0 KB HOME CONV 48666KAS8 19498 19031000 PRN SOLE 19031000 0 0 LAB CORP OF AMER HLDGS CONV 50540RAG7 4730 2453000 PRN SOLE 2453000 0 0 LIBERTY INTERACTIVE LLC CONV 530610AD6 50131 44512000 PRN SOLE 44512000 0 0 LIBERTY INTERACTIVE LLC CONV 530715AN1 36123 66434000 PRN SOLE 66434000 0 0 LIBERTY MEDIA CORP CONV 531229AB8 57221 50439000 PRN SOLE 50439000 0 0 LAM RESEARCH CORP CONV 512807AL2 72033 34029000 PRN SOLE 34029000 0 0 NOVELLUS SYSTEMS INC CONV 670008AD3 585 154000 PRN SOLE 154000 0 0 LIVE NATION ENTERTAINMEN CONV 538034AJ8 31671 29117000 PRN SOLE 29117000 0 0 MICROCHIP TECHNOLOGY INC CONV 595017AD6 29980 20870000 PRN SOLE 20870000 0 0 MEDICINES COMPANY CONV 584688AC9 139 95000 PRN SOLE 95000 0 0 MEDICINES COMPANY CONV 584688AE5 288 182000 PRN SOLE 182000 0 0 ALLSCRIPTS HEALTHCARE SO CONV 01988PAD0 70699 70234000 PRN SOLE 70234000 0 0 MEDIDATA SOLUTIONS INC CONV 58471AAB1 697 617000 PRN SOLE 617000 0 0 MACQUARIE INFRASTRUCTURE CONV 55608BAA3 47813 42603000 PRN SOLE 42603000 0 0 MACQUARIE INFRASTRUCTURE CONV 55608BAB1 32646 33200000 PRN SOLE 33200000 0 0 MOLINA HEALTHCARE INC CONV 60855RAC4 12786 10000000 PRN SOLE 10000000 0 0 MOLINA HEALTHCARE INC CONV 60855RAD2 56090 52656000 PRN SOLE 52656000 0 0 MERITOR INC CONV 043353AH4 20891 19918000 PRN SOLE 19918000 0 0 MICRON TECHNOLOGY INC CONV 595112AU7 3208 1213000 PRN SOLE 1213000 0 0 MICRON TECHNOLOGY INC CONV 595112AV5 11158 4166000 PRN SOLE 4166000 0 0 MICRON TECHNOLOGY INC CONV 595112AY9 141075 126018000 PRN SOLE 126018000 0 0 NEWMONT MINING CORP CONV 651639AJ5 1684 1681000 PRN SOLE 1681000 0 0 NATIONAL HEALTH INVESTOR CONV 63633DAE4 21012 18893000 PRN SOLE 18893000 0 0 SERVICENOW INC CONV 81762PAB8 50184 38934000 PRN SOLE 38934000 0 0 NEWPARK RESOURCES INC CONV 651718AC2 177 202000 PRN SOLE 202000 0 0 NUANCE COMMUNICATIONS CONV 67020YAG5 7479 7250000 PRN SOLE 7250000 0 0 NUANCE COMMUNICATIONS CONV 67020YAK6 70312 73851000 PRN SOLE 73851000 0 0 NUANCE COMMUNICATIONS CONV 67020YAF7 410 408000 PRN SOLE 408000 0 0 NUVASIVE INC CONV 670704AG0 20879 15247000 PRN SOLE 15247000 0 0 NVIDIA CORP CONV 67066GAC8 37162 6863000 PRN SOLE 6863000 0 0 NEVRO CORP CONV 64157FAA1 19064 15650000 PRN SOLE 15650000 0 0 NXP SEMICONDUCTOR NV CONV 62952QAB6 33672 29100000 PRN SOLE 29100000 0 0 OASIS PETROLEUM INC CONV 674215AJ7 12856 9472000 PRN SOLE 9472000 0 0 OMNICARE INC CONV 681904AR9 2259 1756000 PRN SOLE 1756000 0 0 ON SEMICONDUCTOR CORP CONV 682189AK1 76507 70088000 PRN SOLE 70088000 0 0 OLD REPUBLIC INTL CORP CONV 680223AH7 19112 14322000 PRN SOLE 14322000 0 0 PRICELINE GROUP INC/THE CONV 741503AS5 122958 86231000 PRN SOLE 86231000 0 0 PRICELINE GROUP INC/THE CONV 741503AX4 69281 61581000 PRN SOLE 61581000 0 0 PRICELINE GROUP INC/THE CONV 741503AQ9 17894 9503000 PRN SOLE 9503000 0 0 PDC ENERGY INC CONV 69327RAD3 40760 39701000 PRN SOLE 39701000 0 0 PDL BIOPHARMA INC CONV 69329YAF1 212 235000 PRN SOLE 235000 0 0 PROOFPOINT INC CONV 743424AD5 35601 31303000 PRN SOLE 31303000 0 0 INSULET CORPORATION CONV 45784PAD3 24671 21801000 PRN SOLE 21801000 0 0 PRA GROUP INC CONV 73640QAB1 7081 7864000 PRN SOLE 7864000 0 0 QUIDEL CORP CONV 74838JAA9 25613 24843000 PRN SOLE 24843000 0 0 ROYAL GOLD INC CONV 780287AA6 37788 35834000 PRN SOLE 35834000 0 0 RED HAT INC CONV 756577AD4 64536 49815000 PRN SOLE 49815000 0 0 RPM INTERNATIONAL INC CONV 749685AT0 8063 6712000 PRN SOLE 6712000 0 0 RTI INTERNATIONAL METALS CONV 74973WAB3 31694 27216000 PRN SOLE 27216000 0 0 REDWOOD TRUST INC CONV 758075AB1 398 416000 PRN SOLE 416000 0 0 SUCAMPO PHARMACEUTICALS CONV 864909AA4 9747 9839000 PRN SOLE 9839000 0 0 COLONY STARWOOD HOMES CONV 85571WAB5 24002 20276000 PRN SOLE 20276000 0 0 SINA CORP CONV 82922RAD5 230 230000 PRN SOLE 230000 0 0 SM ENERGY CO CONV 78454LAM2 25071 25128000 PRN SOLE 25128000 0 0 SYNCHRONOSS TECHNOLOGIES CONV 87157BAA1 31146 33031000 PRN SOLE 33031000 0 0 SANDISK CORP CONV 80004CAF8 839 801000 PRN SOLE 801000 0 0 SPECTRANETICS CORP CONV 84760CAA5 8705 7603000 PRN SOLE 7603000 0 0 SPIRIT REALTY CAPITAL IN CONV 84860WAA0 63566 62581000 PRN SOLE 62581000 0 0 SPIRIT REALTY CAPITAL IN CONV 84860WAB8 15533 15123000 PRN SOLE 15123000 0 0 STARWOOD PROPERTY TRUST CONV 85571BAH8 25016 25000000 PRN SOLE 25000000 0 0 STARWOOD PROPERTY TRUST CONV 85571BAB1 30811 26857000 PRN SOLE 26857000 0 0 STARWOOD PROPERTY TRUST CONV 85571BAA3 730 676000 PRN SOLE 676000 0 0 TCP CAPITAL CORP CONV 87238QAB9 1048 1000000 PRN SOLE 1000000 0 0 TEVA PHARM FIN CO LLC CONV 88163VAE9 38080 35520000 PRN SOLE 35520000 0 0 TOLL BROS FINANCE CORP CONV 88947EAM2 32882 33031000 PRN SOLE 33031000 0 0 TESLA INC CONV 88160RAB7 37011 37045000 PRN SOLE 37045000 0 0 TESLA INC CONV 88160RAC5 14455 14732000 PRN SOLE 14732000 0 0 TESLA INC CONV 88160RAD3 10309 9891000 PRN SOLE 9891000 0 0 TPG SPECIALTY LENDING IN CONV 87265KAB8 821 800000 PRN SOLE 800000 0 0 TWITTER INC CONV 90184LAB8 77348 82294000 PRN SOLE 82294000 0 0 TWITTER INC CONV 90184LAD4 70815 77665000 PRN SOLE 77665000 0 0 VEECO INSTRUMENTS INC CONV 922417AD2 16582 15918000 PRN SOLE 15918000 0 0 VEREIT INC CONV 02917TAB0 11096 11000000 PRN SOLE 11000000 0 0 VEREIT INC CONV 02917TAA2 18384 18315000 PRN SOLE 18315000 0 0 VIAVI SOLUTIONS INC CONV 46612JAF8 34310 30807000 PRN SOLE 30807000 0 0 VERINT SYSTEMS INC CONV 92343XAA8 55080 55849000 PRN SOLE 55849000 0 0 WEBMD HEALTH CORP CONV 94770VAK8 27690 23253000 PRN SOLE 23253000 0 0 WEBMD HEALTH CORP CONV 94770VAF9 31665 31053000 PRN SOLE 31053000 0 0 WORKDAY INC CONV 98138HAC5 14108 12320000 PRN SOLE 12320000 0 0 WEB.COM GROUP INC CONV 94733AAA2 18175 18721000 PRN SOLE 18721000 0 0 WEATHERFORD BERMUDA CONV 947075AH0 72326 56330000 PRN SOLE 56330000 0 0 WHITING PETROLEUM CORP CONV 966387AL6 49112 55914000 PRN SOLE 55914000 0 0 WRIGHT MEDICAL GROUP INC CONV 98235TAE7 104232 87254000 PRN SOLE 87254000 0 0 WRIGHT MEDICAL GROUP INC CONV 98235TAC1 276 269000 PRN SOLE 269000 0 0 XILINX INC CONV 983919AF8 17146 8496000 PRN SOLE 8496000 0 0 YAHOO INC CONV 984332AF3 120139 115648000 PRN SOLE 115648000 0 0 ALLERGAN PLC CONV PFD EP0481507 55356 65238 SH SOLE 65238 0 0 AMERICAN TOWER CORP CONV PFD 03027X407 15892 141992 SH SOLE 141992 0 0 ANTHEM INC CONV PFD 036752202 54051 1078687 SH SOLE 1078687 0 0 ANADARKO PETROLEUM CORP CONV PFD 032511404 12311 283914 SH SOLE 283914 0 0 ARCONIC INC CONV PFD 03965L308 13318 327102 SH SOLE 327102 0 0 BANK OF AMERICA CORP CONV PFD 060505682 42513 35574 SH SOLE 35574 0 0 DOMINION RESOURCES INC CONV PFD 25746U836 22920 452182 SH SOLE 452182 0 0 DTE ENERGY CO CONV PFD 233331883 7964 147500 SH SOLE 147500 0 0 FRONTIER COMMUNICATIONS CONV PFD 35906A207 12773 259300 SH SOLE 259300 0 0 GREAT PLAINS ENERGY INC CONV PFD 391164878 7863 148531 SH SOLE 148531 0 0 WELLTOWER INC CONV PFD 95040Q203 10628 168000 SH SOLE 168000 0 0 NEXTERA ENERGY INC CONV PFD 65339F820 35352 697026 SH SOLE 697026 0 0 NEXTERA ENERGY INC CONV PFD 65339F846 6576 110171 SH SOLE 110171 0 0 STERICYCLE INC CONV PFD 858912207 7140 100000 SH SOLE 100000 0 0 SOUTHWESTERN ENERGY CO CONV PFD 845467208 6323 321432 SH SOLE 321432 0 0 T-MOBILE US INC CONV PFD 872590203 18794 178206 SH SOLE 178206 0 0 TYSON FOODS INC CONV PFD 902494301 4967 73895 SH SOLE 73895 0 0 WELLS FARGO & COMPANY CONV PFD 949746804 70809 57149 SH SOLE 57149 0 0 AMERICAN AIRLINES GROUP INC COM 02376R102 4230 100000 SH SOLE 100000 0 0 ADVENT CLAYMORE CONVERTIBLE SECURITIES AND INCOME FUND II COM 007639107 3385 554000 SH SOLE 554000 0 0 ALLERGAN PLC COM G0177J108 428 1790 SH SOLE 1790 0 0 AIR LEASE CORP COM 00912X302 685 17669 SH SOLE 17669 0 0 BANK OF AMERICA CORP COM 060505104 590 25000 SH SOLE 25000 0 0 BIOGEN INC COM 09062X103 4648 17000 SH SOLE 17000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 232 2640 SH SOLE 2640 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 6943 127680 SH SOLE 127680 0 0 B2GOLD CORP COM 11777Q209 71 25000 SH SOLE 25000 0 0 CHARTER COMMUNICATIONS INC COM 16119P108 327 1000 SH SOLE 1000 0 0 CLOVIS ONCOLOGY INC COM 189464100 318 5000 SH SOLE 5000 0 0 COMERICA INC COM 200340107 664 9680 SH SOLE 9680 0 0 CONOCOPHILLIPS COM 20825C104 748 15000 SH SOLE 15000 0 0 CENTURYLINK INC COM 156700106 5689 241360 SH SOLE 241360 0 0 DYNEGY INC COM 26817R108 103 13124 SH SOLE 13124 0 0 FORD MOTOR CO COM 345370860 4521 388397 SH SOLE 388397 0 0 FREEPORT-MCMORAN INC COM 35671D857 468 35000 SH SOLE 35000 0 0 GILEAD SCIENCES INC COM 375558103 3009 44300 SH SOLE 44300 0 0 SPDR GOLD SHARES COM 78463V107 594 5000 SH SOLE 5000 0 0 GENERAL MOTORS CO COM 37045V100 6789 192000 SH SOLE 192000 0 0 ALPHABET INC COM 02079K107 5807 7000 SH SOLE 7000 0 0 KEYCORP COM 493267108 628 35315 SH SOLE 35315 0 0 L BRANDS INC COM 501797104 4239 90000 SH SOLE 90000 0 0 LENNAR CORP COM 526057104 640 12510 SH SOLE 12510 0 0 LOCKHEED MARTIN CORP COM 539830109 6958 26000 SH SOLE 26000 0 0 LYONDELLBASELL INDUSTRIES NV COM N53745100 2280 25000 SH SOLE 25000 0 0 MACY'S INC COM 55616P104 936 31585 SH SOLE 31585 0 0 MACQUARIE INFRASTRUCTURE CORP COM 55608B105 6044 75000 SH SOLE 75000 0 0 MERCK & CO INC COM 58933Y105 4130 65000 SH SOLE 65000 0 0 MICRON TECHNOLOGY INC COM 595112103 255 8821 SH SOLE 8821 0 0 NABORS INDUSTRIES LTD COM G6359F103 271 20700 SH SOLE 20700 0 0 RED HAT INC COM 756577102 10208 118015 SH SOLE 118015 0 0 SPRINT CORP COM 85207U105 868 100000 SH SOLE 100000 0 0 TRIUMPH GROUP INC COM 896818101 386 15000 SH SOLE 15000 0 0 T-MOBILE US INC COM 872590104 854 13220 SH SOLE 13220 0 0 TOLL BROTHERS INC COM 889478103 488 13510 SH SOLE 13510 0 0 UNITED PARCEL SERVICE INC COM 911312106 8196 76380 SH SOLE 76380 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 6094 125000 SH SOLE 125000 0 0 WEB.COM GROUP INC COM 94733A104 229 11850 SH SOLE 11850 0 0 WEATHERFORD INTERNATIONAL PLC COM G48833100 78 11700 SH SOLE 11700 0 0 CLOVIS ONCOLOGY INC OPT 189464900 35 300 SH Call SOLE 300 0 0 CONOCOPHILLIPS OPT 20825C954 5 250 SH Put SOLE 250 0 0 CONOCOPHILLIPS OPT 20825C904 11 500 SH Call SOLE 500 0 0 CISCO SYSTEMS INC OPT 17275R902 20 3000 SH Call SOLE 3000 0 0 CENTURYLINK INC OPT 156700956 3 450 SH Put SOLE 450 0 0 CTRIP.COM INTERNATIONAL LTD OPT 22943F900 105 1000 SH Call SOLE 1000 0 0 DEUTSCHE BANK AG OPT D18190908 17 300 SH Call SOLE 300 0 0 DEPOMED INC OPT 249908904 8 1000 SH Call SOLE 1000 0 0 DEPOMED INC OPT 249908954 150 1000 SH Put SOLE 1000 0 0 DEPOMED INC OPT 249908954 123 1000 SH Put SOLE 1000 0 0 EP ENERGY CORP OPT 268785952 23 3000 SH Put SOLE 3000 0 0 FIREEYE INC OPT 31816Q951 2 200 SH Put SOLE 200 0 0 FIREEYE INC OPT 31816Q901 64 750 SH Call SOLE 750 0 0 FIREEYE INC OPT 31816Q901 2 259 SH Call SOLE 259 0 0 FRONTIER COMMUNICATIONS CORP OPT 35906A958 159 3533 SH Put SOLE 3533 0 0 FRONTIER COMMUNICATIONS CORP OPT 35906A958 840 14000 SH Put SOLE 14000 0 0 GENERAL ELECTRIC CO OPT 369604903 71 3000 SH Call SOLE 3000 0 0 ISHARES RUSSELL 2000 ETF OPT 464287955 3 600 SH Put SOLE 600 0 0 KEYCORP OPT 493267908 26 1500 SH Call SOLE 1500 0 0 MACY'S INC OPT 55616P904 26 1250 SH Call SOLE 1250 0 0 NABORS INDUSTRIES LTD OPT G6359F953 16 1000 SH Put SOLE 1000 0 0 SERVICENOW INC OPT 81762P902 21 300 SH Call SOLE 300 0 0 NXP SEMICONDUCTORS NV OPT N6596X959 4 220 SH Put SOLE 220 0 0 ON SEMICONDUCTOR CORP OPT 682189905 115 2000 SH Call SOLE 2000 0 0 PALO ALTO NETWORKS INC OPT 697435905 5 300 SH Call SOLE 300 0 0 PFIZER INC OPT 717081903 17 1500 SH Call SOLE 1500 0 0 POWERSHARES QQQ TRUST SERIES 1 OPT 73935A954 10 500 SH Put SOLE 500 0 0 LIBERTY INTERACTIVE CORP QVC G OPT 53071M904 7 150 SH Call SOLE 150 0 0 RED HAT INC OPT 756577902 4 50 SH Call SOLE 50 0 0 RED HAT INC OPT 756577902 63 200 SH Call SOLE 200 0 0 SPRINT CORP OPT 85207U905 12 1000 SH Call SOLE 1000 0 0 SANTANDER CONSUMER USA HOLDING OPT 80283M951 10 1000 SH Put SOLE 1000 0 0 SPDR S&P500 ETF TRUST OPT 78462F953 6 1000 SH Put SOLE 1000 0 0 TEVA PHARMACEUTICAL INDUSTRIES OPT 881624909 11 1000 SH Call SOLE 1000 0 0 T-MOBILE US INC OPT 872590904 15 50 SH Call SOLE 50 0 0 VALEANT PHARMACEUTICALS INTERN OPT 91911K902 0 150 SH Call SOLE 150 0 0 WEBMD HEALTH CORP OPT 94770V952 0 1 SH Put SOLE 1 0 0 WHITING PETROLEUM CORP OPT 966387952 2 700 SH Put SOLE 700 0 0 WHITING PETROLEUM CORP OPT 966387952 8 700 SH Put SOLE 700 0 0 FINANCIAL SELECT SECTOR SPDR F OPT 81369Y905 27 1000 SH Call SOLE 1000 0 0 YAHOO! INC OPT 984332906 23 1000 SH Call SOLE 1000 0 0 ZILLOW GROUP INC OPT 98954M950 9 400 SH Put SOLE 400 0 0 ZILLOW GROUP INC OPT 98954M950 10 300 SH Put SOLE 300 0 0 ZILLOW GROUP INC OPT 98954M950 28 400 SH Put SOLE 400 0 0