Managing Director and Portfolio Manager

0001140361-17-006064.txt : 20170213 0001140361-17-006064.hdr.sgml : 20170213 20170213122443 ACCESSION NUMBER: 0001140361-17-006064 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 EFFECTIVENESS DATE: 20170213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT CAPITAL MANAGEMENT /DE/ CENTRAL INDEX KEY: 0001097278 IRS NUMBER: 134168910 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05049 FILM NUMBER: 17597359 BUSINESS ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS 45 FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2124821600 MAIL ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS 45 FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001097278 XXXXXXXX 12-31-2016 12-31-2016 ADVENT CAPITAL MANAGEMENT /DE/

1271 AVENUE OF THE AMERICAS 45 FLOOR NEW YORK NY 10020

13F HOLDINGS REPORT 028-05049 N Paul L Latronica Managing Director and Portfolio Manager 212-482-1606 /s/ Paul L Latronica New York NY 02-10-2017 2 320 5432123 false 1 0001280782 028-11097 GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 2 0001692234 028-17598 Russell Investments Group, Ltd. 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TRUST OPT 78462F903 6 1000 SH Call SOLE 1000 0 0 SPDR S&P500 ETF TRUST OPT 78462F953 29 500 SH Put SOLE 500 0 0 SPDR S&P500 ETF TRUST OPT 78462F953 19 174 SH Put SOLE 174 0 0 TERADYNE INC OPT 880770952 4 200 SH Put SOLE 200 0 0 TEVA PHARMACEUTICAL INDUSTRIES OPT 881624909 9 150 SH Call SOLE 150 0 0 T-MOBILE US INC OPT 872590954 8 200 SH Put SOLE 200 0 0 T-MOBILE US INC OPT 872590904 18 300 SH Call SOLE 300 0 0 TOLL BROTHERS INC OPT 889478903 1 100 SH Call SOLE 100 0 0 TYSON FOODS INC OPT 902494903 35 300 SH Call SOLE 300 0 0 TWITTER INC OPT 90184L902 3 1000 SH Call SOLE 1000 0 0 TWITTER INC OPT 90184L902 3 500 SH Call SOLE 500 0 0 VALE SA OPT 91912E905 12 2000 SH Call SOLE 2000 0 0 VALEANT PHARMACEUTICALS INTERN OPT 91911K902 12 600 SH Call SOLE 600 0 0 VALEANT PHARMACEUTICALS INTERN OPT 91911K952 8 768 SH Put SOLE 768 0 0 WEBMD HEALTH CORP OPT 94770V902 1 100 SH Call SOLE 100 0 0 WEB.COM GROUP INC OPT 94733A954 14 400 SH Put SOLE 400 0 0 WHITING PETROLEUM CORP OPT 966387902 6 350 SH Call SOLE 350 0 0 WWE OPT 98156Q958 32 700 SH Put SOLE 700 0 0 FINANCIAL SELECT SECTOR SPDR F OPT 81369Y905 13 5000 SH Call SOLE 5000 0 0 YAHOO! INC OPT 984332906 3 500 SH Call SOLE 500 0 0 YAHOO! INC OPT 984332956 6 300 SH Put SOLE 300 0 0