0001140361-15-041069.txt : 20151113
0001140361-15-041069.hdr.sgml : 20151113
20151113125337
ACCESSION NUMBER: 0001140361-15-041069
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151113
DATE AS OF CHANGE: 20151113
EFFECTIVENESS DATE: 20151113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT CAPITAL MANAGEMENT /DE/
CENTRAL INDEX KEY: 0001097278
IRS NUMBER: 134168910
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05049
FILM NUMBER: 151228106
BUSINESS ADDRESS:
STREET 1: 30 BROAD STREET 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: 2124821600
MAIL ADDRESS:
STREET 1: 30 BROAD STREET 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001097278
XXXXXXXX
09-30-2015
09-30-2015
ADVENT CAPITAL MANAGEMENT /DE/
30 BROAD STREET 30TH FLOOR
NEW YORK
NY
10004
13F HOLDINGS REPORT
028-05049
N
Paul L Latronica
Vice President
212-482-1606
/s/ Paul L Latronica
New York
NY
11-13-2015
0
541
6539733
false
INFORMATION TABLE
2
form13fInfoTable.xml
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Southwest Airlines Co
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Akamai Technologies Inc
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Allscripts Healthcare Solution
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Alpha Natural Resources Inc
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Johnson & Johnson
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Vereit Inc
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Vereit Inc
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Ares Capital Corp
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Ares Capital Corp
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Ares Capital Corp
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Array Biopharma Inc
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Meritor Inc
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Atlas Air Worldwide Holdings I
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Biomarin Pharmaceutical Inc
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Blackrock Capital Investment C
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Bottomline Technologies De Inc
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Bristol-Myers Squibb Co
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Broadsoft Inc
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Broadsoft Inc
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Brocade Communications Systems
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B2Gold Corp
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Calamp Corp
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Centerpoint Energy Inc
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Chart Industries Inc
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Chesapeake Energy Corp
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Ciena Corp
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Ciena Corp
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Ciena Corp
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Citrix Systems Inc
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CLEARWIRE COMM/FINANCE
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Clovis Oncology Inc
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Cobalt International Energy In
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Colony Capital Inc
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Colony Capital Inc
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Cornerstone Ondemand Inc
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Ctrip.Com International Ltd
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Ctrip.Com International Ltd
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Danaher Corp
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Depomed Inc
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Ddr Corp
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Dycom Industries Inc
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Echo Global Logistics Inc
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Emergent Biosolutions Inc
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Encore Capital Group Inc
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Encore Capital Group Inc
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Endologix Inc
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Euronet Worldwide Inc
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Extra Space Storage Inc
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Fidelity Natl Financial
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Finisar Corp
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Fireeye Inc
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Fireeye Inc
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Fluidigm Corp
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Forest City Enterprises Inc
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Forest City Enterprises Inc
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Gnc Holdings Inc
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General Cable Corp
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Gilead Sciences Inc
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Greenbrier Cos Inc/The
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Healthsouth Corp
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Heartware International Inc
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Helix Energy Solutions Group I
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Herbalife Ltd
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Hologic Inc
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Hologic Inc
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Homeaway Inc
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Horizon Pharma Plc
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Hornbeck Offshore Services Inc
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Host Hotels & Resorts Inc
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Huron Consulting Group Inc
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Istar Inc
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Iconix Brand Group Inc
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Iconix Brand Group Inc
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Illumina Inc
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Illumina Inc
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Incyte Corp
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Incyte Corp
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Insulet Corp
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Integra Lifesciences Holdings
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Intel Corp
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Intel Corp
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Interactive Intelligence Group
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Isis Pharmaceuticals Inc
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Viavi Solutions Inc
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Janus Capital Group Inc
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Jarden Corp
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Jarden Corp
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Jazz Pharmaceuticals Plc
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Leucadia National Corp
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J2 Global Inc
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Lgi Homes Inc
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Laboratory Corp Of America Hol
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Lam Research Corp
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Lam Research Corp
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Hsn Inc
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Motorola Solutions Inc
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Liberty Media Corp
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Ligand Pharmaceuticals Inc
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Linkedin Corp
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Live Nation Entertainment Inc
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Macquarie Infrastructure Corp
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Medicines Co/The
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Medidata Solutions Inc
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Meritor Inc
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Microchip Technology Inc
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Microchip Technology Inc
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Micron Technology Inc
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Molina Healthcare Inc
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Molycorp Inc
CONV
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Nrg Yield Inc
CONV
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Nrg Yield Inc
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National Health Investors Inc
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Netsuite Inc
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Newmont Mining Corp
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Newpark Resources Inc
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Lam Research Corp
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Nuance Communications Inc
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Nvidia Corp
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Nuvasive Inc
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Old Republic International Cor
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OMNICARE INC
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On Semiconductor Corp
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Pdl Biopharma Inc
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Ptc Therapeutics Inc
CONV
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Pennymac Mortgage Investment T
CONV
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Pernix Therapeutics Holdings I
CONV
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Pra Group Inc
CONV
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Priceline Group Inc/The
CONV
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Priceline Group Inc/The
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Priceline Group Inc/The
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Proofpoint Inc
CONV
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Proofpoint Inc
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Pros Holdings Inc
CONV
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Prospect Capital Corp
CONV
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Prospect Capital Corp
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Qihoo 360 Technology Co Ltd
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Qihoo 360 Technology Co Ltd
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Quidel Corp
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Rpm International Inc
CONV
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Alcoa Inc
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Redwood Trust Inc
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Radian Group Inc
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Red Hat Inc
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Redwood Trust Inc
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Royal Gold Inc
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Calatlantic Group Inc
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Salesforce.Com Inc
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Sandisk Corp
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Sandisk Corp
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Seacor Holdings Inc
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0
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Seacor Holdings Inc
CONV
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0
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Servicenow Inc
CONV
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Shengdatech Inc
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Sina Corp/China
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Spectranetics Corp/The
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Spirit Realty Capital Inc
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Spirit Realty Capital Inc
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Calatlantic Group Inc
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Starwood Property Trust Inc
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Starwood Property Trust Inc
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Starwood Waypoint Residential
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Stillwater Mining Co
CONV
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SOLE
0
0
5000000
Stone Energy Corp
CONV
861642AN6
117
140000
PRN
SOLE
0
0
140000
Sunedison Inc
CONV
86732YAC3
240
317000
PRN
SOLE
0
0
317000
Sunedison Inc
CONV
86732YAE9
17572
29885000
PRN
SOLE
0
0
29885000
Synchronoss Technologies Inc
CONV
87157BAA1
30380
30061000
PRN
SOLE
0
0
30061000
Synergy Pharmaceuticals Inc
CONV
871639AA8
1176
673000
PRN
SOLE
0
0
673000
Tpg Specialty Lending Inc
CONV
87265KAB8
1143
1163000
PRN
SOLE
0
0
1163000
Tesla Motors Inc
CONV
88160RAB7
18844
19500000
PRN
SOLE
0
0
19500000
Tesla Motors Inc
CONV
88160RAC5
10094
10694000
PRN
SOLE
0
0
10694000
Teva Pharmaceutical Industries
CONV
88163VAE9
13128
9643000
PRN
SOLE
0
0
9643000
Theravance Inc
CONV
88338TAB0
11447
17131000
PRN
SOLE
0
0
17131000
TIBCO SOFTWARE INC
CONV
88632QAB9
14
14000
PRN
SOLE
0
0
14000
Toll Brothers Inc
CONV
88947EAM2
40105
39136000
PRN
SOLE
0
0
39136000
Twitter Inc
CONV
90184LAA0
51391
58591000
PRN
SOLE
0
0
58591000
Twitter Inc
CONV
90184LAC6
69888
81859000
PRN
SOLE
0
0
81859000
United States Steel Corp
CONV
912909AH1
26286
26500000
PRN
SOLE
0
0
26500000
Verint Systems Inc
CONV
92343XAA8
36863
38389000
PRN
SOLE
0
0
38389000
Vishay Intertechnology Inc
CONV
928298AG3
12786
15652000
PRN
SOLE
0
0
15652000
Vishay Intertechnology Inc
CONV
928298AJ7
343
511000
PRN
SOLE
0
0
511000
Walter Investment Management C
CONV
93317WAA0
11682
15850000
PRN
SOLE
0
0
15850000
Web.Com Group Inc
CONV
94733AAA2
18263
19387000
PRN
SOLE
0
0
19387000
Webmd Health Corp
CONV
94770VAF9
27596
27388000
PRN
SOLE
0
0
27388000
Webmd Health Corp
CONV
94770VAK8
41250
40144000
PRN
SOLE
0
0
40144000
Anthem Inc
CONV
94973VBG1
18550
9848000
PRN
SOLE
0
0
9848000
Whiting Petroleum Corp
CONV
966387AK8
64322
78642000
PRN
SOLE
0
0
78642000
Wright Medical Group Nv
CONV
98235TAC1
381
360000
PRN
SOLE
0
0
360000
Wright Medical Group Nv
CONV
98235TAD9
57827
60196000
PRN
SOLE
0
0
60196000
Xilinx Inc
CONV
983919AF8
24807
16616000
PRN
SOLE
0
0
16616000
Yahoo! Inc
CONV
984332AF3
117837
121392000
PRN
SOLE
0
0
121392000
Chesapeake Energy Corp
CONV PFD
165167750
25
55
SH
SOLE
0
0
55
Keycorp
CONV PFD
493267405
39030
298058
SH
SOLE
0
0
298058
Kindred Healthcare Inc
CONV PFD
494580301
5255
6208
SH
SOLE
0
0
6208
Southwestern Energy Co
CONV PFD
845467208
13938
448465
SH
SOLE
0
0
448465
Stanley Black & Decker Inc
CONV PFD
854502309
14768
110746
SH
SOLE
0
0
110746
Stanley Black & Decker Inc
CONV PFD
854502804
19939
177450
SH
SOLE
0
0
177450
Stericycle Inc
CONV PFD
858912207
7218
71000
SH
SOLE
0
0
71000
T-Mobile Us Inc
CONV PFD
872590203
7680
111130
SH
SOLE
0
0
111130
Tyson Foods Inc
CONV PFD
902494301
35338
678330
SH
SOLE
0
0
678330
Wells Fargo & Co
CONV PFD
949746804
113254
96964
SH
SOLE
0
0
96964
Weyerhaeuser Co
CONV PFD
962166872
2959
61726
SH
SOLE
0
0
61726
Affiliated Managers Group Inc
CONV PFD
00170F209
82825
1460552
SH
SOLE
0
0
1460552
Alcoa Inc
CONV PFD
013817309
8834
260544
SH
SOLE
0
0
260544
Alexandria Real Estate Equitie
CONV PFD
015271505
41328
1530665
SH
SOLE
0
0
1530665
American Tower Corp
CONV PFD
03027X308
5437
55000
SH
SOLE
0
0
55000
American Tower Corp
CONV PFD
03027X407
16277
167942
SH
SOLE
0
0
167942
Anthem Inc
CONV PFD
036752202
58589
1210056
SH
SOLE
0
0
1210056
Bank Of America Corp
CONV PFD
060505682
49746
46189
SH
SOLE
0
0
46189
Dominion Resources Inc/Va
CONV PFD
25746U703
8020
144810
SH
SOLE
0
0
144810
Dominion Resources Inc/Va
CONV PFD
25746U869
17856
360060
SH
SOLE
0
0
360060
Dominion Resources Inc/Va
CONV PFD
25746U885
3661
65500
SH
SOLE
0
0
65500
Exelon Corp
CONV PFD
30161N127
6714
153450
SH
SOLE
0
0
153450
Frontier Communications Corp
CONV PFD
35906A207
59202
635554
SH
SOLE
0
0
635554
Nextera Energy Inc
CONV PFD
65339F846
9994
195000
SH
SOLE
0
0
195000
Nextera Energy Inc
CONV PFD
65339F861
17062
317511
SH
SOLE
0
0
317511
Welltower Inc
CONV PFD
95040Q203
3001
49412
SH
SOLE
0
0
49412
Aci Worldwide Inc
CORP
004498AA9
1048
1000000
PRN
SOLE
0
0
1000000
Ahern Rentals Inc
CORP
008674AH6
2507
2865000
PRN
SOLE
0
0
2865000
Alliance Data Systems Co
CORP
018581AE8
4085
4000000
PRN
SOLE
0
0
4000000
Ally Financial Inc
CORP
02005NAV2
2478
2500000
PRN
SOLE
0
0
2500000
Appvion Inc
CORP
03834LAA7
1785
3500000
PRN
SOLE
0
0
3500000
Ashland Inc
CORP
044209AF1
2585
2750000
PRN
SOLE
0
0
2750000
Avation Cap Sa / Group S
CORP
05351QAA4
4900
5000000
PRN
SOLE
0
0
5000000
Ball Corp
CORP
058498AT3
2473
2500000
PRN
SOLE
0
0
2500000
Blue Cube Spinco Inc
CORP
095370AC6
2348
2250000
PRN
SOLE
0
0
2250000
Boise Cascade Company
CORP
09739DAA8
1760
1700000
PRN
SOLE
0
0
1700000
Brookfield Residential
CORP
11283WAC8
948
1000000
PRN
SOLE
0
0
1000000
Calumet Specialty Prod
CORP
131477AN1
2263
2500000
PRN
SOLE
0
0
2500000
Carlson Wagonlit Bv
CORP
142812AB2
2065
2000000
PRN
SOLE
0
0
2000000
Casella Waste Systems In
CORP
147448AG9
1970
2000000
PRN
SOLE
0
0
2000000
Celanese Us Holdings Llc
CORP
15089QAC8
9124
9000000
PRN
SOLE
0
0
9000000
Celanese Us Holdings Llc
CORP
15089QAD6
2369
2500000
PRN
SOLE
0
0
2500000
Centurylink Inc
CORP
156700AX4
2636
3000000
PRN
SOLE
0
0
3000000
Cenveo Corp
CORP
15671BAK7
3279
3880000
PRN
SOLE
0
0
3880000
Cenveo Corp
CORP
15671BAL5
2055
3000000
PRN
SOLE
0
0
3000000
Cimarex Energy Co
CORP
171798AC5
1951
2000000
PRN
SOLE
0
0
2000000
Cleaver-Brooks Inc
CORP
185401AD8
5225
5500000
PRN
SOLE
0
0
5500000
Commercial Metals Co
CORP
201723AK9
6195
7040000
PRN
SOLE
0
0
7040000
Compass Minerals Interna
CORP
20451NAE1
1870
2000000
PRN
SOLE
0
0
2000000
Concordia Healthcare Cor
CORP
206519AA8
439
500000
PRN
SOLE
0
0
500000
Conocophillips Company
CORP
20826FAD8
978
1000000
PRN
SOLE
0
0
1000000
Consol Energy Inc
CORP
20854PAM1
2518
3500000
PRN
SOLE
0
0
3500000
Continental Resources
CORP
212015AL5
3044
3500000
PRN
SOLE
0
0
3500000
Corrections Corp Of Amer
CORP
22025YAP5
2895
3000000
PRN
SOLE
0
0
3000000
Corrections Corp Of Amer
CORP
22025YAQ3
1008
1000000
PRN
SOLE
0
0
1000000
Credit Acceptanc
CORP
225310AJ0
3075
3000000
PRN
SOLE
0
0
3000000
Credit Agricole Sa
CORP
225313AD7
8978
9000000
PRN
SOLE
0
0
9000000
Dana Holding Corp
CORP
235825AE6
3386
3500000
PRN
SOLE
0
0
3500000
Dispensing Dynamics Intl
CORP
25471QAA7
1448
1500000
PRN
SOLE
0
0
1500000
Dupont Fabros Tech Lp
CORP
26613TAF7
2015
2000000
PRN
SOLE
0
0
2000000
E*Trade Financial Corp
CORP
269246BM5
3544
3500000
PRN
SOLE
0
0
3500000
Earthlink Holdings Corp
CORP
270321AE2
2504
2425000
PRN
SOLE
0
0
2425000
Eletson Holdings
CORP
28620QAA1
5278
5800000
PRN
SOLE
0
0
5800000
Energizer Holdings Inc
CORP
29273AAA4
3417
3500000
PRN
SOLE
0
0
3500000
Equinix Inc
CORP
29444UAL0
3068
3000000
PRN
SOLE
0
0
3000000
Equinix Inc
CORP
29444UAP1
3491
3500000
PRN
SOLE
0
0
3500000
Dollar Tree Inc
CORP
30706VAA3
521
500000
PRN
SOLE
0
0
500000
Fiat Chrysler Automobile
CORP
31562QAF4
1313
1400000
PRN
SOLE
0
0
1400000
First Cash Financial Ser
CORP
31942DAB3
1508
1500000
PRN
SOLE
0
0
1500000
First Data Corporation
CORP
319963BB9
1708
1500000
PRN
SOLE
0
0
1500000
First Data Corporation
CORP
319963BL7
4451
4000810
PRN
SOLE
0
0
4000810
First Data Corporation
CORP
319963BN3
1985
2000000
PRN
SOLE
0
0
2000000
First Quantum Minerals L
CORP
335934AF2
1635
2505000
PRN
SOLE
0
0
2505000
Frontier Communications
CORP
35906AAN8
1260
1500000
PRN
SOLE
0
0
1500000
Frontier Communications
CORP
35906AAX6
2765
2850000
PRN
SOLE
0
0
2850000
Gci Inc
CORP
36155WAK2
1010
1000000
PRN
SOLE
0
0
1000000
Genesis Energy Lp/Genesi
CORP
37185LAG7
2611
2950000
PRN
SOLE
0
0
2950000
Global Part/Glp Finance
CORP
37954FAB0
2213
2500000
PRN
SOLE
0
0
2500000
Greystar Real Estate Par
CORP
39807UAA4
525
500000
PRN
SOLE
0
0
500000
Hca Inc
CORP
404119BN8
7035
7000000
PRN
SOLE
0
0
7000000
Hca Inc
CORP
404121AC9
5463
5000000
PRN
SOLE
0
0
5000000
Healthsouth Corp
CORP
421924BK6
2525
2550000
PRN
SOLE
0
0
2550000
Healthsouth Corp
CORP
421924BR1
2918
3000000
PRN
SOLE
0
0
3000000
Hess Corp
CORP
42809HAF4
927
1000000
PRN
SOLE
0
0
1000000
Hexion Inc
CORP
428303AJ0
1208
1500000
PRN
SOLE
0
0
1500000
Hilton Worldwide Fin Llc
CORP
432891AD1
3113
3000000
PRN
SOLE
0
0
3000000
Hughes Satelite Systems
CORP
444454AB8
291
270000
PRN
SOLE
0
0
270000
Iasis Healthcare/Cap Crp
CORP
45072PAD4
3094
3000000
PRN
SOLE
0
0
3000000
Dpx Holdings Bv
CORP
46590GAA1
1014
1000000
PRN
SOLE
0
0
1000000
Jefferies Fin Llc / Jfin
CORP
47232MAB8
915
1000000
PRN
SOLE
0
0
1000000
Jurassic Holdings Iii
CORP
48207WAA7
708
1000000
PRN
SOLE
0
0
1000000
Klx Inc
CORP
482539AA1
1467
1500000
PRN
SOLE
0
0
1500000
Kennedy-Wilson Inc
CORP
489399AG0
2450
2500000
PRN
SOLE
0
0
2500000
Kerr-Mcgee Corp
CORP
492386AU1
1173
1000000
PRN
SOLE
0
0
1000000
Land O Lakes Cap Trst I
CORP
514665AA6
2638
2500000
PRN
SOLE
0
0
2500000
Level 3 Financing Inc
CORP
527298BG7
953
1000000
PRN
SOLE
0
0
1000000
Levi Strauss & Co
CORP
52736RBG6
2305
2340000
PRN
SOLE
0
0
2340000
Mgm Resorts Intl
CORP
552953CC3
1948
2000000
PRN
SOLE
0
0
2000000
Marathon Oil Corp
CORP
565849AL0
1774
2000000
PRN
SOLE
0
0
2000000
Masco Corp
CORP
574599BJ4
2030
2000000
PRN
SOLE
0
0
2000000
Mastec Inc
CORP
576323AN9
3092
3725000
PRN
SOLE
0
0
3725000
Midcontinent Comm & Fin
CORP
59565XAB6
499
500000
PRN
SOLE
0
0
500000
Murphy Oil Corp
CORP
626717AF9
1665
2000000
PRN
SOLE
0
0
2000000
Ncr Corp
CORP
62886EAJ7
1903
2000000
PRN
SOLE
0
0
2000000
Nxp Bv/Nxp Funding Llc
CORP
62947QAM0
2088
2000000
PRN
SOLE
0
0
2000000
Navistar Intl Corp
CORP
63934EAM0
1532
1900000
PRN
SOLE
0
0
1900000
Navios Maritime Hlds/Fin
CORP
639365AF2
740
1000000
PRN
SOLE
0
0
1000000
Navios Maritime Hlds/Fin
CORP
639365AG0
1820
2250000
PRN
SOLE
0
0
2250000
Navios Maritime Acq Corp
CORP
63938MAD8
2461
2650000
PRN
SOLE
0
0
2650000
Jo-Ann Stores Inc
CORP
639888AA4
2790
3000000
PRN
SOLE
0
0
3000000
Neptune Finco Corp
CORP
64072TAA3
5745
5674000
PRN
SOLE
0
0
5674000
Noble Energy Inc
CORP
655044AM7
1993
2000000
PRN
SOLE
0
0
2000000
Nuance Communications
CORP
67020YAD2
5013
5000000
PRN
SOLE
0
0
5000000
Numericable-Sfr Sas
CORP
67054LAA5
728
750000
PRN
SOLE
0
0
750000
Omnicare Inc
CORP
681904AT5
3270
3000000
PRN
SOLE
0
0
3000000
Pbf Holding Co Llc
CORP
69318FAB4
4112
4000000
PRN
SOLE
0
0
4000000
Prospect Medical Holding
CORP
743494AC0
6924
6610000
PRN
SOLE
0
0
6610000
Radio One Inc
CORP
75040PAS7
5229
5600000
PRN
SOLE
0
0
5600000
Regal Entertainment Grp
CORP
758766AF6
1898
2000000
PRN
SOLE
0
0
2000000
Regency Energy Part/Fina
CORP
75886AAL2
2565
2500000
PRN
SOLE
0
0
2500000
Reynolds Grp Iss/Reynold
CORP
761735AP4
3544
3500000
PRN
SOLE
0
0
3500000
Rite Aid Corp
CORP
767754CH5
996
1000000
PRN
SOLE
0
0
1000000
Sesi Llc
CORP
78412FAL8
1498
1500000
PRN
SOLE
0
0
1500000
Sabine Pass Liquefaction
CORP
785592AD8
2767
3100000
PRN
SOLE
0
0
3100000
Sanmina Corp
CORP
801056AA0
4030
4000000
PRN
SOLE
0
0
4000000
Sappi Papier Holdng Gmbh
CORP
803071AA7
2287
2250000
PRN
SOLE
0
0
2250000
A Schulman Inc
CORP
808194AA2
1264
1334000
PRN
SOLE
0
0
1334000
Scientific Games Interna
CORP
80874YAU4
14558
16590000
PRN
SOLE
0
0
16590000
Seadrill Ltd
CORP
811727AA4
7274
9325000
PRN
SOLE
0
0
9325000
Sotheby'S
CORP
835898AF4
4185
4500000
PRN
SOLE
0
0
4500000
Southwestern Energy Co
CORP
845467AL3
895
1000000
PRN
SOLE
0
0
1000000
Speedway Motorsports Inc
CORP
847788AT3
1970
2000000
PRN
SOLE
0
0
2000000
Sprint Communications
CORP
852061AQ3
4010
4000000
PRN
SOLE
0
0
4000000
St Barbara Ltd
CORP
852278AA8
1860
2000000
PRN
SOLE
0
0
2000000
Steel Dynamics Inc
CORP
858119BC3
5239
5500000
PRN
SOLE
0
0
5500000
Sterigenics-Nordion Hold
CORP
85917DAA2
498
500000
PRN
SOLE
0
0
500000
Synovus Financial Corp
CORP
87161CAG0
1338
1312000
PRN
SOLE
0
0
1312000
Synovus Financial Corp
CORP
87161CAJ4
16352
14682000
PRN
SOLE
0
0
14682000
Tenet Healthcare Corp
CORP
87243QAB2
6345
6000000
PRN
SOLE
0
0
6000000
Telesat Canada/Telesat L
CORP
87952VAJ5
1211
1200000
PRN
SOLE
0
0
1200000
Tenet Healthcare Corp
CORP
88033GBY5
2966
3000000
PRN
SOLE
0
0
3000000
Tesoro Corp
CORP
881609BA8
2684
2725000
PRN
SOLE
0
0
2725000
Townsquare Media Inc
CORP
892231AA9
1877
2100000
PRN
SOLE
0
0
2100000
Tpc Group Inc
CORP
89236YAA2
5590
6500000
PRN
SOLE
0
0
6500000
Transdigm Inc
CORP
893647AX5
1417
1500000
PRN
SOLE
0
0
1500000
Tronox Finance Llc
CORP
897050AB6
1280
2000000
PRN
SOLE
0
0
2000000
United Rentals North Am
CORP
911365BB9
2888
3000000
PRN
SOLE
0
0
3000000
Valeant Pharmaceuticals
CORP
91831AAC5
3820
4000000
PRN
SOLE
0
0
4000000
Verso Paper Hldg Llc/Inc
CORP
92531XAP7
690
3000000
PRN
SOLE
0
0
3000000
Verso Paper Hldg Llc/Inc
CORP
92531XBB7
190
1000000
PRN
SOLE
0
0
1000000
Viasat Inc
CORP
92552VAF7
1898
1805000
PRN
SOLE
0
0
1805000
Vistajet Malta Fin / Vis
CORP
92840KAA4
910
1000000
PRN
SOLE
0
0
1000000
Waterjet Holdings Inc
CORP
94155UAA7
2513
2500000
PRN
SOLE
0
0
2500000
West Corp
CORP
952355AN5
2783
3000000
PRN
SOLE
0
0
3000000
Western Refining Inc
CORP
959319AG9
1463
1500000
PRN
SOLE
0
0
1500000
Western Refining/Wnrl Fi
CORP
95931TAB6
2195
2200000
PRN
SOLE
0
0
2200000
Brookdale Senior Living Inc
COM
112463104
147
6400
SH
SOLE
0
0
6400
Allergan Plc
COM
125013678
2434
8955
SH
SOLE
0
0
8955
Cigna Corp
COM
125509109
12287
91000
SH
SOLE
0
0
91000
Ciena Corp
COM
171779309
6713
323971
SH
SOLE
0
0
323971
Citigroup Inc
COM
172967424
4266
86000
SH
SOLE
0
0
86000
Clean Harbors Inc
COM
184496107
418
9507
SH
SOLE
0
0
9507
Deere & Co
COM
244199105
444
6000
SH
SOLE
0
0
6000
General Dynamics Corp
COM
369550108
5518
40000
SH
SOLE
0
0
40000
Gilead Sciences Inc
COM
375558103
5891
60000
SH
SOLE
0
0
60000
Hawaiian Telcom Holdco Inc
COM
420031106
1870
89983
SH
SOLE
0
0
89983
Heartware International Inc
COM
422368100
79
1506
SH
SOLE
0
0
1506
Iconix Brand Group Inc
COM
451055107
527
39005
SH
SOLE
0
0
39005
Intel Corp
COM
458140100
3617
120000
SH
SOLE
0
0
120000
Ishares Msci Emerging Markets
COM
464287234
344
10500
SH
SOLE
0
0
10500
Ishares Iboxx $ High Yield Cor
COM
464288513
1497
17971
SH
SOLE
0
0
17971
Kroger Co/The
COM
501044101
1355
37562
SH
SOLE
0
0
37562
Mgm Resorts International
COM
552953101
6323
342686
SH
SOLE
0
0
342686
Madison Square Garden Co/The
COM
553573106
721
10000
SH
SOLE
0
0
10000
Noble Energy Inc
COM
655044105
1071
35502
SH
SOLE
0
0
35502
Occidental Petroleum Corp
COM
674599105
1654
25000
SH
SOLE
0
0
25000
On Semiconductor Corp
COM
682189105
16
1681
SH
SOLE
0
0
1681
Priceline Group Inc/The
COM
741503403
7545
6100
SH
SOLE
0
0
6100
Proofpoint Inc
COM
743424103
271
4486
SH
SOLE
0
0
4486
Qualcomm Inc
COM
747525103
4567
85000
SH
SOLE
0
0
85000
Red Hat Inc
COM
756577102
7490
104200
SH
SOLE
0
0
104200
Sony Corp
COM
835699307
2328
95000
SH
SOLE
0
0
95000
Tesaro Inc
COM
881569107
241
6000
SH
SOLE
0
0
6000
Tribune Publishing Co
COM
896082104
744
94929
SH
SOLE
0
0
94929
Tyson Foods Inc
COM
902494103
1461
33900
SH
SOLE
0
0
33900
Union Pacific Corp
COM
907818108
1768
20000
SH
SOLE
0
0
20000
United States Steel Corp
COM
912909108
364
34973
SH
SOLE
0
0
34973
Xilinx Inc
COM
983919101
5300
125000
SH
SOLE
0
0
125000
Yahoo! Inc
COM
984332106
150
5179
SH
SOLE
0
0
5179
Abbvie Inc
COM
00287Y109
1212
22274
SH
SOLE
0
0
22274
Agenus Inc
COM
00847G705
138
30000
SH
SOLE
0
0
30000
Air Lease Corp
COM
00912X302
1017
32902
SH
SOLE
0
0
32902
Ally Financial Inc
COM
02005N100
607
29800
SH
SOLE
0
0
29800
Altera Corp
COM
021441100
1032
20605
SH
SOLE
0
0
20605
American Airlines Group Inc
COM
02376R102
3883
100000
SH
SOLE
0
0
100000
American Capital Ltd
COM
02503Y103
520
42800
SH
SOLE
0
0
42800
Amgen Inc
COM
031162100
3735
27000
SH
SOLE
0
0
27000
Argo Group International Holdi
COM
031635977
424
7500
SH
SOLE
0
0
7500
Apple Inc
COM
037833100
5515
50000
SH
SOLE
0
0
50000
Ares Capital Corp
COM
04010L103
579
40000
SH
SOLE
0
0
40000
Biomarin Pharmaceutical Inc
COM
09061G101
490
4657
SH
SOLE
0
0
4657
Biogen Inc
COM
09062X103
4377
15000
SH
SOLE
0
0
15000
Blackrock Debt Strategies Fund
COM
09255R103
1263
378175
SH
SOLE
0
0
378175
Blackrock Floating Rate Income
COM
09255X100
1441
111350
SH
SOLE
0
0
111350
Cempra Inc
COM
15130J109
1601
57500
SH
SOLE
0
0
57500
Cornerstone Ondemand Inc
COM
21925Y103
1650
50000
SH
SOLE
0
0
50000
Energizer Holdings Inc
COM
29272W109
0
2
SH
SOLE
0
0
2
Entertainment One Ltd
COM
29382B102
375
100000
SH
SOLE
0
0
100000
Fnf Group
COM
31620R303
1442
40656
SH
SOLE
0
0
40656
Fireeye Inc
COM
31816Q101
47
1464
SH
SOLE
0
0
1464
General Motors Co
COM
37045V100
8706
290000
SH
SOLE
0
0
290000
Glaxosmithkline Plc
COM
37733W105
1038
27000
SH
SOLE
0
0
27000
Goldman Sachs Group Inc/The
COM
38141G104
1390
8000
SH
SOLE
0
0
8000
Hospitality Properties Trust
COM
44106M102
775
30300
SH
SOLE
0
0
30300
Istar Inc
COM
45031U101
557
44300
SH
SOLE
0
0
44300
Incyte Corp
COM
45337C102
634
5750
SH
SOLE
0
0
5750
Invesco Dynamic Credit Opportu
COM
46132R104
840
79466
SH
SOLE
0
0
79466
Mgm Holdings Inc
COM
55303C101
598
7781
SH
SOLE
0
0
7781
Northstar Realty Finance Corp
COM
66704R704
3298
267025
SH
SOLE
0
0
267025
Ptc Therapeutics Inc
COM
69366J200
526
19697
SH
SOLE
0
0
19697
Prudential Short Duration High
COM
74442F107
1381
94200
SH
SOLE
0
0
94200
Starwood Hotels & Resorts Worl
COM
85590A401
1423
21400
SH
SOLE
0
0
21400
Tempur Sealy International Inc
COM
88023U101
1593
22300
SH
SOLE
0
0
22300
Theravance Inc
COM
88338T104
457
63600
SH
SOLE
0
0
63600
Twitter Inc
COM
90184L102
117
4336
SH
SOLE
0
0
4336
Verizon Communications Inc
COM
92343V104
1088
25000
SH
SOLE
0
0
25000
Wpx Energy Inc
COM
98212B103
199
30000
SH
SOLE
0
0
30000
Herbalife Ltd
COM
G4412G101
3472
63700
SH
SOLE
0
0
63700
Liberty Global Plc
COM
G5480U104
1382
32180
SH
SOLE
0
0
32180
Renaissancere Holdings Ltd
COM
G7496G103
1063
10000
SH
SOLE
0
0
10000
Mylan Nv
COM
N59465109
2786
69191
SH
SOLE
0
0
69191
Nxp Semiconductors Nv
COM
N6596X109
4136
47500
SH
SOLE
0
0
47500
Royal Caribbean Cruises Ltd
COM
V7780T103
4454
50000
SH
SOLE
0
0
50000
Cumulus Media Inc
COM
231082116
5
7103
SH
SOLE
0
0
7103
Allergan Plc
OPT
125013678
43
40
SH
Put
SOLE
0
0
40
Cemex Sab De Cv
OPT
151290889
8
1000
SH
Put
SOLE
0
0
1000
Cemex Sab De Cv
OPT
151290889
16
450
SH
Put
SOLE
0
0
450
Cemex Sab De Cv
OPT
151290889
60
500
SH
Put
SOLE
0
0
500
Cemex Sab De Cv
OPT
151290889
22
1000
SH
Put
SOLE
0
0
1000
Clean Harbors Inc
OPT
184496107
31
240
SH
Call
SOLE
0
0
240
Clorox Co/The
OPT
189054109
6
120
SH
Call
SOLE
0
0
120
Clovis Oncology Inc
OPT
189464100
16
80
SH
Call
SOLE
0
0
80
Clovis Oncology Inc
OPT
189464100
20
200
SH
Call
SOLE
0
0
200
Clovis Oncology Inc
OPT
189464100
6
200
SH
Call
SOLE
0
0
200
Deere & Co
OPT
244199105
51
220
SH
Put
SOLE
0
0
220
Gilead Sciences Inc
OPT
375558103
18
40
SH
Call
SOLE
0
0
40
Ishares Msci Emerging Markets
OPT
464287234
20
2000
SH
Put
SOLE
0
0
2000
Micron Technology Inc
OPT
595112103
8
1000
SH
Call
SOLE
0
0
1000
Nike Inc
OPT
654106103
6
400
SH
Put
SOLE
0
0
400
Pfizer Inc
OPT
717081103
1
250
SH
Call
SOLE
0
0
250
Priceline Group Inc/The
OPT
741503403
149
20
SH
Put
SOLE
0
0
20
Royal Dutch Shell Plc
OPT
780259107
13
117
SH
Call
SOLE
0
0
117
Sony Corp
OPT
835699307
79
750
SH
Call
SOLE
0
0
750
Tesaro Inc
OPT
881569107
22
150
SH
Call
SOLE
0
0
150
United States Steel Corp
OPT
912909108
60
1000
SH
Put
SOLE
0
0
1000
United States Steel Corp
OPT
912909108
3
300
SH
Call
SOLE
0
0
300
United States Steel Corp
OPT
912909108
3
1350
SH
Call
SOLE
0
0
1350
Whiting Petroleum Corp
OPT
966387102
36
500
SH
Put
SOLE
0
0
500
Yahoo! Inc
OPT
984332106
3
200
SH
Put
SOLE
0
0
200
Yahoo! Inc
OPT
984332106
59
500
SH
Put
SOLE
0
0
500
Yahoo! Inc
OPT
984332106
22
650
SH
Put
SOLE
0
0
650
Yahoo! Inc
OPT
984332106
8
978
SH
Call
SOLE
0
0
978
Yahoo! Inc
OPT
984332106
4
2000
SH
Call
SOLE
0
0
2000
Akamai Technologies Inc
OPT
00971T101
5
500
SH
Call
SOLE
0
0
500
Alcoa Inc
OPT
013817101
10
1000
SH
Call
SOLE
0
0
1000
Alcatel-Lucent
OPT
013904305
73
750
SH
Put
SOLE
0
0
750
Alcatel-Lucent
OPT
013904305
6
580
SH
Call
SOLE
0
0
580
Ally Financial Inc
OPT
02005N100
61
1877
SH
Call
SOLE
0
0
1877
American Capital Ltd
OPT
02503Y103
22
300
SH
Call
SOLE
0
0
300
Apple Inc
OPT
037833100
2
300
SH
Put
SOLE
0
0
300
Atmel Corp
OPT
049513104
6
500
SH
Call
SOLE
0
0
500
Atmel Corp
OPT
049513104
3
300
SH
Call
SOLE
0
0
300
Biomarin Pharmaceutical Inc
OPT
09061G101
8
80
SH
Call
SOLE
0
0
80
Biomarin Pharmaceutical Inc
OPT
09061G101
7
130
SH
Call
SOLE
0
0
130
Biomarin Pharmaceutical Inc
OPT
09061G101
14
455
SH
Call
SOLE
0
0
455
Biomarin Pharmaceutical Inc
OPT
09061G101
75
200
SH
Call
SOLE
0
0
200
Biomarin Pharmaceutical Inc
OPT
09061G101
26
105
SH
Call
SOLE
0
0
105
Bristol-Myers Squibb Co
OPT
110122108
17
250
SH
Call
SOLE
0
0
250
Cempra Inc
OPT
15130J109
3
300
SH
Call
SOLE
0
0
300
Centurylink Inc
OPT
156700106
55
370
SH
Put
SOLE
0
0
370
China Unicom Hong Kong Ltd
OPT
16945R104
5
300
SH
Call
SOLE
0
0
300
Citrix Systems Inc
OPT
177376100
12
160
SH
Call
SOLE
0
0
160
Ctrip.Com International Ltd
OPT
22943F100
405
1000
SH
Put
SOLE
0
0
1000
Emc Corp/Ma
OPT
268648102
23
1000
SH
Call
SOLE
0
0
1000
Exelixis Inc
OPT
30161Q104
11
1500
SH
Call
SOLE
0
0
1500
Fireeye Inc
OPT
31816Q101
10
500
SH
Call
SOLE
0
0
500
Fireeye Inc
OPT
31816Q101
5
500
SH
Call
SOLE
0
0
500
Fireeye Inc
OPT
31816Q101
9
1050
SH
Call
SOLE
0
0
1050
Fireeye Inc
OPT
31816Q101
72
500
SH
Call
SOLE
0
0
500
Frontier Communications Corp
OPT
35906A108
15
435
SH
Put
SOLE
0
0
435
Frontier Communications Corp
OPT
35906A108
13
250
SH
Put
SOLE
0
0
250
General Electric Co
OPT
369604103
6
1000
SH
Put
SOLE
0
0
1000
General Electric Co
OPT
369604103
5
784
SH
Put
SOLE
0
0
784
General Motors Co
OPT
37045V100
2
250
SH
Put
SOLE
0
0
250
General Motors Co
OPT
37045V100
6
500
SH
Put
SOLE
0
0
500
General Motors Co
OPT
37045V100
9
500
SH
Call
SOLE
0
0
500
Host Hotels & Resorts Inc
OPT
44107P104
38
300
SH
Put
SOLE
0
0
300
Iconix Brand Group Inc
OPT
451055107
8
400
SH
Put
SOLE
0
0
400
Iconix Brand Group Inc
OPT
451055107
21
500
SH
Put
SOLE
0
0
500
Immunomedics Inc
OPT
452907108
7
1450
SH
Call
SOLE
0
0
1450
Incyte Corp
OPT
45337C102
3
35
SH
Call
SOLE
0
0
35
Incyte Corp
OPT
45337C102
13
200
SH
Call
SOLE
0
0
200
Ishares Russell 2000 Etf
OPT
464287655
11
1000
SH
Put
SOLE
0
0
1000
Jack In The Box Inc
OPT
466367109
62
165
SH
Put
SOLE
0
0
165
Market Vectors Biotech Etf
OPT
57060U183
11
60
SH
Call
SOLE
0
0
60
Mercadolibre Inc
OPT
58733R102
23
300
SH
Put
SOLE
0
0
300
Mercadolibre Inc
OPT
58733R102
35
240
SH
Put
SOLE
0
0
240
Ptc Therapeutics Inc
OPT
69366J200
42
100
SH
Put
SOLE
0
0
100
Qihoo 360 Technology Co Ltd
OPT
74734M109
3
200
SH
Put
SOLE
0
0
200
Red Hat Inc
OPT
756577102
14
200
SH
Call
SOLE
0
0
200
Restoration Hardware Holdings
OPT
761283100
14
300
SH
Put
SOLE
0
0
300
Spdr S&P 500 Etf Trust
OPT
78462F103
5
250
SH
Put
SOLE
0
0
250
Spdr S&P 500 Etf Trust
OPT
78462F103
92
1000
SH
Put
SOLE
0
0
1000
Spdr S&P 500 Etf Trust
OPT
78462F103
78
500
SH
Put
SOLE
0
0
500
Spdr Dow Jones Industrial Aver
OPT
78467X109
39
2000
SH
Put
SOLE
0
0
2000
Sandisk Corp
OPT
80004C101
9
240
SH
Call
SOLE
0
0
240
Sandisk Corp
OPT
80004C101
37
500
SH
Call
SOLE
0
0
500
Staples Inc
OPT
855030102
35
1000
SH
Call
SOLE
0
0
1000
Sunedison Inc
OPT
86732Y109
67
2000
SH
Put
SOLE
0
0
2000
Terraform Power Inc
OPT
88104R100
5
180
SH
Call
SOLE
0
0
180
Theravance Inc
OPT
88338T104
13
500
SH
Put
SOLE
0
0
500
Theravance Inc
OPT
88338T104
39
675
SH
Put
SOLE
0
0
675
Theravance Inc
OPT
88338T104
175
855
SH
Put
SOLE
0
0
855
Toronto-Dominion Bank/The
OPT
891160509
8
600
SH
Put
SOLE
0
0
600
Twitter Inc
OPT
90184L102
3
600
SH
Call
SOLE
0
0
600
Twitter Inc
OPT
90184L102
5
400
SH
Put
SOLE
0
0
400
Twitter Inc
OPT
90184L102
11
500
SH
Call
SOLE
0
0
500
United Technologies Corp
OPT
913017109
1
500
SH
Call
SOLE
0
0
500
Verizon Communications Inc
OPT
92343V104
3
1000
SH
Call
SOLE
0
0
1000
Windstream Holdings Inc
OPT
97382A200
41
420
SH
Put
SOLE
0
0
420
Wpx Energy Inc
OPT
98212B103
73
500
SH
Put
SOLE
0
0
500
Yy Inc
OPT
98426T106
9
500
SH
Put
SOLE
0
0
500
Yy Inc
OPT
98426T106
8
50
SH
Put
SOLE
0
0
50
Liberty Global Plc
OPT
G5480U104
26
200
SH
Put
SOLE
0
0
200
Seadrill Ltd
OPT
G7945E105
1141
6170
SH
Put
SOLE
0
0
6170
Seadrill Ltd
OPT
G7945E105
100
2000
SH
Put
SOLE
0
0
2000
Seadrill Ltd
OPT
G7945E105
140
2000
SH
Put
SOLE
0
0
2000
Nxp Semiconductors Nv
OPT
N6596X109
49
150
SH
Put
SOLE
0
0
150
Qihoo 360 Technology Co Ltd
OPT
74734M109
25
200
SH
Put
SOLE
0
0
200
Red Hat Inc
OPT
756577102
45
250
SH
Call
SOLE
0
0
250
Caraustar Industries Inc
TERM
14076CAB9
1419
1419260
PRN
SOLE
0
0
1419260
Sprint Industrial Llc
TERM
85208BAE6
2355
3000000
PRN
SOLE
0
0
3000000
Vertellus Specialties
TERM
92531NAH7
4100
4489050
PRN
SOLE
0
0
4489050