0001140361-14-036454.txt : 20140925
0001140361-14-036454.hdr.sgml : 20140925
20140925151703
ACCESSION NUMBER: 0001140361-14-036454
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140925
DATE AS OF CHANGE: 20140925
EFFECTIVENESS DATE: 20140925
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT CAPITAL MANAGEMENT /DE/
CENTRAL INDEX KEY: 0001097278
IRS NUMBER: 134168910
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05049
FILM NUMBER: 141120521
BUSINESS ADDRESS:
STREET 1: 30 BROAD STREET 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: 2124821600
MAIL ADDRESS:
STREET 1: 30 BROAD STREET 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001097278
XXXXXXXX
06-30-2014
06-30-2014
true
1
RESTATEMENT
ADVENT CAPITAL MANAGEMENT /DE/
30 BROAD STREET 30TH FLOOR
NEW YORK
NY
10004
13F HOLDINGS REPORT
028-05049
N
Paul L Latronica
Vice President
212-482-1606
/s/ Paul L Latronica
New York
NY
09-22-2014
0
463
6704252
false
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form13fInfoTable.xml
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AIR LEASE CORP
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AKAMAI TECHNOLOGIES INC
CONV
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75508AAC0
3953
2864000
PRN
SOLE
0
0
2864000
REDWOOD TRUST INC
CONV
758075AB1
21359
21171000
PRN
SOLE
0
0
21171000
RESOURCE CAPITAL CORP
CONV
76120WAA2
4010
4023000
PRN
SOLE
0
0
4023000
ROYAL GOLD INC
CONV
780287AA6
55165
52783000
PRN
SOLE
0
0
52783000
RYLAND GROUP
CONV
783764AQ6
22796
17435000
PRN
SOLE
0
0
17435000
RYLAND GROUP
CONV
783764AS2
38597
41354000
PRN
SOLE
0
0
41354000
SL GREEN OPERATING PARTN
CONV
78444FAC0
11019
8247000
PRN
SOLE
0
0
8247000
SALESFORCE.COM INC
CONV
79466LAD6
34370
30451000
PRN
SOLE
0
0
30451000
SALIX PHARMACEUTICALS LT
CONV
795435AE6
51245
20230000
PRN
SOLE
0
0
20230000
SANDISK CORP
CONV
80004CAE1
34912
28513000
PRN
SOLE
0
0
28513000
SEACOR HOLDINGS INC
CONV
81170YAA7
22982
24682000
PRN
SOLE
0
0
24682000
SEACOR HOLDINGS INC
CONV
811904AM3
17364
15858000
PRN
SOLE
0
0
15858000
SERVICENOW INC
CONV
81762PAA0
23691
21645000
PRN
SOLE
0
0
21645000
SHENGDATECH INC
CONV
823213AD5
43
2975000
PRN
SOLE
0
0
2975000
SINA CORP
CONV
82922RAC7
40262
43443000
PRN
SOLE
0
0
43443000
SOLAZYME INC
CONV
83415TAC5
12790
13608000
PRN
SOLE
0
0
13608000
SPANSION LLC
CONV
84649PAL9
19650
11015000
PRN
SOLE
0
0
11015000
SPECTRANETICS CORP
CONV
84760CAA5
7618
6549000
PRN
SOLE
0
0
6549000
SPIRIT REALTY CAPITAL IN
CONV
84860WAA0
11924
12104000
PRN
SOLE
0
0
12104000
SPIRIT REALTY CAPITAL IN
CONV
84860WAB8
15736
15864000
PRN
SOLE
0
0
15864000
STARWOOD PROPERTY TRUST
CONV
85571BAA3
41829
38440000
PRN
SOLE
0
0
38440000
STARWOOD PROPERTY TRUST
CONV
85571BAB1
34568
31337000
PRN
SOLE
0
0
31337000
STILLWATER MINING COMPAN
CONV
86074QAL6
6868
5000000
PRN
SOLE
0
0
5000000
STONE ENERGY CORP
CONV
861642AN6
38174
35882000
PRN
SOLE
0
0
35882000
SUNEDISON INC
CONV
86732YAA7
9472
6137000
PRN
SOLE
0
0
6137000
SUNEDISON INC
CONV
86732YAE9
36356
35886000
PRN
SOLE
0
0
35886000
SUNPOWER CORP
CONV
867652AH2
8484
7500000
PRN
SOLE
0
0
7500000
SYNCHRONOSS TECHNOLOGIES
CONV
87157BAA1
9987
9156000
PRN
SOLE
0
0
9156000
TPG SPECIALTY LENDING IN
CONV
87265KAA0
1971
2000000
PRN
SOLE
0
0
2000000
TTM TECHNOLOGIES INC
CONV
87305RAD1
38688
38318000
PRN
SOLE
0
0
38318000
TAKE-TWO INTERACTIVE SOF
CONV
874054AD1
27262
21664000
PRN
SOLE
0
0
21664000
TELEFLEX INC
CONV
879369AA4
13238
7411000
PRN
SOLE
0
0
7411000
TESLA MOTORS INC
CONV
88160RAC5
17760
17938000
PRN
SOLE
0
0
17938000
TEVA PHARM FIN CO LLC
CONV
88163VAE9
4407
3500000
PRN
SOLE
0
0
3500000
THERAVANCE INC
CONV
88338TAB0
21925
22267000
PRN
SOLE
0
0
22267000
TIBCO SOFTWARE INC
CONV
88632QAB9
35591
35554000
PRN
SOLE
0
0
35554000
TITAN MACHINERY INC
CONV
88830RAB7
5300
6891000
PRN
SOLE
0
0
6891000
TOLL BROS FINANCE CORP
CONV
88947EAM2
48001
46678000
PRN
SOLE
0
0
46678000
TRINITY INDUSTRIES INC
CONV
896522AF6
13702
6613000
PRN
SOLE
0
0
6613000
TWITTER INC
CONV
90184LAA0
38850
39000000
PRN
SOLE
0
0
39000000
TWITTER INC
CONV
90184LAC6
22056
22000000
PRN
SOLE
0
0
22000000
UTI WORLDWIDE INC
CONV
90349LAA2
11863
10800000
PRN
SOLE
0
0
10800000
UNITED STATES STEEL CORP
CONV
912909AH1
13486
7304000
PRN
SOLE
0
0
7304000
VECTOR GROUP LTD
CONV
92240MBC1
476
424000
PRN
SOLE
0
0
424000
VERINT SYSTEMS INC
CONV
92343XAA8
14691
13500000
PRN
SOLE
0
0
13500000
VIPSHOP HOLDING LTD
CONV
92763WAA1
11564
9156000
PRN
SOLE
0
0
9156000
VISHAY INTERTECHNOLOGY
CONV
928298AG3
16299
13702000
PRN
SOLE
0
0
13702000
VISHAY INTERTECHNOLOGY
CONV
928298AJ7
491
511000
PRN
SOLE
0
0
511000
VOLCANO CORP
CONV
928645AB6
32886
37279000
PRN
SOLE
0
0
37279000
WALTER INVESTMENT MGMT
CONV
93317WAA0
10474
11948000
PRN
SOLE
0
0
11948000
WEBMD HEALTH CORP
CONV
94770VAF9
54131
52364000
PRN
SOLE
0
0
52364000
WEBMD HEALTH CORP
CONV
94770VAJ1
14000
13180000
PRN
SOLE
0
0
13180000
WELLPOINT INC
CONV
94973VBG1
59327
35070000
PRN
SOLE
0
0
35070000
WRIGHT MEDICAL GROUP INC
CONV
98235TAC1
16671
12097000
PRN
SOLE
0
0
12097000
XILINX INC
CONV
983919AF8
33933
22080000
PRN
SOLE
0
0
22080000
YAHOO INC
CONV
984332AE6
80536
77762000
PRN
SOLE
0
0
77762000
YANDEX NV
CONV
98474TAA5
6908
7587000
PRN
SOLE
0
0
7587000
ALCOA INC
CNV PFD
013817309
15030
300000
SH
SOLE
0
0
300000
ALEXANDRIA REAL ESTATE E
CNV PFD
015271505
45391
1667888
SH
SOLE
0
0
1667888
Bank of America Corp
CNV PFD
060505682
51075
43652
SH
SOLE
0
0
43652
CHESAPEAKE ENERGY CORP
CNV PFD
165167768
1385
1200
SH
SOLE
0
0
1200
CHESAPEAKE ENERGY CORP
CNV PFD
165167776
60415
52007
SH
SOLE
0
0
52007
CHESAPEAKE ENERGY CORP
CNV PFD
165167784
29414
25699
SH
SOLE
0
0
25699
CONTINENTAL FIN TRUST II
CNV PFD
210796306
18354
370178
SH
SOLE
0
0
370178
CROWN CASTLE INTL CORP
CNV PFD
228227500
298
2860
SH
SOLE
0
0
2860
KEYCORP
CNV PFD
493267405
42175
320332
SH
SOLE
0
0
320332
LACLEDE GROUP INC
CNV PFD
505597500
7175
131650
SH
SOLE
0
0
131650
PENN VIRGINIA CORP
CNV PFD
707882403
16537
164300
SH
SOLE
0
0
164300
POST HOLDINGS INC
CNV PFD
737446609
5151
65000
SH
SOLE
0
0
65000
STANLEY BLACK & DECKER I
CNV PFD
854502309
18092
131935
SH
SOLE
0
0
131935
STANLEY BLACK & DECKER I
CNV PFD
854502804
23224
199636
SH
SOLE
0
0
199636
TYSON FOODS INC
CNV PFD
902494301
36796
741259
SH
SOLE
0
0
741259
UNITED TECHNOLOGIES CORP
CNV PFD
913017117
54934
914352
SH
SOLE
0
0
914352
WELLS FARGO & COMPANY
CNV PFD
949746804
49860
41378
SH
SOLE
0
0
41378
WEYERHAEUSER CO
CNV PFD
962166872
1891
34518
SH
SOLE
0
0
34518
AMG CAPITAL TRUST II
CNV PFD
00170F209
34017
526850
SH
SOLE
0
0
526850
AMERICAN TOWER CORP
CNV PFD
03027X308
23713
219300
SH
SOLE
0
0
219300
DOMINION RESOURCES INC
CNV PFD
25746U703
14663
255542
SH
SOLE
0
0
255542
DOMINION RESOURCES INC
CNV PFD
25746U869
25395
500500
SH
SOLE
0
0
500500
DOMINION RESOURCES INC
CNV PFD
25746U885
3716
65500
SH
SOLE
0
0
65500
ENERGY XXI BERMUDA LTD
CNV PFD
29274U309
8428
37931
SH
SOLE
0
0
37931
EXELON CORP
CNV PFD
30161N127
8968
172850
SH
SOLE
0
0
172850
HEALTH CARE REIT INC
CNV PFD
42217K601
7400
125810
SH
SOLE
0
0
125810
METLIFE INC
CNV PFD
59156R116
26181
816370
SH
SOLE
0
0
816370
NY COMMUNITY CAP TRUST V
CNV PFD
64944P307
296
5946
SH
SOLE
0
0
5946
NEXTERA ENERGY INC
CNV PFD
65339F705
396
6387
SH
SOLE
0
0
6387
NEXTERA ENERGY INC
CNV PFD
65339F861
4299
79565
SH
SOLE
0
0
79565
NEXTERA ENERGY INC
CNV PFD
65339F887
24343
401633
SH
SOLE
0
0
401633
SANDRIDGE ENERGY INC
CNV PFD
80007P604
4871
50008
SH
SOLE
0
0
50008
AMC NETWORKS INC
CORP
00164VAC7
5698
5698000
PRN
SOLE
0
0
5698000
ADVANCED MICRO DEVICES
CORP
007903BC0
2789
2810000
PRN
SOLE
0
0
2810000
ALCOA INC
CORP
013817AW1
508
500000
PRN
SOLE
0
0
500000
ALLIED SPECIALTY VEHICLE
CORP
019517AA9
2105
2000000
PRN
SOLE
0
0
2000000
ALLY FINANCIAL INC
CORP
02005NAJ9
2637
2250000
PRN
SOLE
0
0
2250000
ALTA MESA HLDGS/FINANC S
CORP
021332AC5
4789
4561000
PRN
SOLE
0
0
4561000
ALTICE SA
CORP
02154VAA9
11065
10500000
PRN
SOLE
0
0
10500000
AMERICAN AIRLINES GROUP
CORP
02376RAA0
500
500000
PRN
SOLE
0
0
500000
AMERICAN ENERGY/AEPB
CORP
02563LAB4
479
500000
PRN
SOLE
0
0
500000
AMERICAN ENERGY/AEPB
CORP
02563LAC2
2154
2250000
PRN
SOLE
0
0
2250000
APPVION INC
CORP
03834LAA7
5073
5700000
PRN
SOLE
0
0
5700000
ASHLAND INC
CORP
044209AF1
23473
23591000
PRN
SOLE
0
0
23591000
BARMINCO FINANCE PTY LTD
CORP
067687AA1
898
1000000
PRN
SOLE
0
0
1000000
BIOMET INC
CORP
090613AJ9
3199
3000000
PRN
SOLE
0
0
3000000
BOISE CASCADE COMPANY
CORP
09739DAA8
1802
1700000
PRN
SOLE
0
0
1700000
BREITBURN ENER/BREIT FIN
CORP
106777AD7
1372
1300000
PRN
SOLE
0
0
1300000
CIT GROUP INC
CORP
125581GN2
2639
2500000
PRN
SOLE
0
0
2500000
CALIFORNIA RESOURCES CRP
CORP
13057QAA5
103
100000
PRN
SOLE
0
0
100000
CALIFORNIA RESOURCES CRP
CORP
13057QAC1
415
400000
PRN
SOLE
0
0
400000
CALPINE CORP
CORP
131347BY1
2215
2000000
PRN
SOLE
0
0
2000000
CARLSON WAGONLIT BV
CORP
142812AB2
2110
2000000
PRN
SOLE
0
0
2000000
CASELLA WASTE SYSTEMS IN
CORP
147448AG9
4812
4723000
PRN
SOLE
0
0
4723000
CATALYST PAPER CORP
CORP
14889BAB8
3392
3944590
PRN
SOLE
0
0
3944590
CELANESE US HOLDINGS LLC
CORP
15089QAC8
9709
9000000
PRN
SOLE
0
0
9000000
CELANESE US HOLDINGS LLC
CORP
15089QAD6
2005
2000000
PRN
SOLE
0
0
2000000
CEMEX SAB DE CV
CORP
151290BL6
10342
9826000
PRN
SOLE
0
0
9826000
CENVEO CORP
CORP
15671BAK7
3518
3646000
PRN
SOLE
0
0
3646000
CHESAPEAKE ENERGY CORP
CORP
165167BU0
1148
1000000
PRN
SOLE
0
0
1000000
CHESAPEAKE ENERGY CORP
CORP
165167CF2
1697
1500000
PRN
SOLE
0
0
1500000
CHRYSLER GP/CG CO-ISSUER
CORP
17121EAB3
4823
4500000
PRN
SOLE
0
0
4500000
CHURCHILL DOWNS INC
CORP
171484AA6
2035
2000000
PRN
SOLE
0
0
2000000
CLEAN HARBORS INC
CORP
184496AL1
4407
4385000
PRN
SOLE
0
0
4385000
IHEARTCOMMUNICATIONS INC
CORP
184502BL5
16913
16500000
PRN
SOLE
0
0
16500000
IHEARTCOMMUNICATIONS INC
CORP
184502BN1
545
500000
PRN
SOLE
0
0
500000
CLEAR CHANNEL WORLDWIDE
CORP
18451QAM0
10463
10000000
PRN
SOLE
0
0
10000000
COMMERCIAL METALS CO
CORP
201723AK9
489
500000
PRN
SOLE
0
0
500000
COMPASS MINERALS INTERNA
CORP
20451NAE1
988
1000000
PRN
SOLE
0
0
1000000
CONSOL ENERGY INC
CORP
20854PAJ8
756
750000
PRN
SOLE
0
0
750000
CORNERSTONE CHEMICAL CO
CORP
21925AAB1
2120
2000000
PRN
SOLE
0
0
2000000
COVENANT SURGICAL PARTNE
CORP
22284YAA4
2000
2000000
PRN
SOLE
0
0
2000000
CREDIT AGRICOLE SA
CORP
225313AD7
5288
5000000
PRN
SOLE
0
0
5000000
DANA HOLDING CORP
CORP
235825AB2
1870
1750000
PRN
SOLE
0
0
1750000
DISH DBS CORP
CORP
25470XAQ8
1018
1000000
PRN
SOLE
0
0
1000000
DISPENSING DYNAMICS INTL
CORP
25471QAA7
1620
1500000
PRN
SOLE
0
0
1500000
DUPONT FABROS TECH LP
CORP
26613TAE0
784
750000
PRN
SOLE
0
0
750000
EAGLE ROCK ENER PART/FIN
CORP
26985UAB3
2012
1925000
PRN
SOLE
0
0
1925000
EARTHLINK HOLDINGS CORP
CORP
270321AE2
2795
2675000
PRN
SOLE
0
0
2675000
ELETSON HOLDINGS
CORP
28620QAA1
2888
2790000
PRN
SOLE
0
0
2790000
ENERGY XXI GULF COAST IN
CORP
29276KAT8
6689
6843000
PRN
SOLE
0
0
6843000
EQUINIX INC
CORP
29444UAM8
2013
2000000
PRN
SOLE
0
0
2000000
ENERGY FUTURE/EFIH FINAN
CORP
29ESCQ8K1
45
500000
PRN
SOLE
0
0
500000
FMG RESOURCES AUG 2006
CORP
30251GAN7
2644
2500000
PRN
SOLE
0
0
2500000
FIRST CASH FINANCIAL SER
CORP
31942DAB3
1053
1000000
PRN
SOLE
0
0
1000000
FIRST DATA CORPORATION
CORP
319963BG8
2155
1862000
PRN
SOLE
0
0
1862000
FIRST DATA CORPORATION
CORP
319963BL7
15043
12762050
PRN
SOLE
0
0
12762050
FIRST QUANTUM MINERALS L
CORP
335934AD7
1040
1005000
PRN
SOLE
0
0
1005000
FIRST QUANTUM MINERALS L
CORP
335934AF2
1040
1005000
PRN
SOLE
0
0
1005000
FORBES ENERGY SERVICES
CORP
345143AC5
1179
1150000
PRN
SOLE
0
0
1150000
FRESENIUS MED CARE US
CORP
35803QAA5
2145
2000000
PRN
SOLE
0
0
2000000
GAMESTOP CORP
CORP
36467WAA7
100
1000000
PRN
SOLE
0
0
1000000
GENESIS ENERGY LP/GENESI
CORP
37185LAE2
2506
2500000
PRN
SOLE
0
0
2500000
GENTIVA HEALTH SERVICES
CORP
37247AAB8
5331
5000000
PRN
SOLE
0
0
5000000
GLOBAL PART/GLP FINANCE
CORP
37954FAA2
504
500000
PRN
SOLE
0
0
500000
GOODYEAR TIRE & RUBBER
CORP
382550BB6
1692
1570000
PRN
SOLE
0
0
1570000
GULFMARK OFFSHORE INC
CORP
402629AG4
308
310000
PRN
SOLE
0
0
310000
HCA HOLDINGS INC
CORP
40412CAB7
4330
4000000
PRN
SOLE
0
0
4000000
HIG BBC INTERMED/HOLDING
CORP
40421XAA2
1038
1000000
PRN
SOLE
0
0
1000000
HALCON RESOURCES CORP
CORP
40537QAB6
2110
2000000
PRN
SOLE
0
0
2000000
HALCON RESOURCES CORP
CORP
40537QAD2
13838
13500000
PRN
SOLE
0
0
13500000
HEALTHSOUTH CORP
CORP
421924BG5
1058
1000000
PRN
SOLE
0
0
1000000
HEALTH NET INC
CORP
422248AA2
3289
3000000
PRN
SOLE
0
0
3000000
HUGHES SATELITE SYSTEMS
CORP
444454AB8
327
300000
PRN
SOLE
0
0
300000
IASIS HEALTHCARE/CAP CRP
CORP
45072PAD4
3191
3000000
PRN
SOLE
0
0
3000000
JLL/DELTA DUTCH NEWCO BV
CORP
46590GAA1
1030
1000000
PRN
SOLE
0
0
1000000
JEFFERIES FIN LLC / JFIN
CORP
47232MAB8
995
1000000
PRN
SOLE
0
0
1000000
KENNEDY-WILSON INC
CORP
489399AC9
1338
1250000
PRN
SOLE
0
0
1250000
KISSNER MILLING CO LTD
CORP
49835DAA7
1034
1000000
PRN
SOLE
0
0
1000000
KRATOS DEFENSE & SEC
CORP
50077BAK4
4070
4000000
PRN
SOLE
0
0
4000000
LSB INDUSTRIES
CORP
502160AL8
4345
4000000
PRN
SOLE
0
0
4000000
LAND O LAKES CAP TRST I
CORP
514665AA6
2625
2500000
PRN
SOLE
0
0
2500000
LIVE NATION ENTERTAINMEN
CORP
538034AG4
506
500000
PRN
SOLE
0
0
500000
MTR GAMING GROUP INC
CORP
553769AL4
0
30
PRN
SOLE
0
0
30
MASTEC INC
CORP
576323AN9
1652
1725000
PRN
SOLE
0
0
1725000
MCDERMOTT INTERNATIONAL
CORP
580037AB5
6851
6742000
PRN
SOLE
0
0
6742000
MICRON TECHNOLOGY INC
CORP
595112BB8
993
1000000
PRN
SOLE
0
0
1000000
MIDAS INT HOLDCO II/FIN
CORP
59563KAA8
25
250000
PRN
SOLE
0
0
250000
NATIONSTAR MORT/CAP CORP
CORP
63860UAL4
2202
2300000
PRN
SOLE
0
0
2300000
NAVIOS MARITIME HLDS/FIN
CORP
639365AF2
1025
1000000
PRN
SOLE
0
0
1000000
NAVIOS MARITIME HLDS/FIN
CORP
639365AG0
2050
2000000
PRN
SOLE
0
0
2000000
NAVIOS MARITIME ACQ CORP
CORP
63938MAD8
1179
1150000
PRN
SOLE
0
0
1150000
NAVIOS SA LOGIST/FIN US
CORP
63938NAE4
767
750000
PRN
SOLE
0
0
750000
NOKIA OYJ
CORP
654902AB1
1424
1330000
PRN
SOLE
0
0
1330000
NORSKE SKOGINDUSTRIER
CORP
656533AB2
1985
2134000
PRN
SOLE
0
0
2134000
NORTHERN BLIZZARD RESOUR
CORP
664784AA3
271
261000
PRN
SOLE
0
0
261000
OASIS PETROLEUM INC
CORP
674215AG3
3255
3000000
PRN
SOLE
0
0
3000000
OMEGA HLTHCARE INVESTORS
CORP
681936AZ3
977
930000
PRN
SOLE
0
0
930000
PBF HOLDING CO LLC
CORP
69318FAB4
4290
4000000
PRN
SOLE
0
0
4000000
PENN VIRGINIA CORP
CORP
707882AE6
15369
14100000
PRN
SOLE
0
0
14100000
PERMIAN HOLDINGS INC
CORP
714239AA8
1288
1250000
PRN
SOLE
0
0
1250000
LIGHTSTREAM RESOURCES
CORP
71645AAA7
7924
7750000
PRN
SOLE
0
0
7750000
POLYMER GROUP INC
CORP
731745AM7
1008
1000000
PRN
SOLE
0
0
1000000
PRECISION DRILLING CORP
CORP
74022DAH3
246
250000
PRN
SOLE
0
0
250000
PROSPECT MEDICAL HOLDING
CORP
743494AC0
8081
7500000
PRN
SOLE
0
0
7500000
QEP RESOURCES INC
CORP
74733VAA8
2210
2000000
PRN
SOLE
0
0
2000000
RANGE RESOURCES CORP
CORP
75281AAN9
2401
2320000
PRN
SOLE
0
0
2320000
REGENCY ENERGY PARTNERS
CORP
75886AAK4
4280
4000000
PRN
SOLE
0
0
4000000
REYNOLDS GRP ISS/REYNOLD
CORP
761735AL3
10475
10000000
PRN
SOLE
0
0
10000000
SESI LLC
CORP
78412FAL8
1571
1500000
PRN
SOLE
0
0
1500000
SAMSON INVESTMENT CO
CORP
796038AC1
3048
3150000
PRN
SOLE
0
0
3150000
SANDRIDGE ENERGY INC
CORP
80007PAQ2
1791
1745000
PRN
SOLE
0
0
1745000
SAPPI PAPIER HOLDNG GMBH
CORP
803071AA7
2095
2000000
PRN
SOLE
0
0
2000000
SEVENTY SEVEN ENERGY INC
CORP
818097AA5
101
100000
PRN
SOLE
0
0
100000
SIMMONS FOODS INC
CORP
828732AA5
6397
6035000
PRN
SOLE
0
0
6035000
SIMMONS FOODS INC
CORP
828732AB3
4000
4000000
PRN
SOLE
0
0
4000000
SIX FLAGS ENTERTAINMENT
CORP
83001AAA0
985
1000000
PRN
SOLE
0
0
1000000
SOTHEBY'S
CORP
835898AF4
13993
14500000
PRN
SOLE
0
0
14500000
SPRINT COMMUNICATIONS
CORP
852061AK6
3544
3000000
PRN
SOLE
0
0
3000000
SPRINT CORP
CORP
85207UAA3
2650
2500000
PRN
SOLE
0
0
2500000
SPRINT CORP
CORP
85207UAB1
8650
8000000
PRN
SOLE
0
0
8000000
ST BARBARA LTD
CORP
852278AA8
1660
2000000
PRN
SOLE
0
0
2000000
STARZ LLC/STARZ FIN CORP
CORP
85571NAB5
17348
16987000
PRN
SOLE
0
0
16987000
STEEL DYNAMICS INC
CORP
858119AV2
1438
1335000
PRN
SOLE
0
0
1335000
SUNCOKE ENERGY INC
CORP
86722AAC7
482
454000
PRN
SOLE
0
0
454000
SWIFT SERVICES HLDGS INC
CORP
870755AB1
424
400000
PRN
SOLE
0
0
400000
SYNOVUS FINANCIAL CORP
CORP
87161CAG0
12402
12012000
PRN
SOLE
0
0
12012000
SYNOVUS FINANCIAL CORP
CORP
87161CAJ4
5584
4936000
PRN
SOLE
0
0
4936000
TENET HEALTHCARE CORP
CORP
87243QAB2
10215
9625000
PRN
SOLE
0
0
9625000
TELESAT CANADA/TELESAT L
CORP
87952VAJ5
1032
1000000
PRN
SOLE
0
0
1000000
TEMBEC INDUSTRIES INC
CORP
87971KAG2
538
500000
PRN
SOLE
0
0
500000
TESORO CORP
CORP
881609AZ4
2050
2000000
PRN
SOLE
0
0
2000000
TESORO LOGISTICS LP/CORP
CORP
88160QAA1
531
506000
PRN
SOLE
0
0
506000
TOYS R US DELAWARE INC
CORP
89236NAA6
2820
3000000
PRN
SOLE
0
0
3000000
UPCB FINANCE V LTD
CORP
90320TAA8
4731
4340000
PRN
SOLE
0
0
4340000
UNIT CORP
CORP
909218AB5
259
250000
PRN
SOLE
0
0
250000
VALEANT PHARMACEUTICALS
CORP
91911XAQ7
3165
3000000
PRN
SOLE
0
0
3000000
VECTOR GROUP LTD
CORP
92240MBB3
1073
1000000
PRN
SOLE
0
0
1000000
VERTELLUS SPECIALTIES
CORP
92532JAA0
8810
8821000
PRN
SOLE
0
0
8821000
W & T OFFSHORE INC
CORP
92922PAC0
2120
2000000
PRN
SOLE
0
0
2000000
WATERJET HOLDINGS INC
CORP
94155UAA7
2095
2000000
PRN
SOLE
0
0
2000000
WHITEWAVE FOODS CO
CORP
966244AA3
1020
1000000
PRN
SOLE
0
0
1000000
CLAYTON WILLIAMS ENERGY
CORP
969490AE1
2508
2400000
PRN
SOLE
0
0
2400000
WINDSTREAM CORP
CORP
97381WAT1
540
500000
PRN
SOLE
0
0
500000
WINDSTREAM CORP
CORP
97381WAX2
6981
6570000
PRN
SOLE
0
0
6570000
American Axle & Manufacturing
COM
024061103
1068
60100
SH
SOLE
0
0
60100
Anadarko Petroleum Corp
COM
032511107
2503
23810
SH
SOLE
0
0
23810
Boeing Co/The
COM
097023105
5174
40000
SH
SOLE
0
0
40000
Chevron Corp
COM
166764100
3744
30000
SH
SOLE
0
0
30000
CIENA CORP
COM
171779309
94
5000
SH
SOLE
0
0
5000
Citigroup Inc
COM
172967424
9958
186200
SH
SOLE
0
0
186200
CITRIX SYSTEMS INC
COM
177376100
2479
34600
SH
SOLE
0
0
34600
Cubist Pharmaceuticals Inc
COM
229678107
3567
53601
SH
SOLE
0
0
53601
Discover Financial Services
COM
254709108
5224
80000
SH
SOLE
0
0
80000
Ford Motor Co
COM
345370860
4344
260925
SH
SOLE
0
0
260925
Hewlett-Packard Co
COM
428236103
4783
130000
SH
SOLE
0
0
130000
INTEL CORP
COM
458140100
2618
75200
SH
SOLE
0
0
75200
L-3 Communications Holdings In
COM
502424104
264
2310
SH
SOLE
0
0
2310
LAM RESEARCH CORP
COM
512807108
2721
35820
SH
SOLE
0
0
35820
Lamar Advertising Co
COM
512815101
1760
35000
SH
SOLE
0
0
35000
McDonald's Corp
COM
580135101
472
5000
SH
SOLE
0
0
5000
Occidental Petroleum Corp
COM
674599105
1270
13000
SH
SOLE
0
0
13000
Pfizer Inc
COM
717081103
4560
150000
SH
SOLE
0
0
150000
State Street Corp
COM
857477103
2245
30000
SH
SOLE
0
0
30000
T-Mobile US Inc
COM
872590104
4530
150643
SH
SOLE
0
0
150643
Time Warner Inc
COM
887317303
1537
19760
SH
SOLE
0
0
19760
Toll Brothers Inc
COM
889478103
2282
68200
SH
SOLE
0
0
68200
Tribune Media Co
COM
896047503
979
13032
SH
SOLE
0
0
13032
Tribune Publishing Co
COM
896082104
104
5006
SH
SOLE
0
0
5006
Wynn Resorts Ltd
COM
983134107
8440
45550
SH
SOLE
0
0
45550
XILINX INC
COM
983919101
2425
55000
SH
SOLE
0
0
55000
BioMarin Pharmaceutical Inc
COM
09061G101
1656
23701
SH
SOLE
0
0
23701
Cisco Systems Inc
COM
17275R102
630
25000
SH
SOLE
0
0
25000
ConocoPhillips
COM
20825C104
2162
26840
SH
SOLE
0
0
26840
Coronado Biosciences Inc
COM
21976U109
187
96000
SH
SOLE
0
0
96000
DISH Network Corp
COM
25470M109
1730
26628
SH
SOLE
0
0
26628
FLUIDIGM CORP
COM
34385P108
261
9900
SH
SOLE
0
0
9900
Freeport-McMoRan Inc
COM
35671D857
852
25000
SH
SOLE
0
0
25000
General Motors Co
COM
37045V100
12132
357440
SH
SOLE
0
0
357440
Hospitality Properties Trust
COM
44106M102
858
30300
SH
SOLE
0
0
30300
MGM Holdings Inc
COM
55303C101
386
5000
SH
SOLE
0
0
5000
NEXTERA ENERGY INC
COM
65339F101
1453
15271
SH
SOLE
0
0
15271
NorthStar Realty Finance Corp
COM
66704R704
2497
142025
SH
SOLE
0
0
142025
NVIDIA CORP
COM
67066G104
1402
73500
SH
SOLE
0
0
73500
Puma Biotechnology Inc
COM
74587V107
676
2500
SH
SOLE
0
0
2500
SYNOVUS FINANCIAL CORP
COM
87161C501
149
6000
SH
SOLE
0
0
6000
TD Ameritrade Holding Corp
COM
87236Y108
2722
80000
SH
SOLE
0
0
80000
Verizon Communications Inc
COM
92343V104
5433
107900
SH
SOLE
0
0
107900
Vodafone Group PLC
COM
92857W308
6380
192575
SH
SOLE
0
0
192575
Walter Energy Inc
OPT
93317Q105
19
2587
SH
Put
SOLE
0
0
2587
Walter Energy Inc
OPT
93317Q105
18
600
SH
Put
SOLE
0
0
600
Peabody Energy Corp
OPT
704549104
31
2200
SH
Put
SOLE
0
0
2200
Peabody Energy Corp
OPT
704549104
79
2200
SH
Put
SOLE
0
0
2200
Cliffs Natural Resources Inc
OPT
18683K101
88
1200
SH
Put
SOLE
0
0
1200
Cobalt International Energy In
OPT
19075F106
19
500
SH
Call
SOLE
0
0
500
Bank of America Corp
OPT
060505104
26
700
SH
Call
SOLE
0
0
700
TAL Education Group
OPT
874080104
3
250
SH
Put
SOLE
0
0
250
THERAVANCE INC
OPT
88338T104
162
900
SH
Put
SOLE
0
0
900
United States Natural Gas Fund
OPT
912318201
105
615
SH
Put
SOLE
0
0
615
Symantec Corp
OPT
871503108
62
2400
SH
Call
SOLE
0
0
2400
Toll Brothers Inc
OPT
088947810
29
600
SH
Put
SOLE
0
0
600
BioMarin Pharmaceutical Inc
OPT
09061G101
11
200
SH
Put
SOLE
0
0
200
Citigroup Inc
OPT
172967424
53
1000
SH
Call
SOLE
0
0
1000
LAM RESEARCH CORP
OPT
512807108
17
300
SH
Put
SOLE
0
0
300
iShares Russell 2000 ETF
OPT
464287655
217
1500
SH
Put
SOLE
0
0
1500
FANNIE MAE
PFD
313586752
407
39302
SH
SOLE
0
0
39302
ENERGY FUTURE INTERMEDIAT
TERM
29271NAB6
1006
1000000
PRN
SOLE
0
0
1000000
CARAUSTAR INDUSTRIES INC
TERM
14076CAB9
1456
1444750
PRN
SOLE
0
0
1444750
ENERGY & EXPLORATION PARTNE
TERM
29268HAB4
1975
2000000
PRN
SOLE
0
0
2000000
SPRINT INDUSTRIAL LLC
TERM
85208BAE6
2020
2000000
PRN
SOLE
0
0
2000000
TEXAS COMP ELEC HOLD LLC
TERM
90210EAM8
958
1260000
PRN
SOLE
0
0
1260000
CUMULUS MEDIA INC-CL A
COM
231082116
36
8144
SH
SOLE
0
0
8144
LEAR CORP
COM
521865113
142
742
SH
SOLE
0
0
742
TRIBUNE MEDIA CO - A
COM
896047115
148
2000
SH
SOLE
0
0
2000
General Motors Co
COM
37045V134
307
250000
SH
SOLE
0
0
250000