0001123292-11-000782.txt : 20111014 0001123292-11-000782.hdr.sgml : 20111014 20111014111359 ACCESSION NUMBER: 0001123292-11-000782 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110811 FILED AS OF DATE: 20111014 DATE AS OF CHANGE: 20111014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ShengdaTech, Inc. CENTRAL INDEX KEY: 0001160165 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: #16 - 6211 BOUNDARY DRIVE WEST CITY: SURREY STATE: A1 ZIP: V3X 3G7 BUSINESS PHONE: 6043142872 MAIL ADDRESS: STREET 1: #16 6211 BOUNDARY DRIVE WEST CITY: SURREY STATE: A1 ZIP: V3X 3G7 FORMER COMPANY: FORMER CONFORMED NAME: ZEOLITE EXPLORATION CO DATE OF NAME CHANGE: 20010926 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADVENT CAPITAL MANAGEMENT /DE/ CENTRAL INDEX KEY: 0001097278 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31937 FILM NUMBER: 111141126 BUSINESS ADDRESS: STREET 1: 30 BROAD STREET 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2124821600 MAIL ADDRESS: STREET 1: 30 BROAD STREET 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 3 1 edgar.xml PRIMARY DOCUMENT X0204 3 2011-08-11 0 0001160165 ShengdaTech, Inc. SDTHQ 0001097278 ADVENT CAPITAL MANAGEMENT /DE/ 1271 AVENUE OF THE AMERICAS, 45TH FLOOR NEW YORK NY 10002 0 0 0 1 See Remarks 6.5% Senior Convertible Notes Due 2015 6.07 2015-12-15 Common Stock 988142 I See Footnote The Notes are convertible by the holder at any time. The reporting person serves as investment manager for various institutions that are the owners of these securities. The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, if any. Remarks: The reporting person has a relationship with other security holders of the issuer who, in the aggregate, may be deemed to beneficially own, as a result of their ownership of convertible debt securities of the issuer, more than 10% of the issuer's common stock as determined under Section 13(d) of the Securities Exchange Act of 1934. The reporting person disclaims membership in a "group" with those security holders as that term is used in Section 13(d) and denies that it, or any entity for which it serves as investment manager, is subject to Section 16 of the Securities Exchange Act of 1934 with respect to its ownership of or transactions in equity securities of the issuer. The reporting person is filing this Form 3 for informational purposes, and the filing of this Form 3 shall not be deemed an admission that the reporting person is a member of such a group or is otherwise subject to Section 16. /s/ Robert S. Schwartz, Chief Compliance Officer 2011-10-14