0001123292-11-000782.txt : 20111014
0001123292-11-000782.hdr.sgml : 20111014
20111014111359
ACCESSION NUMBER: 0001123292-11-000782
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110811
FILED AS OF DATE: 20111014
DATE AS OF CHANGE: 20111014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ShengdaTech, Inc.
CENTRAL INDEX KEY: 0001160165
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: #16 - 6211 BOUNDARY DRIVE WEST
CITY: SURREY
STATE: A1
ZIP: V3X 3G7
BUSINESS PHONE: 6043142872
MAIL ADDRESS:
STREET 1: #16 6211 BOUNDARY DRIVE WEST
CITY: SURREY
STATE: A1
ZIP: V3X 3G7
FORMER COMPANY:
FORMER CONFORMED NAME: ZEOLITE EXPLORATION CO
DATE OF NAME CHANGE: 20010926
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADVENT CAPITAL MANAGEMENT /DE/
CENTRAL INDEX KEY: 0001097278
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31937
FILM NUMBER: 111141126
BUSINESS ADDRESS:
STREET 1: 30 BROAD STREET 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: 2124821600
MAIL ADDRESS:
STREET 1: 30 BROAD STREET 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
3
1
edgar.xml
PRIMARY DOCUMENT
X0204
3
2011-08-11
0
0001160165
ShengdaTech, Inc.
SDTHQ
0001097278
ADVENT CAPITAL MANAGEMENT /DE/
1271 AVENUE OF THE AMERICAS, 45TH FLOOR
NEW YORK
NY
10002
0
0
0
1
See Remarks
6.5% Senior Convertible Notes Due 2015
6.07
2015-12-15
Common Stock
988142
I
See Footnote
The Notes are convertible by the holder at any time.
The reporting person serves as investment manager for various institutions that are the owners of these securities. The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, if any.
Remarks:
The reporting person has a relationship with other security holders of the issuer who, in the aggregate, may be deemed to beneficially own, as a result of their ownership of convertible debt securities of the issuer, more than 10% of the issuer's common stock as determined under Section 13(d) of the Securities Exchange Act of 1934. The reporting person disclaims membership in a "group" with those security holders as that term is used in Section 13(d) and denies that it, or any entity for which it serves as investment manager, is subject to Section 16 of the Securities Exchange Act of 1934 with respect to its ownership of or transactions in equity securities of the issuer. The reporting person is filing this Form 3 for informational purposes, and the filing of this Form 3 shall not be deemed an admission that the reporting person is a member of such a group or is otherwise subject to Section 16.
/s/ Robert S. Schwartz, Chief Compliance Officer
2011-10-14