-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DiUpy+UPvYtjDPzxdbNVGDB5JbqWi83Zs5JKDLynn/iCsPK5Im1k3afAlHfwz/ou 0DUePdi7YI/nj+l1eHAHzg== 0001127602-10-011098.txt : 20100414 0001127602-10-011098.hdr.sgml : 20100414 20100414170721 ACCESSION NUMBER: 0001127602-10-011098 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100412 FILED AS OF DATE: 20100414 DATE AS OF CHANGE: 20100414 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graboyes Marc H CENTRAL INDEX KEY: 0001305811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29815 FILM NUMBER: 10750002 MAIL ADDRESS: STREET 1: 11080 CIRCLEPOINT ROAD STREET 2: SUITE 200 CITY: WESTMINSTER STATE: CO ZIP: 80020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLOS THERAPEUTICS INC CENTRAL INDEX KEY: 0001097264 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 541655029 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11080 CIRCLEPOINT ROAD STREET 2: SUITE 200 CITY: WESTMINSTER STATE: CO ZIP: 80020 BUSINESS PHONE: 3034266262 MAIL ADDRESS: STREET 1: 11080 CIRCLEPOINT ROAD STREET 2: SUITE 200 CITY: WESTMINSTER STATE: CO ZIP: 80020 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-04-12 0001097264 ALLOS THERAPEUTICS INC ALTH 0001305811 Graboyes Marc H 11080 CIRCLEPOINT ROAD SUITE 200 WESTMINSTER CO 80020 1 SVP, General Counsel Common Stock 2010-04-12 4 M 0 75000 2.70 A 132912 D Common Stock 2010-04-12 4 S 0 75000 8.5804 D 57912 D Stock Options (Right to Buy) 2.70 2010-04-12 4 M 0 75000 0 D 2007-02-10 2016-02-10 Common Stock 75000 0 D The transactions reported on this Form 4 were effected pursuant to a 10b5-1 plan under which Mr. Graboyes sold a portion of his holdings for tax and estate planning purposes. The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $8.53 to $8.60. Upon request of the SEC staff, Allos Therapeutics, Inc. (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price. Stock options vest according to the following schedule: One fourth (1/4) of the total number of shares subject to this option shall vest 12 months after the date of grant and an additional one forty-eighths (1/48) of the total number of shares subject to the option shall vest each one month period thereafter, until all such shares are vested and exercisable. /s/ David C. Clark, Attorney-in-Fact for Marc H. Graboyes 2010-04-14 -----END PRIVACY-ENHANCED MESSAGE-----