-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UvKo5/H5xPGmUKYpqjIRuHj7ERrV7Dqbwo2nR89KY8gruTIsKXZLX+dMfN5p0QJ9 uMo6gOG4HMujLfl0z2iCFg== 0001193125-10-154126.txt : 20100706 0001193125-10-154126.hdr.sgml : 20100705 20100706164522 ACCESSION NUMBER: 0001193125-10-154126 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100706 DATE AS OF CHANGE: 20100706 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SENORX INC CENTRAL INDEX KEY: 0001097136 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 330787406 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-83609 FILM NUMBER: 10939387 BUSINESS ADDRESS: STREET 1: 3 MORGAN CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-362-4800 MAIL ADDRESS: STREET 1: 3 MORGAN CITY: IRVINE STATE: CA ZIP: 92618 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BARD C R INC /NJ/ CENTRAL INDEX KEY: 0000009892 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 221454160 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 730 CENTRAL AVE CITY: MURRAY HILL STATE: NJ ZIP: 07974 BUSINESS PHONE: 9082778000 MAIL ADDRESS: STREET 1: 730 CENTRAL AVENUE CITY: MURRAY HILL STATE: NJ ZIP: 07974 SC 13D/A 1 dsc13da.htm AMENDMENT NO.1 TO SCHEDULE 13D Amendment No.1 to Schedule 13D

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 1 )*

 

 

SenoRx, Inc.

 

(Name of Issuer)

 

Common Stock, par value $0.001 per share

 

81724W104

(Title of class of securities)   (CUSIP number)

Todd C. Schermerhorn

C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

(908) 277-8000

 

(Name, address and telephone number of person authorized to receive notices and communications)

With a copy to:

Michael E. Lubowitz, Esq.

Weil, Gotshal & Manges LLP

767 Fifth Avenue

New York, New York 10153

(212) 310-8000

July 6, 2010

 

(Date of event which requires filing of this statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box.  ¨.

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. (However, see the Notes.)

 

 

 

(Continued on following pages)

(Page 1)


CUSIP No. 81724W104    SCHEDULE 13D    Page 2

 

  1   

NAMES OF REPORTING PERSONS

 

C. R. Bard, Inc.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)   ¨

 

  3  

SEC USE ONLY

 

     0

  4  

SOURCE OF FUNDS

 

OO

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

¨

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

New Jersey

NUMBER OF

SHARES

BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

     7     

SOLE VOTING POWER

 

See Item 4

     8     

SHARED VOTING POWER

 

0

     9     

SOLE DISPOSITIVE POWER

 

See Item 4

   10     

SHARED DISPOSITIVE POWER

 

0

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

See Item 4

12

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

¨

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

100% (See Item 4)

14

 

TYPE OF REPORTING PERSON

 

CO

 

2


This Amendment No. 1 amends the Schedule 13D filed on May 13, 2010 (the “Schedule 13D”). The irrevocable proxy granted to C. R. Bard, Inc. (the “Reporting Person”) for 963,475 shares of common stock, $0.001 par value (the “Common Stock”) of SenoRx, Inc., a Delaware corporation (the “Issuer”) has been terminated in accordance with its terms. Accordingly, this Amendment No. 1 is the Reporting Person’s final amendment to Schedule 13D and is an exit filing.

 

Item 3. Source and Amount of Funds or Other Consideration

Item 3 of the Schedule 13D is hereby amended and supplemented by the following:

The total consideration paid by the Reporting Person in connection with the merger described in Item 4 below was approximately $213 million, all of which was provided from the Reporting Person’s cash on hand and short-term borrowings.

 

Item 4. Purpose of Transaction.

Item 4 of the Schedule 13D is hereby supplemented by adding the following:

On July 6, 2010 (the “Effective Date”), the parties to the Agreement and Plan of Merger, dated as of May 4, 2010, by and among the Reporting Person, Raptor Acquisition Corp., a Delaware corporation and an indirect wholly owned subsidiary of the Reporting Person (“Merger Sub”), and the Issuer (the “Merger Agreement”) consummated the merger and the other transactions contemplated by the Merger Agreement. As a result, pursuant to the terms of the Voting and Support Agreement, dated as of May 4, 2010, by and among John T. Buhler, Kevin J. Cousins, Paul Lubock, William F. Gearhart, De Novo Ventures I, L.P. and De Novo (Q) Ventures I, L.P. and the Reporting Person, the proxy granted to the Reporting Person was terminated on the Effective Date. As a result of the effectiveness of the merger and the transactions contemplated by the Merger Agreement, the Issuer is now an indirect, wholly owned subsidiary of the Reporting Person, and with no public market for the Issuer’s stock, price quotations with respect to sales of the Issuer’s stock in the public market are no longer available, registration of the Issuer’s Common Stock under the federal securities laws will be terminated, and the Issuer is no longer required to file periodic reports with the United States Securities and Exchange Commission.

 

Item 5. Interest in Securities of the Issuer.

Item 5 of the Schedule 13D is hereby amended and restated in its entirety by the following:

 

  (a) and (b) The responses of the Reporting Person to Rows (7) through (13) of the cover page of this Schedule 13D are incorporated herein by reference. The information contained in Item 4 above is incorporated herein by reference.

 

  (c) Neither the Reporting Person nor, to the knowledge of the Reporting Person, any person set forth on Schedule A attached hereto, has acquired or disposed of any shares of Common Stock in the past 60 days.

 

  (d) Not applicable.

 

  (e) July 6, 2010

 

3


SIGNATURE

After reasonable inquiry and to the best of the undersigned’s knowledge and belief, the undersigned certifies that the information set forth on this statement is true, complete and correct.

Dated: July 6, 2010

 

C. R. BARD, INC.
By:   /S/    TODD C. SCHERMERHORN        
  Name: Todd C. Schermerhorn
  Title: Senior Vice President and Chief Financial Officer

 

4


SCHEDULE A

Name, business address and present principal occupation or

employment of the directors and executive officers of

C. R. Bard, Inc.

DIRECTORS 

 

Name   Business Address   Present Principal Occupation or Employment and Name and Principal Address of Corporation for which Employment is Conducted
Timothy M. Ring  

c/o C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

 

Chairman and Chief Executive Officer

C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

David M. Barrett, M.D.  

c/o C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

 

President and Chief Executive Officer

Lahey Clinic

c/o C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

Marc C. Breslawsky  

c/o C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

 

Retired Chairman and Chief Executive Officer

Imagistics International, Inc.

c/o C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

T. Kevin Dunnigan  

c/o C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

 

Retired Chairman

Thomas & Betts Corporation

c/o C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

Herbert L. Henkel  

c/o C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

 

Retired Chairman and Chief Executive Officer

Ingersoll-Rand Company

c/o C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

 

5


Name   Business Address   Present Principal Occupation or Employment and Name and Principal Address of Corporation for which Employment is Conducted
John C. Kelly  

c/o C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

 

Retired Vice President and Controller

Wyeth

c/o C. R. Bard, Inc.

730 Central Avenue

Murray Hill, NJ 07974

Theodore E. Martin  

c/o C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

 

Retired President and Chief Executive Officer

Barnes Group, Inc.

c/o C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

Gail K. Naughton, Ph.D.  

College of Business Administration

San Diego State University

5500 Campanile Drive

San Diego, California 92182

 

Dean

College of Business Administration

San Diego State University

5500 Campanile Drive

San Diego, California 92182

Tommy G. Thompson  

c/o C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

 

Former Secretary

U.S. Department of Health and Human Services

c/o C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

John H. Weiland  

c/o C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

 

President and Chief Operating Officer

C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

Anthony Welters  

United Health Group

9900 Bren Road East

Minnetonka, MN 55343

 

Executive Vice President

UnitedHealth Group, Inc.

9900 Bren Road East

Minnetonka, MN 55343

Tony L. White  

c/o C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

 

Retired Chairman, President and Chief Executive Officer

Applied Biosystems, Inc.

c/o C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

 

6


EXECUTIVE OFFICERS

 

Name    Business Address    Present Principal Occupation or Employment and Name and Principal Address of Corporation for which Employment is Conducted
Timothy M. Ring   

C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

  

Chairman and Chief Executive Officer

C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

John H. Weiland   

C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

  

President and Chief Operating Officer

C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

Todd C. Schermerhorn   

C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

  

Senior Vice President and Chief Financial Officer

C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

Brian P. Kelly   

C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

  

Group Vice President

C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

Gary D. Dolch   

C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

  

Senior Vice President - Quality, Regulatory and Medical Affairs

C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

John A. DeFord   

C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

  

Senior Vice President-Science, Technology and Clinical Affairs

C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

Frank Lupisella, Jr.   

C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

  

Vice President and Controller

C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

 

7


Name    Business Address    Present Principal Occupation or Employment and Name and Principal Address of Corporation for which Employment is Conducted
Bronwen K. Kelly   

C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

  

Vice President-Human Resources

C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

Sharon M. Alterio   

C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

  

Group Vice President

C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

Jim C. Beasley   

C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

  

Group Vice President

C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

Stephen J. Long   

C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

  

Vice President, General Counsel and Secretary

C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

Timothy P. Collins   

C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

  

Group Vice President

C. R. Bard, Inc.

730 Central Avenue

Murray Hill, New Jersey 07974

 

8

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