0001209191-14-063650.txt : 20141017 0001209191-14-063650.hdr.sgml : 20141017 20141017103718 ACCESSION NUMBER: 0001209191-14-063650 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141016 FILED AS OF DATE: 20141017 DATE AS OF CHANGE: 20141017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zayo Group Holdings, Inc. CENTRAL INDEX KEY: 0001608249 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 261398293 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1805 29TH ST STREET 2: SUITE 2050 CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 303-381-4683 MAIL ADDRESS: STREET 1: 1805 29TH ST STREET 2: SUITE 2050 CITY: BOULDER STATE: CO ZIP: 80301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FLEMING JAMES B JR CENTRAL INDEX KEY: 0001096986 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36690 FILM NUMBER: 141160936 MAIL ADDRESS: STREET 1: 201 NORTH UNION STREET STREET 2: SUITE 300 CITY: ALEXANDRIA STATE: VA ZIP: 22314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Columbia Capital Employee Investors III, L.L.C. CENTRAL INDEX KEY: 0001297230 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36690 FILM NUMBER: 141160937 BUSINESS ADDRESS: STREET 1: C/O DON DOERING STREET 2: 201 NORTH UNION STREET, SUITE 300 CITY: ALEXANDRIA STATE: VA ZIP: 22314 BUSINESS PHONE: 703-519-3595 MAIL ADDRESS: STREET 1: C/O DON DOERING STREET 2: 201 NORTH UNION STREET, SUITE 300 CITY: ALEXANDRIA STATE: VA ZIP: 22314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Columbia Capital Investors III, L.L.C. CENTRAL INDEX KEY: 0001297228 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36690 FILM NUMBER: 141160938 BUSINESS ADDRESS: STREET 1: C/O DON DOERING STREET 2: 201 NORTH UNION STREET, SUITE 300 CITY: ALEXANDRIA STATE: VA ZIP: 22314 BUSINESS PHONE: 703-519-3595 MAIL ADDRESS: STREET 1: C/O DON DOERING STREET 2: 201 NORTH UNION STREET, SUITE 300 CITY: ALEXANDRIA STATE: VA ZIP: 22314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COLUMBIA CAPITAL EQUITY PARTNERS III AI LP CENTRAL INDEX KEY: 0001263889 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36690 FILM NUMBER: 141160939 MAIL ADDRESS: STREET 1: C/O DON DOERING STREET 2: 201 NORTH UNION STREET SUITE 300 CITY: ALEXANDRIA STATE: VA ZIP: 22314 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2014-10-16 0 0001608249 Zayo Group Holdings, Inc. ZAYO 0001263889 COLUMBIA CAPITAL EQUITY PARTNERS III AI LP 204 S. UNION STREET ALEXANDRIA VA 22314 0 0 1 0 0001297228 Columbia Capital Investors III, L.L.C. 204 S. UNION STREET ALEXANDRIA VA 22314 0 0 1 0 0001297230 Columbia Capital Employee Investors III, L.L.C. 204 S. UNION STREET ALEXANDRIA VA 22314 0 0 1 0 0001096986 FLEMING JAMES B JR 204 S. UNION STREET ALEXANDRIA VA 22314 0 0 1 0 Common Stock 25437646 I See Footnotes Consists of (i) 22,032,425 shares held of record by Columbia Capital Equity Partners IV (QP), L.P. ("CCEP IV (QP)"), (ii) 2,710,812 shares held of record by Columbia Capital Equity Partners IV (QPCO), L.P. ("CCEP IV (QPCO)"), (iii) 167,587 shares held of record by Columbia Capital Employee Investors IV, L.P. ("CCEI IV"), (iv) 283,100 shares held of record by Columbia Capital Equity Partners III (QP), L.P. ("CCEP III (QP)"), (v) 155,465 shares held of record by Columbia Capital Equity Partners III (Cayman) L.P. ("CCEP III (Cayman)"), (vi) 15,639 shares held of record by Columbia Capital Equity Partners III (AI), L.P. ("CCEP III (AI)"), (vii) 69,852 shares held of record by Columbia Capital Investors III, L.L.C. ("CCI III") and (viii) 2,766 shares held of record by Columbia Capital Employee Investors III, L.L.C. ("CCEI III")(collectively, the "Columbia Entities"). (continued) (continued from footnote 1) Columbia Capital Equity Partners IV, L.P. ("CCEP IV") is the general partner of CCEP IV (QP) and CCEP IV (QPCO). Columbia Capital IV, LLC ("CC IV") is the general partner of CCEP IV and CCEI IV. CC IV has sole voting and investment power over the shares held directly and indirectly by the entities of which it is the general partner as described above. James B. Fleming, Jr. controls CC IV, and as a result, he exercises voting and investment control over all the shares held by CCEP IV (QP), CCEP IV (QPCO) and CCEI IV. The general partner of CCEP III (Cayman) is Columbia Capital Equity Partners (Cayman) III, Ltd. Columbia Capital Equity Partners III, L.P. ("CCEP III") is the sole stockholder of Columbia Capital Equity Partners (Cayman) III, Ltd. and is also the managing member of CCI III and CCEI III. CCEP III is also the general partner of CCEP III (QP) and CCEP III (AI). The general partner of CCEP III is Columbia Capital III, LLC ("CCIII"). (continued) (continued from footnote 2) Mr. Fleming controls CCIII, and as a result, he exercises voting and investment control over all the shares held by CCEP III (QP), CCEP III (AI), CCEP III (Cayman), CCI III and CCEI III. Each of the foregoing entities and Mr. Fleming disclaims beneficial ownership of the shares held of record by the Columbia Entities, except to the extent of their or his pecuniary interest therein, and this report shall not be deemed an admission that they or he is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Due to the limitations of the electronic filing system, Columbia Capital Equity Partners III (AI), L.P., Columbia Capital Investors III, LLC, Columbia Capital Employee Investors III, L.L.C. and James B. Fleming, Jr. are filing a separate Form 3. COLUMBIA CAPITAL EQUITY PARTNERS III (AI), L.P., By: Columbia Capital Equity Partners III, L.P., its general partner, By: Columbia Capital III, LLC, its general partner, By: /s/ Donald A. Doering, Executive Vice President 2014-10-16 COLUMBIA CAPITAL INVESTORS III, LLC, By: Columbia Capital Equity Partners III, L.P., its managing member, By: Columbia Capital III, LLC, its general partner, By: /s/ Donald A. Doering, Executive Vice President 2014-10-16 COLUMBIA CAPITAL EMPLOYEE INVESTORS III, LLC, By: Columbia Capital Equity Partners III, L.P., its managing member, By: Columbia Capital III, LLC, its general partner, By: /s/ Donald A. Doering, Executive Vice President 2014-10-16 By: /s/ JAMES B. FLEMING, JR. 2014-10-16