0001096978-17-000005.txt : 20170223 0001096978-17-000005.hdr.sgml : 20170223 20170223152210 ACCESSION NUMBER: 0001096978-17-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170223 DATE AS OF CHANGE: 20170223 EFFECTIVENESS DATE: 20170223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARINER INVESTMENT GROUP LLC CENTRAL INDEX KEY: 0001096978 IRS NUMBER: 510661527 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11231 FILM NUMBER: 17632129 BUSINESS ADDRESS: STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR CITY: HARRISON STATE: NY ZIP: 10528 BUSINESS PHONE: 914-670-4300 MAIL ADDRESS: STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR CITY: HARRISON STATE: NY ZIP: 10528 FORMER COMPANY: FORMER CONFORMED NAME: MARINER INVESTMENT GROUP INC DATE OF NAME CHANGE: 19991015 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001096978 XXXXXXXX 12-31-2016 12-31-2016 MARINER INVESTMENT GROUP LLC

500 MAMARONECK AVENUE, 4TH FLOOR HARRISON NY 10528

13F HOLDINGS REPORT 028-11231 N Vitaly Granovsky 914 670-4393 /s/Vitaly Granovsky Harrison NY 02-03-2017 0 96 186724 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABERDEEN ASIA PACIFIC INCOMCOM00300910729764175SHDFND 0641750ADVANCED MICRO DEVICES INCCOM00790310712647900SHPutDFND 06479000ADVENT CLAY CONV SEC INC FDCOM00763910731152862SHDFND 0528620ADVENT CLAYMORE ENH GRW & INCOM00765E1042070249356SHDFND 02493560ANTERO RES CORPCOM03674X106197283400SHDFND 0834000APOLLO SR FLOATING RATE FD ICOM0376361072794160590SHDFND 01605900APOLLO TACTICAL INCOME FD INCOM03763810363541081SHDFND 0410810ARES DYNAMIC CR ALLOCATION FCOM04014F1023800252000SHDFND 02520000AVENUE INCOME CR STRATEGIESCOM05358E10661745970SHDFND 0459700BLACKROCK ENH CAP & INC FD ICOM09256A1091525111200SHDFND 01112000BLACKROCK FLOAT RATE OME STRCOM09255X10024016674SHDFND 0166740BLACKROCK INTL GRWTH & INC TCOM BENE INTER0925241072204400000SHDFND 04000000BLACKROCK MULTI-SECTOR INC TCOM09258A10735621577SHDFND 0215770BLACKROCK MUNI N Y INTER DURCOM09255F10970151635SHDFND 0516350BLACKROCK MUNIASSETS FD INCCOM09254J10244833292SHDFND 0332920BLACKROCK N Y MUN INCOME TRSH BEN INT09248L1061402100815SHDFND 01008150BLACKSTONE GSO LNG SHRT CR ICOM SHS BN INT09257D1022952185452SHDFND 01854520BLACKSTONE GSO STRATEGIC CRCOM SHS BEN IN09257R1015118333627SHDFND 03336270BOULDER GROWTH & INCOME FD ICOM1015071011971220480SHDFND 02204800BROOKFIELD REAL ASSETS INCOMSHS BEN INT11283010460327026SHDFND 0270260BUCKEYE PARTNERS L PUNIT LTD PARTN1182301018197123900SHDFND 01239000CALAMOS CONV & HIGH INCOME FCOM SHS12811P10832730975SHDFND 0309750CALAMOS GBL DYN INCOME FUNDCOM12811L10758984466SHDFND 0844660CALAMOS GLOBAL TOTAL RETURNCOM SH BEN INT12811810626925543SHDFND 0255430CHEMOURS COCOM1638511081110000SHPutDFND 0100000CLEAR CHANNEL OUTDOOR HLDGSCL A18451C109890176330SHDFND 01763300CLOUGH GLOBAL OPPORTUNITIESSH BEN INT18914E10677786800SHDFND 0868000COMSTOCK RES INCNOTE 9.500% 6/1205768AN4662760357PRNDFND 07603570CONTINENTAL RESOURCES INCCOM2120151013100000SHPutDFND 01000000DEUTSCHE BANK AGNAMEN AKTD181908984110000SHCallDFND 0100000DEUTSCHE BANK AGNAMEN AKTD181908989180000SHPutDFND 01800000DEUTSCHE HIGH INCOME OPPORTCOM25158Y102112778220SHDFND 0782200DOUBLELINE INCOME SOLUTIONSCOM25862210961732480SHDFND 0324800DREYFUS MUN INCOME INCCOM26201R1021289149346SHDFND 01493460EATON VANCE CA MUNI INCOME TSH BEN INT27826F10165353087SHDFND 0530870EATON VANCE CALIF MUN BD FDCOM27828C10668859220SHDFND 0592200EATON VANCE ENHANCED EQ INCCOM2782741051326106900SHDFND 01069000EATON VANCE LTD DUR INCOME FCOM27828H10533524410SHDFND 0244100EATON VANCE NY MUNI INCOME TSH BEN INT27826W10448737384SHDFND 0373840EATON VANCE RISK MNGD DIV EQCOM27829G10680690000SHDFND 0900000EATON VANCE SR INCOME TRSH BEN INT27826S1033869579213SHDFND 05792130EATON VANCE TAX MNGD GBL DVCOM27829F1081203150000SHDFND 01500000EATON VANCE TX MGD DIV EQ INCOM27828N1022070200000SHDFND 02000000ENBRIDGE ENERGY PARTNERS L PCOM29250R1069081356400SHDFND 03564000ENTERPRISE PRODS PARTNERS LCOM29379210711746434400SHDFND 04344000EQT MIDSTREAM PARTNERS LPUNIT LTD PARTN26885B10011609151390SHDFND 01513900EVERI HLDGS INCCOM30034T103829382228SHDFND 03822280FIFTH STR SR FLOATNG RATE COCOM31679F10142749000SHDFND 0490000FIFTH STREET FINANCE CORPCOM31678A10310720000SHDFND 0200000FIRST TR STRATEGIC HIGH INCCOM SHS NEW33735330453243292SHDFND 0432920FRANKLIN UNVL TRSH BEN INT3551451038813168SHDFND 0131680GAMCO GLOBAL GOLD NAT RES &COM SH BEN INT36465A109795150000SHDFND 01500000GEO GROUP INC NEWCOM36162J1061068000SHPutDFND 0680000GOLDMAN SACHS MLP INC OPP FDCOM SHS38147W10323924595SHDFND 0245950HALCON RES CORP*W EXP 09/09/20240537Q1182711671SHDFND 0116710INVESCO CALIF VALUE MUN INCCOM46132H1061473121300SHDFND 01213000INVESCO DYNAMIC CR OPP FDCOM46132R1045668460833SHDFND 04608330INVESCO PA VALUE MUN INCOMECOM46132K1092043168000SHDFND 01680000INVESCO SR INCOME TRCOM46131H1071860400835SHDFND 04008350INVESCO TR INVT GRADE NY MUNCOM46131T10135326616SHDFND 0266160ISHARESMSCI GERMANY ETF4642868062228400SHDFND 084000KEY ENERGY SVCS INC DELCOM49309J10363920000SHDFND 0200000LIBERTY ALL STAR EQUITY FDSH BEN INT530158104879170363SHDFND 01703630MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP55908010612497165240SHDFND 01652400MFS CALIF MUN FDCOM59318C10612210818SHDFND 0108180MPLX LPCOM UNIT REP LTD55336V1009219266300SHDFND 02663000NEUBERGER BERMAN NY INT MUNCOM64124K1021385110645SHDFND 01106450NUVEEN CR STRATEGIES INCM FDCOM SHS67073D1024681528912SHDFND 05289120NUVEEN ENHANCED MUN VALUE FDCOM67074M10164345898SHDFND 0458980NUVEEN MUN VALUE FD INCCOM67092810041843700SHDFND 0437000NUVEEN OHIO QLTY MUN INCOMECOM670980101117280671SHDFND 0806710NUVEEN SELECT MAT MUN FDSH BEN INT67061T10132233000SHDFND 0330000NUVEEN SHT DUR CR OPP FDCOM67074X10734919952SHDFND 0199520NUVEEN SR INCOME FDCOM67067Y104801117946SHDFND 01179460ONEOK PARTNERS LPUNIT LTD PARTN68268N1039196213800SHDFND 02138000PIMCO DYNMIC CREDIT AND MRTCOM SHS72202D10684441760SHDFND 0417600PIONEER FLOATING RATE TRCOM72369J102110192795SHDFND 0927950PIONEER MUN HIGH INCOME TRCOM SHS72376310844237274SHDFND 0372740PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN7265031059425291900SHDFND 02919000RADIO ONE INCCL D NON VTG75040P40521172898SHDFND 0728980RMR REAL ESTATE INCOME FUNDCOM76970B101201298323SHDFND 0983230SOURCE CAP INCCOM836144105180550200SHDFND 0502000SPDR S&P 500 ETF TRTR UNIT78462F103520000SHCallDFND 0200000SPDR SERIES TRUSTS&P OILGAS EXP78464A730040000SHPutDFND 0400000SPECTRA ENERGY PARTNERS LPCOM84756N10911744256200SHDFND 02562000SWISS HELVETIA FD INCCOM87087510131230532SHDFND 0305320TC PIPELINES LPUT COM LTD PRT87233Q1089108154800SHDFND 01548000TECK RESOURCES LTDCL B8787422041220000SHPutDFND 0200000THL CR SR LN FDCOM87244R10348025601SHDFND 0256010VOYA GLBL ADV & PREM OPP FDCOM92912R104988100500SHDFND 01005000VOYA PRIME RATE TRSH BEN INT92913A10030955731SHDFND 0557310WELLS FARGO MULTI SECTOR INCCOM94987D10132125000SHDFND 0250000WESTERN ASSET CLYM INFL OPPCOM95766R10471263944SHDFND 0639440WESTERN ASSET CLYM INFL SECCOM SH BEN INT95766Q10653746798SHDFND 0467980WESTERN ASSET CORPORATE LN FCOM95790J10265057770SHDFND 0577700WHITING PETE CORP NEWCOM966387102120000SHPutDFND 0200000