0001096978-16-000005.txt : 20161103 0001096978-16-000005.hdr.sgml : 20161103 20161103151714 ACCESSION NUMBER: 0001096978-16-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161103 DATE AS OF CHANGE: 20161103 EFFECTIVENESS DATE: 20161103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARINER INVESTMENT GROUP LLC CENTRAL INDEX KEY: 0001096978 IRS NUMBER: 510661527 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11231 FILM NUMBER: 161971321 BUSINESS ADDRESS: STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR CITY: HARRISON STATE: NY ZIP: 10528 BUSINESS PHONE: 914-670-4300 MAIL ADDRESS: STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR CITY: HARRISON STATE: NY ZIP: 10528 FORMER COMPANY: FORMER CONFORMED NAME: MARINER INVESTMENT GROUP INC DATE OF NAME CHANGE: 19991015 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001096978 XXXXXXXX 09-30-2016 09-30-2016 MARINER INVESTMENT GROUP LLC
500 MAMARONECK AVENUE, 4TH FLOOR HARRISON NY 10528
13F HOLDINGS REPORT 028-11231 N
Vitaly Granovsky Managing Director 914 670-4393 /s/Vitaly Granovsky Harrison NY 11-03-2016 0 80 194012 false
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABERDEEN ASIA PACIFIC INCOMCOM00300910732964175SHDFND 0641750ADVANCED MICRO DEVICES INCCOM00790310721647900SHPutDFND 06479000ADVENT CLAY CONV SEC INC FDCOM00763910730452862SHDFND 0528620ADVENT CLAYMORE ENH GRW & INCOM00765E1042488298018SHDFND 02980180AMERICAN CAP SR FLOATING LTDCOM02504D10822220083SHDFND 0200830ANTERO RES CORPCOM03674X106224883400SHDFND 0834000APOLLO SR FLOATING RATE FD ICOM0376361074050239227SHDFND 02392270APOLLO TACTICAL INCOME FD INCOM03763810371446200SHDFND 0462000ARES DYNAMIC CR ALLOCATION FCOM04014F1024190282126SHDFND 02821260ASSURED GUARANTY LTDCOMG0585R1069100000SHCallDFND 01000000AVENUE INCOME CR STRATEGIESCOM05358E10674157170SHDFND 0571700BARCLAYS BK PLCIPATH S&P500 VIX06740Q252187200000SHPutDFND 02000000BLACKROCK FLOAT RATE OME STRCOM09255X1001556112237SHDFND 01122370BLACKROCK MULTI-SECTOR INC TCOM09258A10729717417SHDFND 0174170BLACKSTONE GSO LNG SHRT CR ICOM SHS BN INT09257D1023639234158SHDFND 02341580BLACKSTONE GSO STRATEGIC CRCOM SHS BEN IN09257R1015085340846SHDFND 03408460BOULDER GROWTH & INCOME FD ICOM1015071016377760929SHDFND 07609290BUCKEYE PARTNERS L PUNIT LTD PARTN118230101402456200SHDFND 0562000CALAMOS CONV & HIGH INCOME FCOM SHS12811P10831628669SHDFND 0286690CALAMOS GBL DYN INCOME FUNDCOM12811L107942125434SHDFND 01254340CALAMOS GLOBAL TOTAL RETURNCOM SH BEN INT12811810630526637SHDFND 0266370CLEAR CHANNEL OUTDOOR HLDGSCL A18451C109916156810SHDFND 01568100CLOUGH GLOBAL OPPORTUNITIESSH BEN INT18914E10684987800SHDFND 0878000COMSTOCK RES INCCOM20576830236647893SHDFND 0478930COMSTOCK RES INCNOTE 7.750% 4/0205768AM68821216000PRNDFND 012160000COMSTOCK RES INCNOTE 9.500% 6/1205768AN421322941000PRNDFND 029410000DEUTSCHE BANK AGNAMEN AKTD18190898208180000SHPutDFND 01800000DEUTSCHE HIGH INCOME OPPORTCOM25158Y102116182062SHDFND 0820620DOUBLELINE INCOME SOLUTIONSCOM25862210923512259SHDFND 0122590EATON VANCE FLTG RATE INCOMCOM SHS BEN INT27828410462740099SHDFND 0400990EATON VANCE LTD DUR INCOME FCOM27828H10533524410SHDFND 0244100EATON VANCE SR INCOME TRSH BEN INT27826S1034750737554SHDFND 07375540ENBRIDGE ENERGY PARTNERS L PCOM29250R1064440174600SHDFND 01746000ENTERPRISE PRODS PARTNERS LCOM2937921077181259900SHDFND 02599000EQT MIDSTREAM PARTNERS LPUNIT LTD PARTN26885B100694891190SHDFND 0911900EVERI HLDGS INCCOM30034T103727294313SHDFND 02943130FIFTH STR SR FLOATNG RATE COCOM31679F10179192390SHDFND 0923900FIFTH STREET FINANCE CORPCOM31678A10323841000SHDFND 0410000FIRST TR STRATEGIC HIGH INCCOM SHS NEW33735330455344853SHDFND 0448530GEO GROUP INC NEWCOM36162J1063968000SHPutDFND 0680000HALCON RES CORP*W EXP 09/09/20240537Q1182511671SHDFND 0116710INVESCO DYNAMIC CR OPP FDCOM46132R1047319622341SHDFND 06223410INVESCO SR INCOME TRCOM46131H1072191506083SHDFND 05060830ISHARESMSCI GERMANY ETF4642868062218400SHDFND 084000ISHARES TRRUSSELL 2000 ETF46428765519140000SHPutDFND 01400000ISHARES TRIBOXX HI YD ETF464288513107712340SHDFND 0123400ISHARES TRMRG RL ES CP ETF4642885392102200000SHDFND 02000000LIBERTY ALL STAR EQUITY FDSH BEN INT5301581041102212722SHDFND 02127220LMP CAP & INCOME FD INCCOM50208A10214110334SHDFND 0103340MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP559080106701399140SHDFND 0991400MPLX LPCOM UNIT REP LTD55336V1004134122100SHDFND 01221000NEUBERGER BERMAN RE ES SEC FCOM64190A1032079365372SHDFND 03653720NORTHSTAR ASSET MGMT GROUP ICOM66705Y10471155000SHDFND 0550000NORTHSTAR RLTY FIN CORPCOM66704R80365950000SHDFND 0500000NUVEEN CR STRATEGIES INCM FDCOM SHS67073D1027110838454SHDFND 08384540NUVEEN LG/SHT COMMODITY TOTRCOM UT BEN INT6707311081979149670SHDFND 01496700NUVEEN SHT DUR CR OPP FDCOM67074X1072989177517SHDFND 01775170NUVEEN SR INCOME FDCOM67067Y1044281654519SHDFND 06545190ONEOK PARTNERS LPUNIT LTD PARTN68268N103397999600SHDFND 0996000PIMCO DYNMIC CREDIT AND MRTCOM SHS72202D10636217755SHDFND 0177550PIONEER FLOATING RATE TRCOM72369J1023313280729SHDFND 02807290PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN7265031054589146100SHDFND 01461000POWERSHARES ETF TRUST IISENIOR LN PORT73936Q769232101000000SHDFND 010000000RADIO ONE INCCL D NON VTG75040P40519865364SHDFND 0653640RMR REAL ESTATE INCOME FUNDCOM76970B1012643121533SHDFND 01215330SPDR S&P 500 ETF TRTR UNIT78462F1032092496734SHDFND 0967340SPDR S&P 500 ETF TRTR UNIT78462F1036245000SHPutDFND 0450000SPDR SERIES TRUSTS&P OILGAS EXP78464A730310000SHPutDFND 0100000SPDR SERIES TRUSTS&P HOMEBUILD78464A8883099100SHDFND 091000SPECTRA ENERGY PARTNERS LPCOM84756N1096532149500SHDFND 01495000TC PIPELINES LPUT COM LTD PRT87233Q108408971700SHDFND 0717000THL CR SR LN FDCOM87244R10374945441SHDFND 0454410VIRTUS TOTAL RETURN FDCOM92829A10338681400SHDFND 0814000VOYA PRIME RATE TRSH BEN INT92913A1001105209331SHDFND 02093310W & T OFFSHORE INCCOM92922P106352199985SHDFND 01999850WESTERN ASSET CLYM INFL OPPCOM95766R10474366390SHDFND 0663900WESTERN ASSET CLYM INFL SECCOM SH BEN INT95766Q10666357935SHDFND 0579350WESTERN ASSET CORPORATE LN FCOM95790J1021661155405SHDFND 01554050WHITING PETE CORP NEWCOM966387102420000SHPutDFND 0200000ZAIS FINL CORPCOM98886K1081562108268SHDFND 01082680