0001096978-16-000004.txt : 20160803 0001096978-16-000004.hdr.sgml : 20160803 20160803115722 ACCESSION NUMBER: 0001096978-16-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160803 DATE AS OF CHANGE: 20160803 EFFECTIVENESS DATE: 20160803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARINER INVESTMENT GROUP LLC CENTRAL INDEX KEY: 0001096978 IRS NUMBER: 510661527 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11231 FILM NUMBER: 161802862 BUSINESS ADDRESS: STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR CITY: HARRISON STATE: NY ZIP: 10528 BUSINESS PHONE: 914-670-4300 MAIL ADDRESS: STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR CITY: HARRISON STATE: NY ZIP: 10528 FORMER COMPANY: FORMER CONFORMED NAME: MARINER INVESTMENT GROUP INC DATE OF NAME CHANGE: 19991015 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001096978 XXXXXXXX 06-30-2016 06-30-2016 MARINER INVESTMENT GROUP LLC

500 MAMARONECK AVENUE, 4TH FLOOR HARRISON NY 10528

13F HOLDINGS REPORT 028-11231 N Vitaly Granovsky 914 670-4393 /s/Vitaly Granovsky Harrison NY 08-03-2016 0 141 296037 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABERDEEN ASIA PACIFIC INCOMCOM00300910732264175SHDFND 0641750ACADIA HEALTHCARE COMPANY INCOM00404A109101418300SHDFND 0183000ACCELERON PHARMA INCCOM00434H10894127700SHDFND 0277000ADEPTUS HEALTH INCCL A006855100201539000SHDFND 0390000ADVANCED MICRO DEVICES INCCOM00790310773647900SHPutDFND 06479000ADVENT CLAY CONV SEC INC FDCOM007639107600108706SHDFND 01087060ADVENT CLAYMORE CV SECS & INCOM00764C1093425245541SHDFND 02455410ADVENT CLAYMORE ENH GRW & INCOM00765E1044882596036SHDFND 05960360AETNA INC NEWCOM00817Y108207617000SHDFND 0170000AGILENT TECHNOLOGIES INCCOM00846U10199422400SHDFND 0224000ALEXION PHARMACEUTICALS INCCOM015351109630554000SHDFND 0540000ALKERMES PLCSHSG01767105110225500SHDFND 0255000ALLERGAN PLCSHSG0177J108489921200SHDFND 0212000ALPS ETF TRALERIAN MLP00162Q8665100000SHPutDFND 01000000AMERICAN CAP SR FLOATING LTDCOM02504D10820820283SHDFND 0202830AMSURG CORPCOM03232P4055437000SHDFND 070000ANTERO RES CORPCOM03674X106216783400SHDFND 0834000APOLLO RESIDENTIAL MTG INCCOM03763V1027256100SHCallDFND 0561000APOLLO SR FLOATING RATE FD ICOM0376361075610355087SHDFND 03550870APOLLO TACTICAL INCOME FD INCOM037638103133092200SHDFND 0922000ARBUTUS BIOPHARMA CORPCOM03879J10031389800SHDFND 0898000ARES DYNAMIC CR ALLOCATION FCOM04014F1025727416513SHDFND 04165130ARIAD PHARMACEUTICALS INCCOM04033A1001249169000SHDFND 01690000ASSURED GUARANTY LTDCOMG0585R10635100000SHPutDFND 01000000ASTRAZENECA PLCSPONSORED ADR04635310832134500SHPutDFND 01345000ASTRAZENECA PLCSPONSORED ADR04635310877025500SHDFND 0255000AVENUE INCOME CR STRATEGIESCOM05358E1061209100907SHDFND 01009070BARCLAYS BK PLCIPATH S&P500 VIX06742E711270450500SHPutDFND 04505000BIOGEN INCCOM09062X10318587682SHDFND 076820BIOMARIN PHARMACEUTICAL INCCOM09061G101598176872SHDFND 0768720BLACKROCK FLOAT RATE OME STRCOM09255X1002823214675SHDFND 02146750BLACKROCK MULTI-SECTOR INC TCOM09258A10728817417SHDFND 0174170BLACKROCK MUNI INTER DR FD ICOM09253X10239325787SHDFND 0257870BLACKSTONE GSO LNG SHRT CR ICOM SHS BN INT09257D1025123354512SHDFND 03545120BLACKSTONE GSO STRATEGIC CRCOM SHS BEN IN09257R1017596527854SHDFND 05278540BLUEBIRD BIO INCCOM09609G10091321100SHDFND 0211000BOULDER GROWTH & INCOME FD ICOM101507101103141268583SHDFND 012685830BUCKEYE PARTNERS L PUNIT LTD PARTN118230101139319800SHDFND 0198000CALAMOS CONV & HIGH INCOME FCOM SHS12811P10830428669SHDFND 0286690CALAMOS CONV OPP AND INC FDSH BEN INT1281171081077109600SHDFND 01096000CALAMOS GBL DYN INCOME FUNDCOM12811L1072876409670SHDFND 04096700CALAMOS GLOBAL TOTAL RETURNCOM SH BEN INT1281181061246114443SHDFND 01144430CELGENE CORPCOM151020104596760500SHDFND 0605000CLEAR CHANNEL OUTDOOR HLDGSCL A18451C109892143430SHDFND 01434300CLOUGH GLOBAL EQUITY FDCOM18914C10040838119SHDFND 0381190CLOUGH GLOBAL OPPORTUNITIESSH BEN INT18914E1061909204629SHDFND 02046290COMSTOCK RES INCCOM NEW205768203237282492SHDFND 02824920CROSSROADS CAP INCCOM22765610511254278SHDFND 0542780DEUTSCHE HIGH INCOME OPPORTCOM25158Y1021698124823SHDFND 01248230DEUTSCHE MULTI-MKT INCOME TRSHS25160E1021834225000SHDFND 02250000DEUTSCHE STRATEGIC INCOME TRSHS25160F10945439526SHDFND 0395260DIAGEO P L CSPON ADR NEW25243Q205955000SHPutDFND 0550000DOUBLELINE INCOME SOLUTIONSCOM25862210922512259SHDFND 0122590EATON VANCE FLTG RATE INCOMCOM SHS BEN INT2782841041885125815SHDFND 01258150EATON VANCE FLTING RATE INCCOM27827910442331505SHDFND 0315050EATON VANCE LTD DUR INCOME FCOM27828H10532824410SHDFND 0244100EATON VANCE SR FLTNG RTE TRCOM27828Q105104079541SHDFND 0795410EATON VANCE SR INCOME TRSH BEN INT27826S1034989830039SHDFND 08300390ENBRIDGE ENERGY PARTNERS L PCOM29250R106143161700SHDFND 0617000ENTERPRISE PRODS PARTNERS LCOM2937921077605259900SHDFND 02599000ENVISION HEALTHCARE HLDGS INCOM29413U10392636500SHDFND 0365000EQT MIDSTREAM PARTNERS LPUNIT LTD PARTN26885B100732391190SHDFND 0911900EVERI HLDGS INCCOM30034T103338294313SHDFND 02943130FIDUCIARY CLAYMORE MLP OPP FCOM31647Q1061434103891SHDFND 01038910FIFTH STR SR FLOATNG RATE COCOM31679F1012038255986SHDFND 02559860FIFTH STREET FINANCE CORPCOM31678A1031940400000SHDFND 04000000FIRST TR STRATEGIC HIGH INCCOM SHS NEW337353304113194542SHDFND 0945420GILEAD SCIENCES INCCOM375558103534764100SHDFND 0641000GLAXOSMITHKLINE PLCSPONSORED ADR37733W10516112500SHPutDFND 01125000GLOBAL PARTNERS LPCOM UNITS37946R109420000SHCallDFND 0200000HALCON RES CORPCOM PAR40537Q506920000SHDFND 0200000HCA HOLDINGS INCCOM40412C101358146500SHDFND 0465000INCYTE CORPCOM45337C102354344300SHDFND 0443000INVESCO DYNAMIC CR OPP FDCOM46132R104129191172288SHDFND 011722880INVESCO SR INCOME TRCOM46131H1073446824372SHDFND 08243720IRONWOOD PHARMACEUTICALS INCCOM CL A46333X10850338500SHDFND 0385000ISHARESMSCI GERMANY ETF464286806120000SHPutDFND 0200000ISHARESMSCI GERMANY ETF4642868062028400SHDFND 084000ISHARES TRNASDQ BIOTEC ETF4642875567212800SHDFND 028000ISHARES TRNASDQ BIOTEC ETF4642875561508123400SHPutDFND 01234000ISHARES TRRUSSELL 2000 ETF4642876551025000SHPutDFND 0250000ISHARES TRIBOXX HI YD ETF4642885134072400SHCallDFND 0724000ISHARES TRIBOXX HI YD ETF464288513120000SHPutDFND 0200000JAZZ PHARMACEUTICALS PLCSHS USDG50871105401328400SHDFND 0284000JPMORGAN CHINA REGION FD INCCOM48126T10473548364SHDFND 0483640JUNO THERAPEUTICS INCCOM48205A10968017700SHDFND 0177000KINDER MORGAN INC DELCOM49456B10156230000SHDFND 0300000KITE PHARMA INCCOM49803L1094659300SHDFND 093000LIBERTY ALL STAR EQUITY FDSH BEN INT5301581042368471748SHDFND 04717480LMP CAP & INCOME FD INCCOM50208A102120091388SHDFND 0913880MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP559080106753599140SHDFND 0991400MASIMO CORPCOM574795100169632300SHDFND 0323000MEDIVATION INCCOM58501N101556692300SHDFND 0923000MERRIMACK PHARMACEUTICALS INCOM59032810034063090SHDFND 0630900MPLX LPCOM UNIT REP LTD55336V100142342300SHDFND 0423000NATERA INCCOM63230710460149800SHDFND 0498000NEUBERGER BERMAN RE ES SEC FCOM64190A10363321114804SHDFND 011148040NEVRO CORPCOM64157F10395412935SHDFND 0129350NORTHSTAR ASSET MGMT GROUP ICOM66705Y1041123110000SHDFND 01100000NORTHSTAR RLTY FIN CORPCOM66704R8031143100000SHDFND 01000000NOVAVAX INCCOM67000210415421200SHDFND 0212000NUVEEN CR STRATEGIES INCM FDCOM SHS67073D102136781692794SHDFND 016927940NUVEEN DIVERSIFIED COMMODTYCOM UT BEN INT67074P10488690246SHDFND 0902460NUVEEN FLOATING RATE INCOMECOM67072T1081607155373SHDFND 01553730NUVEEN LG/SHT COMMODITY TOTRCOM UT BEN INT6707311084270287709SHDFND 02877090NUVEEN SHT DUR CR OPP FDCOM67074X1075260334609SHDFND 03346090NUVEEN SR INCOME FDCOM67067Y10468441133120SHDFND 011331200ONEOK PARTNERS LPUNIT LTD PARTN68268N103140635100SHDFND 0351000PFIZER INCCOM7170811035260000SHCallDFND 0600000PIMCO DYNAMIC CR INCOME FDCOM SHS72202D10634017755SHDFND 0177550PIONEER FLOATING RATE TRCOM72369J1023630322069SHDFND 03220690PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN726503105142151700SHDFND 0517000PROTHENA CORP PLCSHSG72800108115733104SHDFND 0331040RADIO ONE INCCL D NON VTG75040P40522269481SHDFND 0694810REGENERON PHARMACEUTICALSCOM75886F107574416448SHDFND 0164480RMR REAL ESTATE INCOME FUNDCOM76970B1019163427970SHDFND 04279700ROYAL DUTCH SHELL PLCSPONS ADR A78025920618131300SHPutDFND 01313000SHIRE PLCSPONSORED ADR82481R106650635343SHDFND 0353430SPARK THERAPEUTICS INCCOM84652J103103020150SHDFND 0201500SPDR GOLD TRUSTGOLD SHS78463V107720000SHCallDFND 0200000SPDR S&P 500 ETF TRTR UNIT78462F1034025000SHPutDFND 0250000SPDR SERIES TRUSTBRC HGH YLD BD78464A41760200000SHCallDFND 02000000SPDR SERIES TRUSTS&P OILGAS EXP78464A7301211000SHCallDFND 0110000SPDR SERIES TRUSTS&P OILGAS EXP78464A7301410000SHPutDFND 0100000SPDR SERIES TRUSTS&P BIOTECH78464A870992378500SHPutDFND 03785000SPDR SERIES TRUSTS&P HOMEBUILD78464A8883059100SHDFND 091000SPECTRA ENERGY PARTNERS LPCOM84756N1097053149500SHDFND 01495000SURGERY PARTNERS INCCOM86881A10061234200SHDFND 0342000TC PIPELINES LPUT COM LTD PRT87233Q108139124300SHDFND 0243000TENET HEALTHCARE CORPCOM NEW88033G407219779500SHDFND 0795000THL CR SR LN FDCOM87244R103142088290SHDFND 0882900VIRTUS TOTAL RETURN FDCOM92829A1031199258395SHDFND 02583950VODAFONE GROUP PLC NEWSPNSR ADR92857W308142146000SHDFND 0460000VODAFONE GROUP PLC NEWSPNSR ADR92857W30865152500SHPutDFND 01525000VOYA PRIME RATE TRSH BEN INT92913A1001556303885SHDFND 03038850WESTERN ASSET CLYM INFL OPPCOM95766R1041475132785SHDFND 01327850WESTERN ASSET CLYM INFL SECCOM SH BEN INT95766Q1061693147462SHDFND 01474620WESTERN ASSET CORPORATE LN FCOM95790J1022388230685SHDFND 02306850WHITING PETE CORP NEWCOM9663871021220000SHPutDFND 0200000ZAIS FINL CORPCOM98886K1082913212500SHDFND 02125000ZWEIG FDCOM NEW98983420528822884SHDFND 0228840