0001085146-16-002726.txt : 20160202 0001085146-16-002726.hdr.sgml : 20160202 20160201202414 ACCESSION NUMBER: 0001085146-16-002726 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160202 DATE AS OF CHANGE: 20160201 EFFECTIVENESS DATE: 20160202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARINER INVESTMENT GROUP LLC CENTRAL INDEX KEY: 0001096978 IRS NUMBER: 510661527 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11231 FILM NUMBER: 161378944 BUSINESS ADDRESS: STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR CITY: HARRISON STATE: NY ZIP: 10528 BUSINESS PHONE: 914-670-4300 MAIL ADDRESS: STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR CITY: HARRISON STATE: NY ZIP: 10528 FORMER COMPANY: FORMER CONFORMED NAME: MARINER INVESTMENT GROUP INC DATE OF NAME CHANGE: 19991015 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001096978 XXXXXXXX 12-31-2015 12-31-2015 MARINER INVESTMENT GROUP LLC

500 MAMARONECK AVENUE, 4TH FLOOR HARRISON NY 10528

13F HOLDINGS REPORT 028-11231 N Henry Kravchenko 914 670-4374 /s/ Henry Kravchenko Harrison NY 02-01-2016 0 201 450085 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABERDEEN ASIA PACIFIC INCOMCOM003009107859187956SHDFND 01879560ACCELERON PHARMA INCCOM00434H108120924800SHDFND 0248000ACHILLION PHARMACEUTICALS INCOM00448Q2011340124200SHDFND 01242000ADVANCED MICRO DEVICES INCCOM007903107176637900SHPutDFND 06379000ADVENT CLAY CONV SEC INC FDCOM00763910719434988SHDFND 0349880ADVENT CLAYMORE CV SECS & INCOM00764C1091434106083SHDFND 01060830ADVENT CLAYMORE ENH GRW & INCOM00765E1043984481748SHDFND 04817480AETNA INC NEWCOM00817Y1083345500SHCallDFND 0455000AGILENT TECHNOLOGIES INCCOM00846U101192346000SHDFND 0460000ALEXION PHARMACEUTICALS INCCOM015351109539828300SHDFND 0283000ALKERMES PLCSHSG01767105160320200SHDFND 0202000ALLIANZGI CONV & INCOME FDCOM0188281032595468500SHDFND 04685000ALLIANZGI CONV & INCOME FD ICOM0188251091412279519SHDFND 02795190ALLIANZGI DIVERS INC & CNV FCOM01883J10857431625SHDFND 0316250AMERICAN CAP LTDCOM02503Y10369050000SHDFND 0500000AMERICAN CAP SR FLOATING LTDCOM02504D10854955850SHDFND 0558500APOLLO SR FLOATING RATE FD ICOM0376361074650306928SHDFND 03069280APOLLO TACTICAL INCOME FD INCOM0376381032244161565SHDFND 01615650ARBUTUS BIOPHARMA CORPCOM03879J100681153133SHDFND 01531330ARES DYNAMIC CR ALLOCATION FCOM04014F1025232391653SHDFND 03916530ARIAD PHARMACEUTICALS INCCOM04033A100893142800SHDFND 01428000AVENUE INCOME CR STRATEGIESCOM05358E1061315115874SHDFND 01158740BARCLAYS BK PLCIPATH S&P500 VIX06742E71129102217300SHPutDFND 022173000BAXALTA INCCOM07177M103234260000SHDFND 0600000BIOGEN INCCOM09062X103419113682SHDFND 0136820BIOMARIN PHARMACEUTICAL INCCOM09061G101514149072SHDFND 0490720BLACKROCK DEBT STRAT FD INCCOM09255R103887263312SHDFND 02633120BLACKROCK ENERGY & RES TRCOM09250U1011636130600SHDFND 01306000BLACKROCK FLOAT RATE OME STRCOM09255X1005473424285SHDFND 04242850BLACKROCK FLOATING RATE INCOCOM09194110470056013SHDFND 0560130BLACKROCK MULTI-SECTOR INC TCOM09258A1073425216660SHDFND 02166600BLACKROCK MUNI INTER DR FD ICOM09253X1023158222844SHDFND 02228440BLACKROCK MUNIHLDGS NJ QLTYCOM09254X10115911020SHDFND 0110200BLACKSTONE GSO LNG SHRT CR ICOM SHS BN INT09257D1026204460242SHDFND 04602420BLACKSTONE GSO STRATEGIC CRCOM SHS BEN IN09257R10110547788836SHDFND 07888360BLUEBIRD BIO INCCOM09609G100218334000SHDFND 0340000BOULDER GROWTH & INCOME FD ICOM10150710198191268583SHDFND 012685830BRISTOL MYERS SQUIBB COCOM110122108444464600SHDFND 0646000BROOKFIELD HIGH INCOME FD INCOM11272P1021592232122SHDFND 02321220BROOKFIELD MTG OPP INC FD INCOM1127921068019543631SHDFND 05436310BROOKFIELD TOTAL RETURN FD ICOM11283U10887639900SHDFND 0399000CALAMOS CONV & HIGH INCOME FCOM SHS12811P1081723163944SHDFND 01639440CALAMOS CONV OPP AND INC FDSH BEN INT1281171081198120907SHDFND 01209070CALAMOS GBL DYN INCOME FUNDCOM12811L1071690236000SHDFND 02360000CALAMOS GLOBAL TOTAL RETURNCOM SH BEN INT128118106110796908SHDFND 0969080CELGENE CORPCOM151020104634753000SHDFND 0530000CENTRAL FD CDA LTDCL A1535011016993700000SHDFND 07000000CERNER CORPCOM156782104294849000SHDFND 0490000CHIMERA INVT CORPCOM NEW16934Q2082046150000SHDFND 01500000CLEAR CHANNEL OUTDOOR HLDGSCL A18451C10940973180SHDFND 0731800CLOUGH GLOBAL OPPORTUNITIESSH BEN INT18914E10677273958SHDFND 0739580COHEN & STEERS REIT & PFD INCOM19247X1004250230468SHDFND 02304680CORNERSTONE STRATEGIC VALUECOM PAR $0.00121924B30293359582SHDFND 0595820CREDIT SUISSE HIGH YLD BND FSH BEN INT22544F103510223749SHDFND 02237490CROSSROADS CAP INCCOM22765610520062400SHDFND 0624000DEUTSCHE HIGH INCOME OPPORTCOM25158Y1021630124823SHDFND 01248230DEUTSCHE HIGH INCOME TRSHS25155R10023229235SHDFND 0292350DIPLOMAT PHARMACY INCCOM25456K1013712108485SHDFND 01084850DIVIDEND & INCOME FUNDCOM NEW25538A20474367445SHDFND 0674450EATON VANCE FLTG RATE INCOMCOM SHS BEN INT2782841042365167165SHDFND 01671650EATON VANCE FLTING RATE INCCOM2782791041410111560SHDFND 01115600EATON VANCE LTD DUR INCOME FCOM27828H105126699183SHDFND 0991830EATON VANCE SR INCOME TRSH BEN INT27826S1033511608482SHDFND 06084820ENDO INTL PLCSHSG304011066887112500SHDFND 01125000ENDOLOGIX INCCOM29266S1061149116100SHDFND 01161000ENTERCOM COMMUNICATIONS CORPCL A293639100310000SHPutDFND 0100000ENVISION HEALTHCARE HLDGS INCOM29413U103106040800SHDFND 0408000FIDUCIARY CLAYMORE MLP OPP FCOM31647Q1062077160000SHDFND 01600000FIRST TR DIVIDEND INCOME FDCOM33731L10031236828SHDFND 0368280FIRST TR HIGH INCOME L/S FDCOM33738E10957240626SHDFND 0406260FIRST TR STRATEGIC HIGH INCCOM SHS NEW3373533042490223682SHDFND 02236820GAMCO GLOBAL GOLD NAT RES &COM SH BEN INT36465A1092812592037SHDFND 05920370GAMCO NAT RES GOLD & INCOMESH BEN INT36465E1011479258092SHDFND 02580920GILEAD SCIENCES INCCOM375558103853084300SHDFND 0843000GOLDMAN SACHS MLP ENERGY RENCOM38148G1071543281508SHDFND 02815080HCA HOLDINGS INCCOM40412C101473470000SHDFND 0700000HORIZON PHARMA PLCSHSG4617B105216099700SHDFND 0997000IMMUNOGEN INCCOM45253H10194869851SHDFND 0698510INCYTE CORPCOM45337C102365533700SHDFND 0337000INFINITY PHARMACEUTICALS INCCOM45665G3031084138100SHDFND 01381000INTERSECT ENT INCCOM46071F10379235213SHDFND 0352130INVESCO DYNAMIC CR OPP FDCOM46132R104125101185774SHDFND 011857740INVESCO SR INCOME TRCOM46131H1072649655632SHDFND 06556320IONIS PHARMACEUTICALS INCCOM462222100220635620SHDFND 0356200IRONWOOD PHARMACEUTICALS INCCOM CL A46333X10855748100SHDFND 0481000ISHARESMSCI GERMANY ETF4642868061660000SHPutDFND 0600000ISHARES S&P GSCI COMMODITY IUNIT BEN INT46428R107430000SHPutDFND 0300000ISHARES TRNASDQ BIOTEC ETF46428755661761000SHPutDFND 0610000ISHARES TRRUSSELL 2000 ETF4642876554020000SHPutDFND 0200000ISHARES TRJP MOR EM MK ETF464288281286140600SHPutDFND 01406000ISHARES TRIBOXX HI YD ETF464288513260000SHCallDFND 0600000ISHARES TRIBOXX HI YD ETF4642885133425000SHPutDFND 0250000IVY HIGH INC OPPORTUNITIES FCOM4658931052571207646SHDFND 02076460JAVELIN MTG INVT CORPCOM47200B10421133686SHDFND 0336860JAZZ PHARMACEUTICALS PLCSHS USDG50871105632545000SHDFND 0450000JUNO THERAPEUTICS INCCOM48205A109145133000SHDFND 0330000KAYNE ANDERSON MLP INVT COCOM4866061062248130000SHDFND 01300000KAYNE ANDERSON MLP INVT COCOM486606106140000SHCallDFND 0400000KITE PHARMA INCCOM49803L109129421007SHDFND 0210070KKR INCOME OPPORTUNITIES FDCOM48249T106121387470SHDFND 0874700LANNET INCCOM516012101254063300SHDFND 0633000LIBERTY ALL STAR EQUITY FDSH BEN INT5301581042864535244SHDFND 05352440LMP CAP & INCOME FD INCCOM50208A10284668376SHDFND 0683760LMP CORPORATE LN FD INCCOM50208B1002887292227SHDFND 02922270LMP REAL ESTATE INCOME FD INCOM50208C1084688359517SHDFND 03595170MALLINCKRODT PUB LTD COSHSG5785G107350847000SHDFND 0470000MASIMO CORPCOM574795100151936600SHDFND 0366000MCKESSON CORPCOM58155Q103226811500SHDFND 0115000MEDIVATION INCCOM58501N1015240108400SHDFND 01084000MEDTRONIC PLCSHSG5960L1033084000SHDFND 040000MEDTRONIC PLCSHSG5960L1031520000SHCallDFND 0200000MERRIMACK PHARMACEUTICALS INCOM59032810049863090SHDFND 0630900MEXICO FD INCCOM59283510236421900SHDFND 0219000MFS INTERMEDIATE HIGH INC FDSH BEN INT59318T109719309961SHDFND 03099610MOBILEYE N V AMSTELVEENORD SHSN51488117710000SHPutDFND 0100000NATERA INCCOM63230710433831300SHDFND 0313000NEUBERGER BERMAN HGH YLD FDCOM64128C1061675166046SHDFND 01660460NEUBERGER BERMAN RE ES SEC FCOM64190A1033582714995SHDFND 07149950NEW RESIDENTIAL INVT CORPCOM NEW64828T2012747225922SHDFND 02259220NEW YORK MTG TR INCPFD-C CONV64960480857230500SHDFND 0305000NEWLINK GENETICS CORPCOM65151110736410000SHDFND 0100000NORTHSTAR REALTY EUROPE CORPCOM66706L10128724337SHDFND 0243370NORTHSTAR RLTY FIN CORPCOM66704R803142783813SHDFND 0838130NUVEEN CR STRATEGIES INCM FDCOM SHS67073D102134091710276SHDFND 017102760NUVEEN DIVERSIFIED COMMODTYCOM UT BEN INT67074P10415917668SHDFND 0176680NUVEEN DIVID ADV MUN FD 3COM SH BEN INT67070X1014323301065SHDFND 03010650NUVEEN DIVID ADVANTAGE MUN FCOM67066V10120413994SHDFND 0139940NUVEEN FLOATING RATE INCOMECOM67072T1084747463605SHDFND 04636050NUVEEN FLTNG RTE INCM OPP FDCOM SHS6706EN1002601265376SHDFND 02653760NUVEEN GLOBAL HIGH INCOME FDSHS67075G10379557858SHDFND 0578580NUVEEN LG/SHT COMMODITY TOTRCOM UT BEN INT6707311083037195411SHDFND 01954110NUVEEN MTG OPPORTUNITY TERMCOM6707351092759121471SHDFND 01214710NUVEEN MUN ADVANTAGE FD INCCOM67062H10625018064SHDFND 0180640NUVEEN MUN MKT OPPORTUNITY FCOM67062W1032561185703SHDFND 01857030NUVEEN MUN OPPORTUNITY FD INCOM6709841034663325391SHDFND 03253910NUVEEN PA INVT QUALITY MUN FCOM67097210860444106SHDFND 0441060NUVEEN PERFORMANCE PLUS MUNCOM67062P10869746618SHDFND 0466180NUVEEN PREM INCOME MUN FDCOM67062T1002105149297SHDFND 01492970NUVEEN PREM INCOME MUN FD 2COM67063W1024560315379SHDFND 03153790NUVEEN PREMIER MUN INCOME FDCOM6709881042438178448SHDFND 01784480NUVEEN QUALITY INCOME MUN FDCOM6709771071577111178SHDFND 01111780NUVEEN QUALITY MUN FD INCCOM67062N1031591116610SHDFND 01166100NUVEEN QUALITY PFD INC FD 3COM67072W10113515870SHDFND 0158700NUVEEN SHT DUR CR OPP FDCOM67074X1075372362205SHDFND 03622050NUVEEN SR INCOME FDCOM67067Y10466611154492SHDFND 011544920PCM FUND INCCOM69323T10145248950SHDFND 0489500PENN VA CORPCOM707882106012000SHCallDFND 0120000PERRIGO CO PLCSHSG97822103607742000SHDFND 0420000PFIZER INCCOM7170811035060000SHCallDFND 0600000PFIZER INCCOM717081103290590000SHDFND 0900000PIMCO DYNAMIC CR INCOME FDCOM SHS72202D1069708538428SHDFND 05384280PIMCO INCOME OPPORTUNITY FDCOM72202B100121157200SHDFND 0572000PIMCO INCOME STRATEGY FUNDCOM72201H1083200328536SHDFND 03285360PIMCO INCOME STRATEGY FUND ICOM72201J1041846210536SHDFND 02105360PIONEER DIV HIGH INCOME TRUSCOM72365310134923912SHDFND 0239120PIONEER FLOATING RATE TRCOM72369J1024025370980SHDFND 03709800POWERSHS DB MULTI SECT COMMPS DB AGRICUL FD73936B40874236000SHDFND 0360000PRINCIPAL REAL ESTATE INCOMESHS BEN INT74255X10429417633SHDFND 0176330PROTHENA CORP PLCSHSG72800108123318104SHDFND 0181040RADIO ONE INCCL D NON VTG75040P40512069481SHDFND 0694810REAVES UTIL INCOME FDCOM SH BEN INT756158101204678787SHDFND 0787870REGENERON PHARMACEUTICALSCOM75886F10740987548SHDFND 075480RELYPSA INCCOM75953110642515000SHDFND 0150000RMR REAL ESTATE INCOME FUNDCOM76970B1018596445872SHDFND 04458720SELECT SECTOR SPDR TRSBI MATERIALS81369Y10013200000SHCallDFND 02000000SELECT SECTOR SPDR TRSBI MATERIALS81369Y10024300000SHPutDFND 03000000SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y50624120399867SHDFND 03998670SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5066509900SHCallDFND 05099000SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5063047556900SHPutDFND 05569000SHIRE PLCSPONSORED ADR82481R106471523000SHDFND 0230000SPARK THERAPEUTICS INCCOM84652J103200944350SHDFND 0443500SPDR S&P 500 ETF TRTR UNIT78462F103112000SHCallDFND 0120000SPDR S&P 500 ETF TRTR UNIT78462F103441282000SHPutDFND 02820000SPDR SERIES TRUSTBRC HGH YLD BD78464A417310000SHPutDFND 0100000SPDR SERIES TRUSTS&P OILGAS EXP78464A730212170200SHDFND 0702000SPDR SERIES TRUSTS&P OILGAS EXP78464A730124470200SHPutDFND 0702000SPDR SERIES TRUSTS&P OILGAS EXP78464A7301924000SHCallDFND 0240000SPDR SERIES TRUSTS&P HOMEBUILD78464A8882200000SHCallDFND 02000000SPDR SERIES TRUSTS&P HOMEBUILD78464A88823430000SHPutDFND 04300000SPRINT CORPCOM SER 185207U1052350000SHPutDFND 0500000ST JUDE MED INCCOM79084910361810000SHDFND 0100000ST JUDE MED INCCOM790849103120000SHCallDFND 0200000SURGERY PARTNERS INCCOM86881A10036918000SHDFND 0180000SURGICAL CARE AFFILIATES INCCOM86881L106131433000SHDFND 0330000TEKLA WORLD HEALTHCARE FDBEN INT SHS87911L10851032244SHDFND 0322440TENET HEALTHCARE CORPCOM NEW88033G407259785700SHDFND 0857000TESLA MTRS INCCOM88160R101610000SHPutDFND 0100000THERMO FISHER SCIENTIFIC INCCOM8835561022131500SHDFND 015000THL CR SR LN FDCOM87244R103128380870SHDFND 0808700VERTEX PHARMACEUTICALS INCCOM92532F100528542000SHDFND 0420000WELLS FARGO INCOME OPPORTUNICOM SHS94987B1052089280411SHDFND 02804110WELLS FARGO MULTI SECTOR INCCOM SHS94987D10182672992SHDFND 0729920WESTERN ASSET CLYM INFL OPPCOM95766R1041561151708SHDFND 01517080WESTERN ASSET CLYM INFL SECCOM SH BEN INT95766Q1063654345695SHDFND 03456950WESTERN ASSET HIGH INCM FD ICOM95766J1021443228729SHDFND 02287290WESTERN ASSET HIGH INCM OPPCOM95766K1091042222094SHDFND 02220940WISDOMTREE TRINDIA ERNGS FD97717W422631250000SHCallDFND 02500000WL ROSS HLDG CORPCOM SHS92939D10468668892SHDFND 0688920WL ROSS HLDG CORP*W EXP 06/11/20192939D1122678958SHDFND 0789580WL ROSS HLDG CORPUNIT 06/11/201992939D20326025400SHDFND 0254000ZAIS FINL CORPCOM98886K10876150468SHDFND 0504680