0001085146-16-002726.txt : 20160202
0001085146-16-002726.hdr.sgml : 20160202
20160201202414
ACCESSION NUMBER: 0001085146-16-002726
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160202
DATE AS OF CHANGE: 20160201
EFFECTIVENESS DATE: 20160202
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARINER INVESTMENT GROUP LLC
CENTRAL INDEX KEY: 0001096978
IRS NUMBER: 510661527
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11231
FILM NUMBER: 161378944
BUSINESS ADDRESS:
STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR
CITY: HARRISON
STATE: NY
ZIP: 10528
BUSINESS PHONE: 914-670-4300
MAIL ADDRESS:
STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR
CITY: HARRISON
STATE: NY
ZIP: 10528
FORMER COMPANY:
FORMER CONFORMED NAME: MARINER INVESTMENT GROUP INC
DATE OF NAME CHANGE: 19991015
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001096978
XXXXXXXX
12-31-2015
12-31-2015
MARINER INVESTMENT GROUP LLC
500 MAMARONECK AVENUE, 4TH FLOOR
HARRISON
NY
10528
13F HOLDINGS REPORT
028-11231
N
Henry Kravchenko
Managing Director
914 670-4374
/s/ Henry Kravchenko
Harrison
NY
02-01-2016
0
201
450085
false
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
ABERDEEN ASIA PACIFIC INCOMCOM003009107859187956SHDFND
01879560ACCELERON PHARMA INCCOM00434H108120924800SHDFND
0248000ACHILLION PHARMACEUTICALS INCOM00448Q2011340124200SHDFND
01242000ADVANCED MICRO DEVICES INCCOM007903107176637900SHPutDFND
06379000ADVENT CLAY CONV SEC INC FDCOM00763910719434988SHDFND
0349880ADVENT CLAYMORE CV SECS & INCOM00764C1091434106083SHDFND
01060830ADVENT CLAYMORE ENH GRW & INCOM00765E1043984481748SHDFND
04817480AETNA INC NEWCOM00817Y1083345500SHCallDFND
0455000AGILENT TECHNOLOGIES INCCOM00846U101192346000SHDFND
0460000ALEXION PHARMACEUTICALS INCCOM015351109539828300SHDFND
0283000ALKERMES PLCSHSG01767105160320200SHDFND
0202000ALLIANZGI CONV & INCOME FDCOM0188281032595468500SHDFND
04685000ALLIANZGI CONV & INCOME FD ICOM0188251091412279519SHDFND
02795190ALLIANZGI DIVERS INC & CNV FCOM01883J10857431625SHDFND
0316250AMERICAN CAP LTDCOM02503Y10369050000SHDFND
0500000AMERICAN CAP SR FLOATING LTDCOM02504D10854955850SHDFND
0558500APOLLO SR FLOATING RATE FD ICOM0376361074650306928SHDFND
03069280APOLLO TACTICAL INCOME FD INCOM0376381032244161565SHDFND
01615650ARBUTUS BIOPHARMA CORPCOM03879J100681153133SHDFND
01531330ARES DYNAMIC CR ALLOCATION FCOM04014F1025232391653SHDFND
03916530ARIAD PHARMACEUTICALS INCCOM04033A100893142800SHDFND
01428000AVENUE INCOME CR STRATEGIESCOM05358E1061315115874SHDFND
01158740BARCLAYS BK PLCIPATH S&P500 VIX06742E71129102217300SHPutDFND
022173000BAXALTA INCCOM07177M103234260000SHDFND
0600000BIOGEN INCCOM09062X103419113682SHDFND
0136820BIOMARIN PHARMACEUTICAL INCCOM09061G101514149072SHDFND
0490720BLACKROCK DEBT STRAT FD INCCOM09255R103887263312SHDFND
02633120BLACKROCK ENERGY & RES TRCOM09250U1011636130600SHDFND
01306000BLACKROCK FLOAT RATE OME STRCOM09255X1005473424285SHDFND
04242850BLACKROCK FLOATING RATE INCOCOM09194110470056013SHDFND
0560130BLACKROCK MULTI-SECTOR INC TCOM09258A1073425216660SHDFND
02166600BLACKROCK MUNI INTER DR FD ICOM09253X1023158222844SHDFND
02228440BLACKROCK MUNIHLDGS NJ QLTYCOM09254X10115911020SHDFND
0110200BLACKSTONE GSO LNG SHRT CR ICOM SHS BN INT09257D1026204460242SHDFND
04602420BLACKSTONE GSO STRATEGIC CRCOM SHS BEN IN09257R10110547788836SHDFND
07888360BLUEBIRD BIO INCCOM09609G100218334000SHDFND
0340000BOULDER GROWTH & INCOME FD ICOM10150710198191268583SHDFND
012685830BRISTOL MYERS SQUIBB COCOM110122108444464600SHDFND
0646000BROOKFIELD HIGH INCOME FD INCOM11272P1021592232122SHDFND
02321220BROOKFIELD MTG OPP INC FD INCOM1127921068019543631SHDFND
05436310BROOKFIELD TOTAL RETURN FD ICOM11283U10887639900SHDFND
0399000CALAMOS CONV & HIGH INCOME FCOM SHS12811P1081723163944SHDFND
01639440CALAMOS CONV OPP AND INC FDSH BEN INT1281171081198120907SHDFND
01209070CALAMOS GBL DYN INCOME FUNDCOM12811L1071690236000SHDFND
02360000CALAMOS GLOBAL TOTAL RETURNCOM SH BEN INT128118106110796908SHDFND
0969080CELGENE CORPCOM151020104634753000SHDFND
0530000CENTRAL FD CDA LTDCL A1535011016993700000SHDFND
07000000CERNER CORPCOM156782104294849000SHDFND
0490000CHIMERA INVT CORPCOM NEW16934Q2082046150000SHDFND
01500000CLEAR CHANNEL OUTDOOR HLDGSCL A18451C10940973180SHDFND
0731800CLOUGH GLOBAL OPPORTUNITIESSH BEN INT18914E10677273958SHDFND
0739580COHEN & STEERS REIT & PFD INCOM19247X1004250230468SHDFND
02304680CORNERSTONE STRATEGIC VALUECOM PAR $0.00121924B30293359582SHDFND
0595820CREDIT SUISSE HIGH YLD BND FSH BEN INT22544F103510223749SHDFND
02237490CROSSROADS CAP INCCOM22765610520062400SHDFND
0624000DEUTSCHE HIGH INCOME OPPORTCOM25158Y1021630124823SHDFND
01248230DEUTSCHE HIGH INCOME TRSHS25155R10023229235SHDFND
0292350DIPLOMAT PHARMACY INCCOM25456K1013712108485SHDFND
01084850DIVIDEND & INCOME FUNDCOM NEW25538A20474367445SHDFND
0674450EATON VANCE FLTG RATE INCOMCOM SHS BEN INT2782841042365167165SHDFND
01671650EATON VANCE FLTING RATE INCCOM2782791041410111560SHDFND
01115600EATON VANCE LTD DUR INCOME FCOM27828H105126699183SHDFND
0991830EATON VANCE SR INCOME TRSH BEN INT27826S1033511608482SHDFND
06084820ENDO INTL PLCSHSG304011066887112500SHDFND
01125000ENDOLOGIX INCCOM29266S1061149116100SHDFND
01161000ENTERCOM COMMUNICATIONS CORPCL A293639100310000SHPutDFND
0100000ENVISION HEALTHCARE HLDGS INCOM29413U103106040800SHDFND
0408000FIDUCIARY CLAYMORE MLP OPP FCOM31647Q1062077160000SHDFND
01600000FIRST TR DIVIDEND INCOME FDCOM33731L10031236828SHDFND
0368280FIRST TR HIGH INCOME L/S FDCOM33738E10957240626SHDFND
0406260FIRST TR STRATEGIC HIGH INCCOM SHS NEW3373533042490223682SHDFND
02236820GAMCO GLOBAL GOLD NAT RES &COM SH BEN INT36465A1092812592037SHDFND
05920370GAMCO NAT RES GOLD & INCOMESH BEN INT36465E1011479258092SHDFND
02580920GILEAD SCIENCES INCCOM375558103853084300SHDFND
0843000GOLDMAN SACHS MLP ENERGY RENCOM38148G1071543281508SHDFND
02815080HCA HOLDINGS INCCOM40412C101473470000SHDFND
0700000HORIZON PHARMA PLCSHSG4617B105216099700SHDFND
0997000IMMUNOGEN INCCOM45253H10194869851SHDFND
0698510INCYTE CORPCOM45337C102365533700SHDFND
0337000INFINITY PHARMACEUTICALS INCCOM45665G3031084138100SHDFND
01381000INTERSECT ENT INCCOM46071F10379235213SHDFND
0352130INVESCO DYNAMIC CR OPP FDCOM46132R104125101185774SHDFND
011857740INVESCO SR INCOME TRCOM46131H1072649655632SHDFND
06556320IONIS PHARMACEUTICALS INCCOM462222100220635620SHDFND
0356200IRONWOOD PHARMACEUTICALS INCCOM CL A46333X10855748100SHDFND
0481000ISHARESMSCI GERMANY ETF4642868061660000SHPutDFND
0600000ISHARES S&P GSCI COMMODITY IUNIT BEN INT46428R107430000SHPutDFND
0300000ISHARES TRNASDQ BIOTEC ETF46428755661761000SHPutDFND
0610000ISHARES TRRUSSELL 2000 ETF4642876554020000SHPutDFND
0200000ISHARES TRJP MOR EM MK ETF464288281286140600SHPutDFND
01406000ISHARES TRIBOXX HI YD ETF464288513260000SHCallDFND
0600000ISHARES TRIBOXX HI YD ETF4642885133425000SHPutDFND
0250000IVY HIGH INC OPPORTUNITIES FCOM4658931052571207646SHDFND
02076460JAVELIN MTG INVT CORPCOM47200B10421133686SHDFND
0336860JAZZ PHARMACEUTICALS PLCSHS USDG50871105632545000SHDFND
0450000JUNO THERAPEUTICS INCCOM48205A109145133000SHDFND
0330000KAYNE ANDERSON MLP INVT COCOM4866061062248130000SHDFND
01300000KAYNE ANDERSON MLP INVT COCOM486606106140000SHCallDFND
0400000KITE PHARMA INCCOM49803L109129421007SHDFND
0210070KKR INCOME OPPORTUNITIES FDCOM48249T106121387470SHDFND
0874700LANNET INCCOM516012101254063300SHDFND
0633000LIBERTY ALL STAR EQUITY FDSH BEN INT5301581042864535244SHDFND
05352440LMP CAP & INCOME FD INCCOM50208A10284668376SHDFND
0683760LMP CORPORATE LN FD INCCOM50208B1002887292227SHDFND
02922270LMP REAL ESTATE INCOME FD INCOM50208C1084688359517SHDFND
03595170MALLINCKRODT PUB LTD COSHSG5785G107350847000SHDFND
0470000MASIMO CORPCOM574795100151936600SHDFND
0366000MCKESSON CORPCOM58155Q103226811500SHDFND
0115000MEDIVATION INCCOM58501N1015240108400SHDFND
01084000MEDTRONIC PLCSHSG5960L1033084000SHDFND
040000MEDTRONIC PLCSHSG5960L1031520000SHCallDFND
0200000MERRIMACK PHARMACEUTICALS INCOM59032810049863090SHDFND
0630900MEXICO FD INCCOM59283510236421900SHDFND
0219000MFS INTERMEDIATE HIGH INC FDSH BEN INT59318T109719309961SHDFND
03099610MOBILEYE N V AMSTELVEENORD SHSN51488117710000SHPutDFND
0100000NATERA INCCOM63230710433831300SHDFND
0313000NEUBERGER BERMAN HGH YLD FDCOM64128C1061675166046SHDFND
01660460NEUBERGER BERMAN RE ES SEC FCOM64190A1033582714995SHDFND
07149950NEW RESIDENTIAL INVT CORPCOM NEW64828T2012747225922SHDFND
02259220NEW YORK MTG TR INCPFD-C CONV64960480857230500SHDFND
0305000NEWLINK GENETICS CORPCOM65151110736410000SHDFND
0100000NORTHSTAR REALTY EUROPE CORPCOM66706L10128724337SHDFND
0243370NORTHSTAR RLTY FIN CORPCOM66704R803142783813SHDFND
0838130NUVEEN CR STRATEGIES INCM FDCOM SHS67073D102134091710276SHDFND
017102760NUVEEN DIVERSIFIED COMMODTYCOM UT BEN INT67074P10415917668SHDFND
0176680NUVEEN DIVID ADV MUN FD 3COM SH BEN INT67070X1014323301065SHDFND
03010650NUVEEN DIVID ADVANTAGE MUN FCOM67066V10120413994SHDFND
0139940NUVEEN FLOATING RATE INCOMECOM67072T1084747463605SHDFND
04636050NUVEEN FLTNG RTE INCM OPP FDCOM SHS6706EN1002601265376SHDFND
02653760NUVEEN GLOBAL HIGH INCOME FDSHS67075G10379557858SHDFND
0578580NUVEEN LG/SHT COMMODITY TOTRCOM UT BEN INT6707311083037195411SHDFND
01954110NUVEEN MTG OPPORTUNITY TERMCOM6707351092759121471SHDFND
01214710NUVEEN MUN ADVANTAGE FD INCCOM67062H10625018064SHDFND
0180640NUVEEN MUN MKT OPPORTUNITY FCOM67062W1032561185703SHDFND
01857030NUVEEN MUN OPPORTUNITY FD INCOM6709841034663325391SHDFND
03253910NUVEEN PA INVT QUALITY MUN FCOM67097210860444106SHDFND
0441060NUVEEN PERFORMANCE PLUS MUNCOM67062P10869746618SHDFND
0466180NUVEEN PREM INCOME MUN FDCOM67062T1002105149297SHDFND
01492970NUVEEN PREM INCOME MUN FD 2COM67063W1024560315379SHDFND
03153790NUVEEN PREMIER MUN INCOME FDCOM6709881042438178448SHDFND
01784480NUVEEN QUALITY INCOME MUN FDCOM6709771071577111178SHDFND
01111780NUVEEN QUALITY MUN FD INCCOM67062N1031591116610SHDFND
01166100NUVEEN QUALITY PFD INC FD 3COM67072W10113515870SHDFND
0158700NUVEEN SHT DUR CR OPP FDCOM67074X1075372362205SHDFND
03622050NUVEEN SR INCOME FDCOM67067Y10466611154492SHDFND
011544920PCM FUND INCCOM69323T10145248950SHDFND
0489500PENN VA CORPCOM707882106012000SHCallDFND
0120000PERRIGO CO PLCSHSG97822103607742000SHDFND
0420000PFIZER INCCOM7170811035060000SHCallDFND
0600000PFIZER INCCOM717081103290590000SHDFND
0900000PIMCO DYNAMIC CR INCOME FDCOM SHS72202D1069708538428SHDFND
05384280PIMCO INCOME OPPORTUNITY FDCOM72202B100121157200SHDFND
0572000PIMCO INCOME STRATEGY FUNDCOM72201H1083200328536SHDFND
03285360PIMCO INCOME STRATEGY FUND ICOM72201J1041846210536SHDFND
02105360PIONEER DIV HIGH INCOME TRUSCOM72365310134923912SHDFND
0239120PIONEER FLOATING RATE TRCOM72369J1024025370980SHDFND
03709800POWERSHS DB MULTI SECT COMMPS DB AGRICUL FD73936B40874236000SHDFND
0360000PRINCIPAL REAL ESTATE INCOMESHS BEN INT74255X10429417633SHDFND
0176330PROTHENA CORP PLCSHSG72800108123318104SHDFND
0181040RADIO ONE INCCL D NON VTG75040P40512069481SHDFND
0694810REAVES UTIL INCOME FDCOM SH BEN INT756158101204678787SHDFND
0787870REGENERON PHARMACEUTICALSCOM75886F10740987548SHDFND
075480RELYPSA INCCOM75953110642515000SHDFND
0150000RMR REAL ESTATE INCOME FUNDCOM76970B1018596445872SHDFND
04458720SELECT SECTOR SPDR TRSBI MATERIALS81369Y10013200000SHCallDFND
02000000SELECT SECTOR SPDR TRSBI MATERIALS81369Y10024300000SHPutDFND
03000000SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y50624120399867SHDFND
03998670SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5066509900SHCallDFND
05099000SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5063047556900SHPutDFND
05569000SHIRE PLCSPONSORED ADR82481R106471523000SHDFND
0230000SPARK THERAPEUTICS INCCOM84652J103200944350SHDFND
0443500SPDR S&P 500 ETF TRTR UNIT78462F103112000SHCallDFND
0120000SPDR S&P 500 ETF TRTR UNIT78462F103441282000SHPutDFND
02820000SPDR SERIES TRUSTBRC HGH YLD BD78464A417310000SHPutDFND
0100000SPDR SERIES TRUSTS&P OILGAS EXP78464A730212170200SHDFND
0702000SPDR SERIES TRUSTS&P OILGAS EXP78464A730124470200SHPutDFND
0702000SPDR SERIES TRUSTS&P OILGAS EXP78464A7301924000SHCallDFND
0240000SPDR SERIES TRUSTS&P HOMEBUILD78464A8882200000SHCallDFND
02000000SPDR SERIES TRUSTS&P HOMEBUILD78464A88823430000SHPutDFND
04300000SPRINT CORPCOM SER 185207U1052350000SHPutDFND
0500000ST JUDE MED INCCOM79084910361810000SHDFND
0100000ST JUDE MED INCCOM790849103120000SHCallDFND
0200000SURGERY PARTNERS INCCOM86881A10036918000SHDFND
0180000SURGICAL CARE AFFILIATES INCCOM86881L106131433000SHDFND
0330000TEKLA WORLD HEALTHCARE FDBEN INT SHS87911L10851032244SHDFND
0322440TENET HEALTHCARE CORPCOM NEW88033G407259785700SHDFND
0857000TESLA MTRS INCCOM88160R101610000SHPutDFND
0100000THERMO FISHER SCIENTIFIC INCCOM8835561022131500SHDFND
015000THL CR SR LN FDCOM87244R103128380870SHDFND
0808700VERTEX PHARMACEUTICALS INCCOM92532F100528542000SHDFND
0420000WELLS FARGO INCOME OPPORTUNICOM SHS94987B1052089280411SHDFND
02804110WELLS FARGO MULTI SECTOR INCCOM SHS94987D10182672992SHDFND
0729920WESTERN ASSET CLYM INFL OPPCOM95766R1041561151708SHDFND
01517080WESTERN ASSET CLYM INFL SECCOM SH BEN INT95766Q1063654345695SHDFND
03456950WESTERN ASSET HIGH INCM FD ICOM95766J1021443228729SHDFND
02287290WESTERN ASSET HIGH INCM OPPCOM95766K1091042222094SHDFND
02220940WISDOMTREE TRINDIA ERNGS FD97717W422631250000SHCallDFND
02500000WL ROSS HLDG CORPCOM SHS92939D10468668892SHDFND
0688920WL ROSS HLDG CORP*W EXP 06/11/20192939D1122678958SHDFND
0789580WL ROSS HLDG CORPUNIT 06/11/201992939D20326025400SHDFND
0254000ZAIS FINL CORPCOM98886K10876150468SHDFND
0504680