0001085146-15-002177.txt : 20151110 0001085146-15-002177.hdr.sgml : 20151110 20151105214732 ACCESSION NUMBER: 0001085146-15-002177 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151106 DATE AS OF CHANGE: 20151105 EFFECTIVENESS DATE: 20151106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARINER INVESTMENT GROUP LLC CENTRAL INDEX KEY: 0001096978 IRS NUMBER: 510661527 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11231 FILM NUMBER: 151202318 BUSINESS ADDRESS: STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR CITY: HARRISON STATE: NY ZIP: 10528 BUSINESS PHONE: 914-670-4300 MAIL ADDRESS: STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR CITY: HARRISON STATE: NY ZIP: 10528 FORMER COMPANY: FORMER CONFORMED NAME: MARINER INVESTMENT GROUP INC DATE OF NAME CHANGE: 19991015 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001096978 XXXXXXXX 09-30-2015 09-30-2015 MARINER INVESTMENT GROUP LLC

500 MAMARONECK AVENUE, 4TH FLOOR HARRISON NY 10528

13F HOLDINGS REPORT 028-11231 N Tucker Goodrich 914 798-4214 /s/Tucker Goodrich Harrison NY 11-02-2015 0 196 495592 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ACCELERON PHARMA INCCOM00434H10861824800SHDFND 0248000ACHILLION PHARMACEUTICALS INCOM00448Q2011278185000SHDFND 01850000ADVENT CLAYMORE CV SECS & INCOM00764C10979360190SHDFND 0601900ADVENT CLAYMORE ENH GRW & INCOM00765E1042670325643SHDFND 03256430AGILENT TECHNOLOGIES INCCOM00846U101103030000SHDFND 0300000AGILENT TECHNOLOGIES INCCOM00846U101650000SHCallDFND 0500000ALEXION PHARMACEUTICALS INCCOM015351109616239400SHDFND 0394000ALEXION PHARMACEUTICALS INCCOM0153511094115000SHCallDFND 0150000ALKERMES PLCSHSG01767105177230200SHDFND 0302000ALLERGAN PLCSHSG0177J108728126786SHDFND 0267860ALLIANCEBERNSTEIN INCOME FUNCOM01881E1011489189400SHDFND 01894000ALLIANZGI CONV & INCOME FDCOM0188281031657284166SHDFND 02841660AMERICAN CAP LTDCOM02503Y1033446283400SHDFND 02834000AMERICAN CAP SR FLOATING LTDCOM02504D10890781818SHDFND 0818180ANALOGIC CORPCOM PAR $0.05032657207114914000SHDFND 0140000APOLLO SR FLOATING RATE FD ICOM0376361074484285954SHDFND 02859540APOLLO TACTICAL INCOME FD INCOM0376381032022139538SHDFND 01395380ARBUTUS BIOPHARMA CORPCOM03879J1001225201100SHDFND 02011000ARES DYNAMIC CR ALLOCATION FCOM04014F1025210372969SHDFND 03729690ARIAD PHARMACEUTICALS INCCOM04033A100834142800SHDFND 01428000ASTRAZENECA PLCSPONSORED ADR04635310895530000SHDFND 0300000AVENUE INCOME CR STRATEGIESCOM05358E1061352105210SHDFND 01052100BARCLAYS BK PLCIPATH S&P500 VIX06742E7113001443700SHPutDFND 014437000BARCLAYS BK PLCIPATH S&P500 VIX06742E71126910500SHDFND 0105000BIOGEN INCCOM09062X103877830082SHDFND 0300820BIOMARIN PHARMACEUTICAL INCCOM09061G1015755456SHDFND 054560BIOMARIN PHARMACEUTICAL INCCOM09061G1013050000SHCallDFND 0500000BLACKROCK DEBT STRAT FD INCCOM09255R1031540460975SHDFND 04609750BLACKROCK FLOAT RATE OME STRCOM09255X1007153552754SHDFND 05527540BLACKROCK FLOATING RATE INCOCOM0919411042450196925SHDFND 01969250BLACKROCK LTD DURATION INC TCOM SHS09249W101106974063SHDFND 0740630BLACKROCK MULTI-SECTOR INC TCOM09258A1073218204836SHDFND 02048360BLACKROCK MUNI INTER DR FD ICOM09253X1022801201212SHDFND 02012120BLACKROCK MUNIHLDGS NJ QLTYCOM09254X10114911020SHDFND 0110200BLACKROCK MUNIYIELD FD INCCOM09253W10417412253SHDFND 0122530BLACKSTONE GSO FLTING RTE FUCOM09256U10516110160SHDFND 0101600BLACKSTONE GSO LNG SHRT CR ICOM SHS BN INT09257D1026558460242SHDFND 04602420BLACKSTONE GSO STRATEGIC CRCOM SHS BEN IN09257R10111209788836SHDFND 07888360BLUEBIRD BIO INCCOM09609G100210000SHCallDFND 0100000BOULDER GROWTH & INCOME FD ICOM10150710194511268583SHDFND 012685830BRISTOL MYERS SQUIBB COCOM110122108441674600SHDFND 0746000BROOKDALE SR LIVING INCCOM11246310491840000SHDFND 0400000BROOKFIELD HIGH INCOME FD INCOM11272P1021157162550SHDFND 01625500BROOKFIELD MTG OPP INC FD INCOM1127921067551512253SHDFND 05122530BROOKFIELD TOTAL RETURN FD ICOM11283U108122057245SHDFND 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INCCOM86881L106163550000SHDFND 0500000TEL INSTR ELECTRS CORPCOM NEW8791652078518385SHDFND 0183850TELEFLEX INCCOM87936910611189000SHDFND 090000TENET HEALTHCARE CORPCOM NEW88033G407347094000SHDFND 0940000TENET HEALTHCARE CORPCOM NEW88033G407120000SHCallDFND 0200000THERMO FISHER SCIENTIFIC INCCOM8835561028567000SHDFND 070000THL CR SR LN FDCOM87244R103114373768SHDFND 0737680UNIVERSAL HLTH SVCS INCCL B913903100124810000SHDFND 0100000VERTEX PHARMACEUTICALS INCCOM92532F100312430000SHDFND 0300000WELLCARE HEALTH PLANS INCCOM94946T1061120000SHCallDFND 0200000WELLS FARGO ADVANTAGE INCOMECOM SHS94987B1052159285254SHDFND 02852540WELLS FARGO ADVANTAGE MULTICOM SHS94987D10182872992SHDFND 0729920WESTERN ASSET CLYM INFL OPPCOM95766R1041578151708SHDFND 01517080WESTERN ASSET CLYM INFL SECCOM SH BEN INT95766Q1063647345695SHDFND 03456950WESTERN ASSET HIGH INCM FD ICOM95766J1023183491936SHDFND 04919360WISDOMTREE TRINDIA ERNGS FD97717W422681250000SHCallDFND 02500000WL ROSS HLDG CORPCOM SHS92939D1042261217800SHDFND 02178000WL ROSS HLDG CORPUNIT 06/11/201992939D20328725600SHDFND 0256000WORLD ACCEP CORP DELCOM98141910410420000SHPutDFND 0200000WORLD ACCEP CORP DELCOM981419104410000SHCallDFND 0100000