0001085146-11-000615.txt : 20110513
0001085146-11-000615.hdr.sgml : 20110513
20110513171934
ACCESSION NUMBER: 0001085146-11-000615
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110513
DATE AS OF CHANGE: 20110513
EFFECTIVENESS DATE: 20110513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARINER INVESTMENT GROUP LLC
CENTRAL INDEX KEY: 0001096978
IRS NUMBER: 510661527
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11231
FILM NUMBER: 11842336
BUSINESS ADDRESS:
STREET 1: 500 MAMARONECK AVENUE 4TH FLOOR
STREET 2: 4TH FLOOR
CITY: HARRISON
STATE: NY
ZIP: 10528
BUSINESS PHONE: 914-670-4300
MAIL ADDRESS:
STREET 1: 500 MAMARONECK AVENUE 4TH FLOOR
STREET 2: 4TH FLOOR
CITY: HARRISON
STATE: NY
ZIP: 10528
FORMER COMPANY:
FORMER CONFORMED NAME: MARINER INVESTMENT GROUP INC
DATE OF NAME CHANGE: 19991015
13F-HR
1
mariner1q2011.txt
MARINER INVESTMENT GROUP, LLC
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 03/31/2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Mariner Investment Group, LLC
Address: 500 Mamaroneck Avenue
4th Floor
Harrison, New York 10528
13F File Number: 028-11231
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Tucker Goodrich
Title: Managing Director
Phone: 914-798-4214
Signature, Place, and Date of Signing:
/s/ Tucker Goodrich Harrison, NY May 13, 2011
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ X] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
028-11307 Dolphin Financial Partners, LLC
028-10727 Havens Advisors LLC
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 77
Form 13F Information Table Value Total: $423,644 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ACCO BRANDS CORP COM 00081T108 429 45000 SH DEFINED 0 45000 0
AMERICAN CAPITAL AGENCY CORP COM 02503X105 210 7205 SH DEFINED 0 7205 0
AMERICAN INTL GROUP INC COM NEW 026874784 271 7700 SH DEFINED 0 7700 0
AMERISTAR CASINOS INC COM 03070Q101 17468 984098 SH DEFINED 0 984098 0
AVIS BUDGET GROUP COM 053774105 17019 950257 SH DEFINED 0 950257 0
BEAZER HOMES USA INC UNIT 99/99/9999 07556Q501 3010 143744 SH DEFINED 0 143744 0
BLACKROCK BUILD AMER BD TR SHS 09248X100 248 14184 SH DEFINED 0 14184 0
BON-TON STORES INC COM 09776J101 6258 403758 SH DEFINED 0 403758 0
BUNGE LIMITED COM G16962105 434 6000 SH DEFINED 0 6000 0
CAMECO CORP COM 13321L108 211 7000 SH DEFINED 0 7000 0
CAPITOL FED FINL INC COM 14057J101 180 16000 SH DEFINED 0 16000 0
CHEMTURA CORP COM NEW 163893209 39943 2322269 SH DEFINED 0 2322269 0
CINCINNATI BELL INC NEW COM 171871106 201 75000 SH DEFINED 0 75000 0
CITIZENS REPUBLIC BANCORP IN COM 174420109 13 14724 SH DEFINED 0 14724 0
CREXUS INVT CORP COM 226553105 468 40948 SH DEFINED 0 40948 0
DRYSHIPS INC SHS Y2109Q101 167 33700 SH DEFINED 0 33700 0
ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 19381 568369 SH DEFINED 0 568369 0
FLAGSTAR BANCORP INC COM NEW 337930507 2766 1844300 SH DEFINED 0 1844300 0
FREEPORT-MCMORAN COPPER & GO COM 35671D857 1167 21000 SH DEFINED 0 21000 0
FRONTLINE LTD SHS G3682E127 297 12000 SH DEFINED 0 12000 0
GRAPHIC PACKAGING HLDG CO COM 388689101 13029 2403802 SH DEFINED 0 2403802 0
GRAY TELEVISION INC COM 389375106 2833 1368509 SH DEFINED 0 1368509 0
HORIZON LINES INC COM 44044K101 543 638580 SH DEFINED 0 638580 0
HORIZON LINES INC NOTE 4.250% 8/1 44044KAB7 39342 50600000 PRN DEFINED 0 50600000 0
HOVNANIAN ENTERPRISES INC UNIT 99/99/9999 44248W208 424 20000 SH DEFINED 0 20000 0
ICO GLOBAL COMM HLDGS LTD DE CL A 44930K108 17135 6417460 SH DEFINED 0 6417460 0
INVESCO MORTGAGE CAPITAL INC COM 46131B100 279 12774 SH DEFINED 0 12774 0
ISHARES INC MSCI BRAZIL 464286400 3876 50000 SH DEFINED 0 50000 0
ISHARES INC MSCI CHILE INVES 464286640 6346 88333 SH DEFINED 0 88333 0
ISHARES INC MSCI TAIWAN 464286731 3270 220000 SH DEFINED 0 220000 0
ISHARES TR MSCI EMERG MKT 464287234 10221 210000 SH DEFINED 0 210000 0
ISHARES TR RUSSELL 2000 464287655 11 21000 SH PUT DEFINED 0 21000 0
ISTAR FINL INC COM 45031U101 2224 242320 SH DEFINED 0 242320 0
K V PHARMACEUTICAL CO CL A 482740206 4309 719337 SH DEFINED 0 719337 0
KINGSWAY FINL SVCS INC COM 496904103 23 25000 SH DEFINED 0 25000 0
LEVEL 3 COMMUNICATIONS INC COM 52729N100 44 30000 SH DEFINED 0 30000 0
MAGNACHIP SEMICONDUCTOR CORP DEPOSITARY SHS 55933J203 1765 128398 SH DEFINED 0 128398 0
MARKET VECTORS ETF TR COAL ETF 57060U837 609 12000 SH DEFINED 0 12000 0
MECHEL OAO SPON ADR PFD 583840509 412 37785 SH DEFINED 0 37785 0
MF GLOBAL HLDGS LTD COM 55277J108 9723 1174291 SH DEFINED 0 1174291 0
MOLYCORP INC DEL COM 608753109 360 6000 SH DEFINED 0 6000 0
MOSAIC CO COM 61945A107 315 4000 SH DEFINED 0 4000 0
NEWCASTLE INVT CORP COM 65105M108 156 25850 SH DEFINED 0 25850 0
PAN AMERICAN SILVER CORP COM 697900108 520 14000 SH DEFINED 0 14000 0
PEABODY ENERGY CORP COM 704549104 288 4000 SH DEFINED 0 4000 0
PENNYMAC MTG INVT TR COM 70931T103 345 18755 SH DEFINED 0 18755 0
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 485 12000 SH DEFINED 0 12000 0
PIMCO MUN INCOME FD II COM 72200W106 145 14372 SH DEFINED 0 14372 0
POSCO SPONSORED ADR 693483109 686 6000 SH DEFINED 0 6000 0
POTASH CORP SASK INC COM 73755L107 531 9000 SH DEFINED 0 9000 0
PROCTER & GAMBLE CO COM 742718109 3643 63200 SH DEFINED 0 63200 0
PROMOTORA DE INFORMACIONES S ADR CL B CONV 74343G303 142 11899 SH DEFINED 0 11899 0
PROSHARES TR SHRT 20+YR TRE 74347X849 1353 30525 SH DEFINED 0 30525 0
PUDA COAL INC COM PAR $.001 744674300 172 14000 SH DEFINED 0 14000 0
QIMONDA FIN LLC NOTE 6.750% 3/2 74732WAA7 114 3522000 PRN DEFINED 0 3522000 0
RARE ELEMENT RES LTD COM 75381M102 237 18000 SH DEFINED 0 18000 0
RIO TINTO PLC SPONSORED ADR 767204100 213 3000 SH DEFINED 0 3000 0
RITE AID CORP COM 767754104 10675 10070515 SH DEFINED 0 10070515 0
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 22919 1165170 SH DEFINED 0 1165170 0
ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 8423 495170 SH DEFINED 0 495170 0
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 10612 616600 SH DEFINED 0 616600 0
RSC HOLDINGS INC COM 74972L102 9715 675592 SH DEFINED 0 675592 0
SEADRILL LIMITED SHS G7945E105 361 10000 SH DEFINED 0 10000 0
SEMGROUP CORP CL A 81663A105 35884 1274276 SH DEFINED 0 1274276 0
SILVER WHEATON CORP COM 828336107 522 12000 SH DEFINED 0 12000 0
SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 442 8000 SH DEFINED 0 8000 0
SPANISH BROADCASTING SYS INC CL A 846425882 2166 2329320 SH DEFINED 0 2329320 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 4080 4000000 SH PUT DEFINED 0 4000000 0
SPRINT NEXTEL CORP COM SER 1 852061100 116 25000 SH DEFINED 0 25000 0
SUNOCO INC COM 86764P109 34868 764819 SH DEFINED 0 764819 0
TEMPLE INLAND INC COM 879868107 21680 926500 SH DEFINED 0 926500 0
TESORO CORP COM 881609101 356 200000 SH CALL DEFINED 0 200000 0
UNITED STATES OIL FUND LP UNITS 91232N108 830 400000 SH CALL DEFINED 0 400000 0
VALE S A ADR 91912E105 667 20000 SH DEFINED 0 20000 0
VALERO ENERGY CORP NEW COM 91913Y100 332 150000 SH CALL DEFINED 0 150000 0
VECTOR GROUP LTD COM 92240M108 22055 1275568 SH DEFINED 0 1275568 0
WALTER ENERGY INC COM 93317Q105 677 5000 SH DEFINED 0 5000 0