0001350050-11-000003.txt : 20110830 0001350050-11-000003.hdr.sgml : 20110830 20110830164643 ACCESSION NUMBER: 0001350050-11-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110826 FILED AS OF DATE: 20110830 DATE AS OF CHANGE: 20110830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Kevin CENTRAL INDEX KEY: 0001350050 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35241 FILM NUMBER: 111066220 MAIL ADDRESS: STREET 1: 2000 S DAIRY ASHFORD STREET 2: SUITE 310 CITY: HOUSTON STATE: TX ZIP: 77077 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SARATOGA RESOURCES INC /TX CENTRAL INDEX KEY: 0001096339 STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382] IRS NUMBER: 760314489 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7500 SAN FELIPE STREET 2: SUITE 675 CITY: HOUSTON STATE: TX ZIP: 77063 BUSINESS PHONE: 7139148017 MAIL ADDRESS: STREET 1: 7500 SAN FELIPE STREET 2: SUITE 675 CITY: HOUSTON STATE: TX ZIP: 77063 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-08-26 0 0001096339 SARATOGA RESOURCES INC /TX SARA 0001350050 Smith Kevin 14003 CHERRY MOUND ROAD HOUSTON TX 77077 1 0 0 0 Common Stock 2011-08-26 4 S 0 7300 5.7056 D 226343 D Common Stock 2011-08-29 4 S 0 2300 5.6501 D 224043 D Common Stock 20000 I By spouse Stock Option (Right to Buy) 0.36 2009-03-12 2019-03-12 Common Stock 25000 25000 D Stock Option (Right to Buy) 3 2010-04-14 2020-04-14 Common Stock 25000 25000 D Stock Option (Right to Buy) 3.05 2011-03-08 2021-03-08 Common Stock 35000 35000 D Beneficial ownership is disclaimed by Mr. Smith. Options vest 50% on grant, March 8, 2011, and 50% on first anniversary of grant. Michael Sanders, Attorney in Fact 2011-08-30