0001313606-13-000002.txt : 20130620 0001313606-13-000002.hdr.sgml : 20130620 20130620171202 ACCESSION NUMBER: 0001313606-13-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130618 FILED AS OF DATE: 20130620 DATE AS OF CHANGE: 20130620 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SARATOGA RESOURCES INC /TX CENTRAL INDEX KEY: 0001096339 STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382] IRS NUMBER: 760314489 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7500 SAN FELIPE STREET 2: SUITE 675 CITY: HOUSTON STATE: TX ZIP: 77063 BUSINESS PHONE: 7139148017 MAIL ADDRESS: STREET 1: 7500 SAN FELIPE STREET 2: SUITE 675 CITY: HOUSTON STATE: TX ZIP: 77063 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rhea John William IV CENTRAL INDEX KEY: 0001313606 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35241 FILM NUMBER: 13925063 MAIL ADDRESS: STREET 1: 317 EXPLORER CITY: AUSTIN STATE: TX ZIP: 78734 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-06-18 0 0001096339 SARATOGA RESOURCES INC /TX SARA 0001313606 Rhea John William IV 7500 SAN FELIPE SUITE 675 HOUSTON TX 77063 1 0 0 0 Common Stock 2013-06-18 4 S 0 14909 1.9335 D 0 D Stock Option (Right to Buy) 6.65 2012-06-18 2019-06-17 Common Stock 35000 35000 D Stock Option (Right to Buy) 2.18 2013-06-10 2020-06-09 Common Stock 35000 35000 D Date shown is grant date. Option vests 50% on grant date and 50% on first anniversary of grant date. Michael Sanders, Attorney in Fact 2013-06-20