0001116045-11-000005.txt : 20111115
0001116045-11-000005.hdr.sgml : 20111115
20111115165319
ACCESSION NUMBER: 0001116045-11-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111114
FILED AS OF DATE: 20111115
DATE AS OF CHANGE: 20111115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Kevin
CENTRAL INDEX KEY: 0001350050
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35241
FILM NUMBER: 111207790
MAIL ADDRESS:
STREET 1: 2000 S DAIRY ASHFORD
STREET 2: SUITE 310
CITY: HOUSTON
STATE: TX
ZIP: 77077
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SARATOGA RESOURCES INC /TX
CENTRAL INDEX KEY: 0001096339
STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382]
IRS NUMBER: 760314489
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7500 SAN FELIPE
STREET 2: SUITE 675
CITY: HOUSTON
STATE: TX
ZIP: 77063
BUSINESS PHONE: 7139148017
MAIL ADDRESS:
STREET 1: 7500 SAN FELIPE
STREET 2: SUITE 675
CITY: HOUSTON
STATE: TX
ZIP: 77063
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4
2011-11-14
0
0001096339
SARATOGA RESOURCES INC /TX
SARA
0001350050
Smith Kevin
14003 CHERRY MOUND ROAD
HOUSTON
TX
77077
1
0
0
0
Common Stock
2011-11-14
4
S
0
2000
4.675
D
197473
D
Common Stock
2011-11-14
4
S
0
4000
4.59
D
193473
D
Common Stock
20000
I
By spouse
Stock Option (Right to Buy)
0.36
2009-03-12
2019-03-12
Common Stock
25000
25000
D
Stock Option (Right to Buy)
3
2010-04-14
2020-04-14
Common Stock
25000
25000
D
Stock Option (Right to Buy)
3.05
2011-03-08
2021-03-08
Common Stock
35000
35000
D
Beneficial ownership is disclaimed by Mr. Smith.
Options vest 50% on grant, March 8, 2011, and 50% on first anniversary of grant.
Michael Sanders, Attorney in Fact
2011-11-15