0001181431-14-013270.txt : 20140318
0001181431-14-013270.hdr.sgml : 20140318
20140318183434
ACCESSION NUMBER: 0001181431-14-013270
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140314
FILED AS OF DATE: 20140318
DATE AS OF CHANGE: 20140318
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WILLIAM LYON HOMES
CENTRAL INDEX KEY: 0001095996
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
IRS NUMBER: 330864902
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4695 MACARTHUR COURT
STREET 2: 8TH FLOOR
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 9498333600
MAIL ADDRESS:
STREET 1: 4695 MACARTHUR COURT
STREET 2: 8TH FLOOR
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
FORMER COMPANY:
FORMER CONFORMED NAME: PRESLEY COMPANIES/NEW
DATE OF NAME CHANGE: 19991115
FORMER COMPANY:
FORMER CONFORMED NAME: PRESLEY MERGER SUB INC
DATE OF NAME CHANGE: 19990929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ZAIST MATTHEW R
CENTRAL INDEX KEY: 0001575309
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31625
FILM NUMBER: 14702226
MAIL ADDRESS:
STREET 1: C/O WILLIAM LYON HOMES
STREET 2: 4695 MACARTHUR COURT, 8TH FLOOR
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
4
1
rrd405727.xml
ZAIST F4
X0306
4
2014-03-14
0
0001095996
WILLIAM LYON HOMES
WLH
0001575309
ZAIST MATTHEW R
C/O WILLIAM LYON HOMES
4695 MACARTHUR COURT, 8TH FLOOR
NEWPORT BEACH
CA
92660
0
1
0
0
SEE REMARKS
CLASS A COMMON STOCK
2014-03-14
4
M
0
49434
8.6625
A
49434
D
CLASS A COMMON STOCK
2014-03-14
4
F
0
18604
29.06
D
30830
D
CLASS A COMMON STOCK
131915
I
BY LLC
STOCK OPTION (RIGHT TO BUY)
8.6625
2014-03-14
4
M
0
49434
0
D
2017-09-30
CLASS A COMMON STOCK
49434
9883
D
Represents securities held by a limited liability company of which the Reporting Person and his spouse are the managers, and in which the Reporting Person's trust holds a controlling interest.
Represents shares of Class A Common Stock withheld to pay the exercise price of a portion of the options reported herein. There was no open market sale of any shares by the Reporting Person.
Fifty percent (50%) of the shares vested on October 1, 2012 and one-third of the remaining shares vested or will vest on each of December 31, 2012, 2013 and 2014.
The number of securities shown reflects an adjustment of one share due to rounding of shares previously granted.
The Reporting Person is President and Chief Operating Officer of the Issuer.
/s/ Jason R. Liljestrom, Attorney-in-Fact for Matthew R. Zaist
2014-03-18