0001181431-14-013270.txt : 20140318 0001181431-14-013270.hdr.sgml : 20140318 20140318183434 ACCESSION NUMBER: 0001181431-14-013270 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140314 FILED AS OF DATE: 20140318 DATE AS OF CHANGE: 20140318 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WILLIAM LYON HOMES CENTRAL INDEX KEY: 0001095996 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 330864902 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4695 MACARTHUR COURT STREET 2: 8TH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9498333600 MAIL ADDRESS: STREET 1: 4695 MACARTHUR COURT STREET 2: 8TH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: PRESLEY COMPANIES/NEW DATE OF NAME CHANGE: 19991115 FORMER COMPANY: FORMER CONFORMED NAME: PRESLEY MERGER SUB INC DATE OF NAME CHANGE: 19990929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZAIST MATTHEW R CENTRAL INDEX KEY: 0001575309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31625 FILM NUMBER: 14702226 MAIL ADDRESS: STREET 1: C/O WILLIAM LYON HOMES STREET 2: 4695 MACARTHUR COURT, 8TH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 4 1 rrd405727.xml ZAIST F4 X0306 4 2014-03-14 0 0001095996 WILLIAM LYON HOMES WLH 0001575309 ZAIST MATTHEW R C/O WILLIAM LYON HOMES 4695 MACARTHUR COURT, 8TH FLOOR NEWPORT BEACH CA 92660 0 1 0 0 SEE REMARKS CLASS A COMMON STOCK 2014-03-14 4 M 0 49434 8.6625 A 49434 D CLASS A COMMON STOCK 2014-03-14 4 F 0 18604 29.06 D 30830 D CLASS A COMMON STOCK 131915 I BY LLC STOCK OPTION (RIGHT TO BUY) 8.6625 2014-03-14 4 M 0 49434 0 D 2017-09-30 CLASS A COMMON STOCK 49434 9883 D Represents securities held by a limited liability company of which the Reporting Person and his spouse are the managers, and in which the Reporting Person's trust holds a controlling interest. Represents shares of Class A Common Stock withheld to pay the exercise price of a portion of the options reported herein. There was no open market sale of any shares by the Reporting Person. Fifty percent (50%) of the shares vested on October 1, 2012 and one-third of the remaining shares vested or will vest on each of December 31, 2012, 2013 and 2014. The number of securities shown reflects an adjustment of one share due to rounding of shares previously granted. The Reporting Person is President and Chief Operating Officer of the Issuer. /s/ Jason R. Liljestrom, Attorney-in-Fact for Matthew R. Zaist 2014-03-18