0001209191-21-040096.txt : 20210611
0001209191-21-040096.hdr.sgml : 20210611
20210611204308
ACCESSION NUMBER: 0001209191-21-040096
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210611
FILED AS OF DATE: 20210611
DATE AS OF CHANGE: 20210611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hawkins Richard J
CENTRAL INDEX KEY: 0001307632
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34375
FILM NUMBER: 211012944
MAIL ADDRESS:
STREET 1: 950 TOWER LANE, SUITE 900
CITY: FOSTER CITY
STATE: CA
ZIP: 94404-2125
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLUS THERAPEUTICS, INC.
CENTRAL INDEX KEY: 0001095981
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 330827593
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4200 MARATHON BLVD.
STREET 2: SUITE 200
CITY: AUSTIN
STATE: TX
ZIP: 78756
BUSINESS PHONE: 737.255.7194
MAIL ADDRESS:
STREET 1: 4200 MARATHON BLVD.
STREET 2: SUITE 200
CITY: AUSTIN
STATE: TX
ZIP: 78756
FORMER COMPANY:
FORMER CONFORMED NAME: CYTORI THERAPEUTICS, INC.
DATE OF NAME CHANGE: 20050712
FORMER COMPANY:
FORMER CONFORMED NAME: MACROPORE INC
DATE OF NAME CHANGE: 20010320
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-06-11
0
0001095981
PLUS THERAPEUTICS, INC.
PSTV
0001307632
Hawkins Richard J
C/O PLUS THERAPEUTICS INC.
4200 MARATHON BOULEVARD, SUITE 200
AUSTIN
TX
78756
1
0
0
0
Stock Option (Right to Buy)
2.88
2021-06-11
4
A
0
40000
0.00
A
2031-06-11
Common Stock
40000
40000
D
Stock Option (Right to Buy)
2.88
2021-06-11
4
A
0
6336
0.00
A
2031-06-11
Common Stock
6336
6336
D
Options vest in equal monthly installments over 36 months.
The options vest monthly over 12 months from the Grant Date in substantially equal monthly installments, provided that the options vest in full on the Issuer's next regularly scheduled annual meeting of stockholders that occurs following the Grant Date, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date or, if earlier, such annual meeting.
/s/ Andrew Sims, attorney-in-fact
2021-06-11