0001209191-21-040096.txt : 20210611 0001209191-21-040096.hdr.sgml : 20210611 20210611204308 ACCESSION NUMBER: 0001209191-21-040096 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210611 FILED AS OF DATE: 20210611 DATE AS OF CHANGE: 20210611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hawkins Richard J CENTRAL INDEX KEY: 0001307632 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34375 FILM NUMBER: 211012944 MAIL ADDRESS: STREET 1: 950 TOWER LANE, SUITE 900 CITY: FOSTER CITY STATE: CA ZIP: 94404-2125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUS THERAPEUTICS, INC. CENTRAL INDEX KEY: 0001095981 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 330827593 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4200 MARATHON BLVD. STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78756 BUSINESS PHONE: 737.255.7194 MAIL ADDRESS: STREET 1: 4200 MARATHON BLVD. STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78756 FORMER COMPANY: FORMER CONFORMED NAME: CYTORI THERAPEUTICS, INC. DATE OF NAME CHANGE: 20050712 FORMER COMPANY: FORMER CONFORMED NAME: MACROPORE INC DATE OF NAME CHANGE: 20010320 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-11 0 0001095981 PLUS THERAPEUTICS, INC. PSTV 0001307632 Hawkins Richard J C/O PLUS THERAPEUTICS INC. 4200 MARATHON BOULEVARD, SUITE 200 AUSTIN TX 78756 1 0 0 0 Stock Option (Right to Buy) 2.88 2021-06-11 4 A 0 40000 0.00 A 2031-06-11 Common Stock 40000 40000 D Stock Option (Right to Buy) 2.88 2021-06-11 4 A 0 6336 0.00 A 2031-06-11 Common Stock 6336 6336 D Options vest in equal monthly installments over 36 months. The options vest monthly over 12 months from the Grant Date in substantially equal monthly installments, provided that the options vest in full on the Issuer's next regularly scheduled annual meeting of stockholders that occurs following the Grant Date, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date or, if earlier, such annual meeting. /s/ Andrew Sims, attorney-in-fact 2021-06-11