0001140361-11-045982.txt : 20110915 0001140361-11-045982.hdr.sgml : 20110915 20110915120541 ACCESSION NUMBER: 0001140361-11-045982 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110914 FILED AS OF DATE: 20110915 DATE AS OF CHANGE: 20110915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dean Lloyd H CENTRAL INDEX KEY: 0001332215 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34375 FILM NUMBER: 111092364 MAIL ADDRESS: STREET 1: 185 BERRY STREET, SUITE 300 CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CYTORI THERAPEUTICS, INC. CENTRAL INDEX KEY: 0001095981 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 330827593 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3020 CALLAN ROAD CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8584580900 MAIL ADDRESS: STREET 1: 3020 CALLAN ROAD CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: MACROPORE INC DATE OF NAME CHANGE: 20010320 4 1 doc1.xml FORM 4 X0304 4 2011-09-14 0 0001095981 CYTORI THERAPEUTICS, INC. CYTX 0001332215 Dean Lloyd H 3020 CALLAN ROAD SAN DIEGO CA 92121 1 0 0 0 Common Stock 2011-09-14 4 P 0 1000 3.13 A 10000 I By Trust Common Stock 2011-09-14 4 P 0 2000 3.14 A 12000 I By Trust Common Stock 2011-09-14 4 P 0 2000 3.15 A 14000 I By Trust Common Stock 2011-09-14 4 P 0 1000 3.18 A 15000 I By Trust Restricted Stock 21000 D These shares are owned by Lloyd H. Dean,TTE and Suzanne R. Dean, TTE, U/A DTD 8/13/2002, the Dean Family Trust. The restricted stock vests fifty percent (50%) on November 1, 2011 and fifty percent (50%) on November 1, 2012, subject to Mr. Dean's continued service to the Company. Jonathan E. Soneff, by Power of Attorney for Lloyd H. Dean 2011-09-15