-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DK3ghJqK2/OPh7PCuWa/V3hHXdZ8ijIgPkW+4SUb7xImIpJwvHHw2EhA4q5FJ0lg kgK8pVHuRnv0DhF4jurDHA== 0001209191-10-001418.txt : 20100105 0001209191-10-001418.hdr.sgml : 20100105 20100105181407 ACCESSION NUMBER: 0001209191-10-001418 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100105 DATE AS OF CHANGE: 20100105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERITAGE TREVOR CENTRAL INDEX KEY: 0001228196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27765 FILM NUMBER: 10508959 MAIL ADDRESS: STREET 1: C/O TRIPOS INC STREET 2: 1699 SOUTH HANLEY ROAD CITY: ST LOUIS STATE: MO ZIP: 63144 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYMYX TECHNOLOGIES INC CENTRAL INDEX KEY: 0001095330 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770397908 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3100 CENTRAL EXPRESS WAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087642000 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-12-31 0 0001095330 SYMYX TECHNOLOGIES INC SMMX 0001228196 HERITAGE TREVOR C/O SYMYX TECHNOLOGIES, INC. 1263 EAST ARQUES AVENUE SUNNYVALE CA 94085 0 1 0 0 Pres., Symyx Software Common Stock 2009-12-31 4 M 0 7600 4.29 A 7600 D Common Stock 2009-12-31 4 S 0 6670 5.39 D 930 D Stock Option (Rt to Buy) 4.29 2009-12-31 4 M 0 7600 0.00 D 2009-03-01 2009-12-31 Common Stock 7600 30400 D Reporting Person exercised 7,600 vested option shares using a net exercise and, after expenses, received 930 shares of Common Stock. On November 2, 2007, the Reporting Person was granted an option to purchase 38,000 shares of common stock. The option shares shall vest in increments of (i) 20% of the option shares on March 1, 2009 and the exercisability of such shares shall expire on December 31, 2009, (ii) 40% of the option shares shall vest on March 1, 2010 and the exercisability of such shares shall expire on December 31, 2010 and (iii) the remaining option shares shall vest on March 1, 2011 and the exercisability of such shares shall expire on December 31, 2011. /s/Brett White, Attorney-In-Fact 2010-01-05 -----END PRIVACY-ENHANCED MESSAGE-----