-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WaExorZ3ZKNHdQedMP2XDlNuwsnWzuruAal4YiHFJiZbgkONuShYgKyRkEm7NzaD nk9+m2prG21jdYHX2HRvzw== 0000950130-01-000877.txt : 20010223 0000950130-01-000877.hdr.sgml : 20010223 ACCESSION NUMBER: 0000950130-01-000877 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20010214 GROUP MEMBERS: ANTHONY B. EVNIN GROUP MEMBERS: ANTHONY SUN GROUP MEMBERS: DAVID R. HATHAWAY GROUP MEMBERS: ERIC COPELAND GROUP MEMBERS: JOSEPH E. CASEY GROUP MEMBERS: KIMBERLEY A. RUMMELSBURG GROUP MEMBERS: MICHAEL C. BROOKS GROUP MEMBERS: MICHAEL F. TYRRELL GROUP MEMBERS: PARTICK F. LATTERELL GROUP MEMBERS: RAY A. ROTHROCK GROUP MEMBERS: TED H. MCCOURTNEY GROUP MEMBERS: THOMAS R. FREDERICK GROUP MEMBERS: VENROCK ASSOCIATES GROUP MEMBERS: VENROCK ASSOCIATES II, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SYMYX TECHNOLOGIES INC CENTRAL INDEX KEY: 0001095330 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 770397908 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-58389 FILM NUMBER: 1543570 BUSINESS ADDRESS: STREET 1: 3100 CENTRAL EXPRESS WAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087642000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: VENROCK ASSOCIATES CENTRAL INDEX KEY: 0000937889 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 136300995 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ROOM 5508 STREET 2: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 BUSINESS PHONE: 2126495600 MAIL ADDRESS: STREET 1: ROOM 5508 STREET 2: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 SC 13G 1 0001.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)* Symyx Technologies - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 87155S108 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
- --------------------------------------------- ----------------------------------------- CUSIP No. 87155S108 13 G Page 2 of 21 Pages - --------------------------------------------- ----------------------------------------- - ---------- ----------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Venrock Associates I.R.S. #13-6300995 - ---------- ----------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ---------- ----------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------- ----------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York, U.S.A. - ---------------------------- ------- --------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 0 OWNED BY EACH ------- --------------------------------------------------------------------------------------------- REPORTING 6 SHARED VOTING POWER PERSON WITH 0 ------- --------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 ------- --------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - ---------- ----------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - ---------- ----------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ---------- ----------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.00% - ---------- ----------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ---------- -----------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
- --------------------------------------------- ----------------------------------------- CUSIP No. 87155S108 13 G Page 3 of 21 Pages - --------------------------------------------- ----------------------------------------- - ---------- ----------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Venrock Associates II, L.P. I.R.S. #13-3844754 - ---------- ----------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ---------- ----------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------- ----------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York, U.S.A. - ----------------------------- ------ --------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 0 OWNED BY EACH ------ --------------------------------------------------------------------------------------------- REPORTING 6 SHARED VOTING POWER PERSON WITH 88,556 ------ --------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 ------ --------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 88,556 - --------- ------------------------------------------------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 88,556 - --------- ------------------------------------------------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - --------- ------------------------------------------------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.29% - --------- ------------------------------------------------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* PN - --------- ------------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
- --------------------------------------------- ----------------------------------------- CUSIP No. 87155S108 13 G Page 4 of 21 Pages - --------------------------------------------- ----------------------------------------- - ----------- ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Michael C. Brooks ###-##-#### - ----------- ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ----------- ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------- ---------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------- ------ ------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 735 OWNED BY EACH ------ ------------------------------------------------------------------------------------------- REPORTING 6 SHARED VOTING POWER PERSON WITH 88,556 ------ ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 735 ------ ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 88,556 - ----------- ---------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 89,291 - ----------- ---------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ----------- ---------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.30% - ----------- ---------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ----------- ----------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
- --------------------------------------------- ----------------------------------------- CUSIP No. 87155S108 13 G Page 5 of 21 Pages - --------------------------------------------- ----------------------------------------- - ----------- ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Joseph E. Casey ###-##-#### - ----------- ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ----------- ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------- ---------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------- ------ ------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 786 OWNED BY EACH ------ ------------------------------------------------------------------------------------------- REPORTING 6 SHARED VOTING POWER PERSON WITH 88,556 ------ ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 786 ------ ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 88,556 - ----------- ---------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 89,342 - ----------- ---------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ----------- ---------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.30% - ----------- ---------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ----------- ----------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
- --------------------------------------------- ----------------------------------------- CUSIP No. 87155S108 13 G Page 6 of 21 Pages - --------------------------------------------- ----------------------------------------- - ----------- ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Eric Copeland ###-##-#### - ----------- ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ----------- ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------- ---------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------- ------ ------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 786 OWNED BY EACH ------ ------------------------------------------------------------------------------------------- REPORTING 6 SHARED VOTING POWER PERSON WITH 88,556 ------ ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 786 ------ ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 88,556 - ----------- ---------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 89,342 - ----------- ---------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ----------- ---------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.30% - ----------- ---------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ----------- ----------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
- --------------------------------------------- ----------------------------------------- CUSIP No. 87155S108 13 G Page 7 of 21 Pages - --------------------------------------------- ----------------------------------------- - ----------- ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Anthony B. Evnin ###-##-#### - ----------- ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ----------- ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------- ---------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------- ------ ------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 60,028 OWNED BY EACH ------ ------------------------------------------------------------------------------------------- REPORTING 6 SHARED VOTING POWER PERSON WITH 88,556 ------ ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 60,028 ------ ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 88,556 - ----------- ---------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 148,584 - ----------- ---------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ----------- ---------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.49% - ----------- ---------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ----------- ----------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
- --------------------------------------------- ----------------------------------------- CUSIP No. 87155S108 13 G Page 8 of 21 Pages - --------------------------------------------- ----------------------------------------- - ----------- ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Thomas R. Frederick ###-##-#### - ----------- ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ----------- ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------- ---------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------- ------ ------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 2,080 OWNED BY EACH ------ ------------------------------------------------------------------------------------------- REPORTING 6 SHARED VOTING POWER PERSON WITH 88,556 ------ ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 2,080 ------ ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 88,556 - ----------- ---------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 90,636 - ----------- ---------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ----------- ---------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.30% - ----------- ---------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ----------- ----------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
- --------------------------------------------- ----------------------------------------- CUSIP No. 87155S108 13 G Page 9 of 21 Pages - --------------------------------------------- ----------------------------------------- - ----------- ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON David R. Hathaway ###-##-#### - ----------- ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ----------- ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------- ---------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------- ------ ------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 36,172 OWNED BY EACH ------ ------------------------------------------------------------------------------------------- REPORTING 6 SHARED VOTING POWER PERSON WITH 88,556 ------ ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 36,172 ------ ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 88,556 - ----------- ---------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 124,728 - ----------- ---------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ----------- ---------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.42% - ----------- ---------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ----------- ----------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
- --------------------------------------------- ----------------------------------------- CUSIP No. 87155S108 13 G Page 10 of 21 Pages - --------------------------------------------- ----------------------------------------- - ----------- ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Patrick F. Latterell ###-##-#### - ----------- ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ----------- ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------- ---------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------- ------ ------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 51,739 OWNED BY EACH ------ ------------------------------------------------------------------------------------------- REPORTING 6 SHARED VOTING POWER PERSON WITH 88,556 ------ ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 51,739 ------ ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 88,556 - ----------- ---------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 140,295 - ----------- ---------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ----------- ---------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.47% - ----------- ---------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ----------- ----------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
- --------------------------------------------- ----------------------------------------- CUSIP No. 87155S108 13 G Page 11 of 21 Pages - --------------------------------------------- ----------------------------------------- - ----------- ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Ted H. McCourtney ###-##-#### - ----------- ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ----------- ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------- ---------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------- ------ ------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 69,234 OWNED BY EACH ------ ------------------------------------------------------------------------------------------- REPORTING 6 SHARED VOTING POWER PERSON WITH 88,556 ------ ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 69,234 ------ ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 88,556 - ----------- ---------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 157,790 - ----------- ---------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ----------- ---------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.53% - ----------- ---------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ----------- ----------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
- --------------------------------------------- ----------------------------------------- CUSIP No. 87155S108 13 G Page 12 of 21 Pages - --------------------------------------------- ----------------------------------------- - ----------- ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Ray A. Rothrock ###-##-#### - ----------- ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ----------- ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------- ---------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------- ------ ------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 60,553 OWNED BY EACH ------ ------------------------------------------------------------------------------------------- REPORTING 6 SHARED VOTING POWER PERSON WITH 88,556 ------ ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 60,553 ------ ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POW 88,556 - ----------- ---------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 149,109 - ----------- ---------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ----------- ---------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.50% - ----------- ---------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ----------- ----------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
- --------------------------------------------- ----------------------------------------- CUSIP No. 87155S108 13 G Page 13 of 21 Pages - --------------------------------------------- ----------------------------------------- - ----------- ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Kimberley A. Rummelsburg ###-##-#### - ----------- ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ----------- ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------- ---------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------- ------ ------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 0 OWNED BY EACH ------ ------------------------------------------------------------------------------------------- REPORTING 6 SHARED VOTING POWER PERSON WITH 98,574 ------ ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 ------ ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 98,574 - ----------- ---------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 98,574 - ----------- ---------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ----------- ---------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.33% - ----------- ---------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ----------- ----------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
- --------------------------------------------- ----------------------------------------- CUSIP No. 87155S108 13 G Page 14 of 21 Pages - --------------------------------------------- ----------------------------------------- - ----------- ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Anthony Sun ###-##-#### - ----------- ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ----------- ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------- ---------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------- ------ ------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 70,176 OWNED BY EACH ------ ------------------------------------------------------------------------------------------- REPORTING 6 SHARED VOTING POWER PERSON WITH 88,556 ------ ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 70,176 ------ ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 88,556 - ----------- ---------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 158,732 - ----------- ---------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ----------- ---------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.53% - ----------- ---------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ----------- ----------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
- --------------------------------------------- ----------------------------------------- CUSIP No. 87155S108 13 G Page 15 of 21 Pages - --------------------------------------------- ----------------------------------------- - ----------- ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Michael F. Tyrrell ###-##-#### - ----------- ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ----------- ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------- ---------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------- ------ ------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 6,231 OWNED BY EACH ------ ------------------------------------------------------------------------------------------- REPORTING 6 SHARED VOTING POWER PERSON WITH 88,556 ------ ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 6,231 ------ ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 88,556 - ----------- ---------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 94,787 - ----------- ---------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ----------- ---------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.32% - ----------- ---------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ----------- ----------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! Page 16 of 21 pages Introductory Note: This Statement on Schedule 13G is filed on behalf of Venrock Associates, a limited partnership organized under the laws of the State of New York, Venrock Associates II, L.P., a limited partnership organized under the laws of the State of New York, Michael C. Brooks, Joseph E. Casey, Eric Copeland, Anthony B. Evnin, Thomas R. Frederick, David R. Hathaway, Patrick F. Latterell, Ted H. McCourtney, Ray A. Rothrock, Kimberley A. Rummelsburg, Anthony Sun and Michael F. Tyrrell in respect of shares of Common Stock of Symyx Technologies. Item 1(a) Name of Issuer - -------------------------------- Symyx Technologies Item 1(b) Address of Issuer's Principal Executive Offices - ----------------------------------------------------------------- 3100 Central Expressway Santa Clara, CA 95051 Item 2(a) Name of Person Filing - --------------------------------------- Venrock Associates ("Venrock") Venrock Associates II, L.P. ("Venrock II") Michael C. Brooks Joseph E. Casey Eric Copeland Anthony B. Evnin Thomas R. Frederick David R. Hathaway Patrick F. Latterell Ted H. McCourtney Ray A. Rothrock Kimberley A. Rummelsburg Anthony Sun Michael F. Tyrrell Item 2(b) Address of Principal Business Office or, if none, Residence - ----------------------------------------------------------------------------- New York Office: Menlo Park Office: 30 Rockefeller Plaza 2494 Sand Hill Road Room 5508 Suite 200 New York, NY 10112 Menlo Park, CA 94025 Item 2(c) Citizenship - ----------------------------- Venrock and Venrock II are limited partnerships organized in the State of New York. Michael C. Brooks, Joseph E. Casey, Eric Copeland, Anthony B. Evnin, Thomas R. Frederick, David R. Hathaway, Patrick F. Latterell, Ray A. Rothrock, Kimberley A. Rummelsburg, Anthony Sun and Michael F. Tyrrell are General Partners of Venrock and Venrock II and all are citizens of the United States of America. Ted H. McCourtney is a retired General Partner of Venrock and Venrock II and is a citizen of the United States of America. Item 2(d) Title of Class of Securities - ---------------------------------------------- Common Stock Item 2(e) CUSIP Number - ------------------------------ 87155S108 Page 17 of 21 pages Item 3 Not applicable. - --------------------------------- Item 4 Ownership - --------------------------- (a) and (b) Venrock owns no shares or 0.00% of the outstanding shares of common stock. Venrock II owns 88,556 shares or 0.29% of the outstanding shares of common stock. Michael C. Brooks beneficially owns 89,291 shares or 0.30% of the outstanding shares of common stock. Joseph E. Casey beneficially owns 89,342 shares or 0.30% of the outstanding shares of common stock. Eric Copeland beneficially owns 89,342 shares or 0.30% of the outstanding shares of common stock. Anthony B. Evnin beneficially owns 148,584 shares or 0.49% of the outstanding shares of common stock. Thomas R. Frederick beneficially owns 90,636 shares or 0.30% of the outstanding shares of common stock. David R. Hathaway beneficially owns 124,728 shares or 0.42% of the outstanding shares of common stock. Patrick F. Latterell beneficially owns 140,295 shares or 0.47% of the outstanding shares of common stock. Ted H. McCourtney beneficially owns 157,790 shares or 0.53% of the outstanding shares of common stock. Ray A. Rothrock beneficially owns 149,109 shares or 0.50% of the outstanding shares of common stock. Kimberley A. Rummelsburg beneficially owns 98,574 shares or 0.33% of the outstanding shares of common stock. Anthony Sun beneficially owns 158,732 shares or 0.53% of the outstanding shares of common stock. Michael F. Tyrrell beneficially owns 94,787 shares or 0.32% of the outstanding shares of common stock. (c) Venrock has sole voting and dispositive power over no shares of common stock and shared voting and dispositive power over no shares of common stock. Venrock II has sole voting and dispositive power over no shares of common stock and shared voting and dispositive power over 88,556 shares of common stock. Michael C. Brooks has sole voting and dispositive power over 735 shares of common stock and shared voting and dispositive power over 88,556 shares of common stock. Joseph E. Casey has sole voting and dispositive power over 786 shares of common stock and shared voting and dispositive power over 88,556 shares of common stock. Eric Copeland has sole voting and dispositive power over 786 shares of common stock and shared voting and dispositive power over 88,556 shares of common stock. Anthony B. Evnin has sole voting and dispositive power over 60,028 shares of common stock and shared voting and dispositive power over 88,556 shares of common stock. Thomas R. Frederick has sole voting and dispositive power over 2,080 shares of common stock and dispositive power over 88,556 shares of common stock. David R. Hathaway has sole voting and dispositive power over 36,172 shares of common stock and shared voting and dispositive power over 88,556 shares of common stock. Patrick F. Latterell has sole voting and dispositive power over 51,739 shares of common stock and shared voting and dispositive power over 88,556 shares of common stock. Ted H. McCourtney has sole voting and dispositive power over 69,234 shares of common stock and shared voting and dispositive power over 88,556 shares of common stock. Ray A. Rothrock has sole voting and dispositive power over 60,553 shares of common stock and shared voting and dispositive power over 88,556 shares of common stock. Kimberley A. Rummelsburg has sole voting and dispositive power over no shares of common stock and shared voting and dispositive power over 98,574 shares of common stock. Anthony Sun has sole voting and dispositive power over 70,176 shares of common stock and shared voting and dispositive power over 88,556 shares of common stock. Michael F. Tyrrell has sole voting and dispositive power over 6,231 shares of common stock and shared voting and dispositive power over 88,556 shares of common stock. Item 5 Ownership of Five Percent or Less of a Class - -------------------------------------------------------------- If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. Page 18 of 21 pages Item 6 Ownership of More than Five Percent of Behalf of - ------------------------------------------------------------------ Another Person -------------- No person, other than the General Partners of Venrock and Venrock II, has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of common stock owned by Venrock and Venrock II. Item 7 Identification and Classification of the Subsidiary which - --------------------------------------------------------------------------- Acquired the Security Being Reported ------------------------------------ on by the Parent Holding Company -------------------------------- Not applicable. Item 8 Identification and Classification of Members of the Group - --------------------------------------------------------------------------- This schedule is being filed pursuant to Rule 13d-1(d). The identities of the eleven General Partners and the one retired General Partner of Venrock and Venrock II are stated in Item 2. Item 9 Notice of Dissolution of Group - ------------------------------------------------ Not applicable. Item 10 Certification - ------------------------------- Not applicable. Page 19 of 21 pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. February 14, 2001 VENROCK ASSOCIATES By: /s/ Anthony B. Evnin ------------------------- Anthony B. Evnin General Partner February 14, 2001 VENROCK ASSOCIATES II, L.P. By: /s/ Anthony B. Evnin ------------------------- Anthony B. Evnin General Partner February 14, 2001 GENERAL PARTNERS /s/ Michael C. Brooks ---------------------------------- Michael C. Brooks /s/ Joseph E. Casey ---------------------------------- Joseph E. Casey /s/ Eric Copeland ---------------------------------- Eric Copeland /s/ Anthony B. Evnin ---------------------------------- Anthony B. Evnin /s/ Thomas R. Frederick ---------------------------------- Thomas R. Frederick /s/ David R. Hathaway ---------------------------------- David R. Hathaway /s/ Patrick F. Latterell ---------------------------------- Patrick F. Latterell /s/ Ted H. McCourtney ---------------------------------- Ted H. McCourtney /s/ Ray A. Rothrock ---------------------------------- Ray A. Rothrock /s/ Kimberley A. Rummelsburg ---------------------------------- Kimberley A. Rummelsburg /s/ Anthony Sun ---------------------------------- Anthony Sun /s/ Michael F. Tyrrell ---------------------------------- Michael F. Tyrrell Exhibit Index
Exhibit No. Page No. - ----------- -------- 99.1 Agreement pursuant to 13d-1(k)(1) among Venrock Associates, 21 Venrock Associates II, L.P. and the General Partners thereof
EX-99.1 2 0002.txt AGREEMENT Exhibit 99.1 ------------ AGREEMENT Pursuant to Rule 13d-1(k)(1) promulgated pursuant to the Securities Exchange Act of 1934, as amended, the undersigned agree that the attached Schedule 13G is being filed on behalf of each of the undersigned. February 14, 2001 VENROCK ASSOCIATES By: /s/ Anthony B. Evnin -------------------------- Anthony B. Evnin General Partner February 14, 2001 VENROCK ASSOCIATES II, L.P. By: /s/ Anthony B. Evnin -------------------------- Anthony B. Evnin General Partner February 14, 2001 GENERAL PARTNERS /s/ Michael C. Brooks ----------------------------------- Michael C. Brooks /s/ Joseph E. Casey ----------------------------------- Joseph E. Casey /s/ Eric Copeland ----------------------------------- Eric Copeland /s/ Anthony B. Evnin ----------------------------------- Anthony B. Evnin /s/ Thomas R. Frederick ----------------------------------- Thomas R. Frederick /s/ David R. Hathaway ----------------------------------- David R. Hathaway /s/ Patrick F. Latterell ----------------------------------- Patrick F. Latterell /s/ Ted H. McCourtney ----------------------------------- Ted H. McCourtney /s/ Ray A. Rothrock ----------------------------------- Ray A. Rothrock /s/ Kimberley A. Rummelsburg ----------------------------------- Kimberley A. Rummelsburg /s/ Anthony Sun ----------------------------------- Anthony Sun /s/ Michael F. Tyrrell ----------------------------------- Michael F. Tyrrell -----END PRIVACY-ENHANCED MESSAGE-----