-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IlyeRmQfROt5C0yscweYzIswVJX8EfNtU3B9cmqScda+Hu8eceQAKZp/c23i1Zdz +iZ/YmgYV5xsZvphjSshzg== 0001250853-09-000018.txt : 20090203 0001250853-09-000018.hdr.sgml : 20090203 20090203191353 ACCESSION NUMBER: 0001250853-09-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090130 FILED AS OF DATE: 20090203 DATE AS OF CHANGE: 20090203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Saaf Randy CENTRAL INDEX KEY: 0001334521 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30063 FILM NUMBER: 09566453 BUSINESS ADDRESS: BUSINESS PHONE: (310) 956-3300 MAIL ADDRESS: STREET 1: 2461 SANTA MONICA BLVD STREET 2: SUITE D-250 CITY: SANTA MONICA STATE: CA ZIP: 90404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARTISTDIRECT INC CENTRAL INDEX KEY: 0001095079 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 954644384 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1601 CLOVERFIELD BOULEVARD STREET 2: SUITE 400 SOUTH CITY: SANTA MONICA STATE: CA ZIP: 90404 BUSINESS PHONE: 3109563300 MAIL ADDRESS: STREET 1: 1601 CLOVERFIELD BOULEVARD STREET 2: SUITE 400 SOUTH CITY: SANTA MONICA STATE: CA ZIP: 90404 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-01-30 0 0001095079 ARTISTDIRECT INC ARTDE 0001334521 Saaf Randy 2461 SANTA MONICA BLVD SUITE D-250 SANTA MONICA CA 90404 0 1 0 0 Chief Exective Officer Common Stock 2009-01-30 4 J 0 2964205 A 2964205 D Subordinated Convertible Note 1 2009-01-30 4 C 0 2250000 D 2005-07-28 2009-07-28 Common Stock 2250000 0 D On January 30, 2009, Issuer cancelled the outstanding warrants issued to Reporting Person in connection with Issuer's subdebt financing on July 28, 2005. Issuer also converted the Subordinated Note held by Reporting Person into 2,964,205 restricted shares of the Common Stock of Issuer by dividing the sum of the outstanding principal, accrued interest and late charges and amounts due under the Regnegotation Rights Agreement dated July 28, 2005, by the conversion price. /s/ Randy Saaf 2009-02-03 -----END PRIVACY-ENHANCED MESSAGE-----