-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LAWCnI+5FYmvetnmJ0PwC8OVS9HnQLXAHalGnBotDQf8UPPNH2dgQd8y3anSXM3i ubICqhkLIZyiZoVVNVQgiw== 0001012870-01-000818.txt : 20010223 0001012870-01-000818.hdr.sgml : 20010223 ACCESSION NUMBER: 0001012870-01-000818 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20010214 GROUP MEMBERS: ACCEL INTERNET/STRATEGIC TECHNOLOGY FUND ASSOCIATES LLC GROUP MEMBERS: ACCEL INTERNET/STRATEGIC TECHNOLOGY FUND LP GROUP MEMBERS: ACCEL INVESTORS '96 LP GROUP MEMBERS: ACCEL INVESTORS '99 (C) LP GROUP MEMBERS: ACCEL KEIREST V ASSOCIATES LLC GROUP MEMBERS: ACCEL KEIRETSU V LP GROUP MEMBERS: ACCEL V ASSOCIATES LLC GROUP MEMBERS: ACCEL V L.P. GROUP MEMBERS: ACP FAMILY PARTNERSHIP LP GROUP MEMBERS: ARTHUR C. PATTERSON GROUP MEMBERS: ELLMORE C. PATTERSON PARTNERS GROUP MEMBERS: EUGENE D. HILL, III GROUP MEMBERS: G. CARTER SEDNAOUI GROUP MEMBERS: J. PETER WAGNER GROUP MEMBERS: JAMES R. SWARTZ GROUP MEMBERS: JAMES W. BREYER GROUP MEMBERS: LUKE B. EVNIN GROUP MEMBERS: SWARTZ FAMILY PARTNERSHIP LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AVICI SYSTEMS INC CENTRAL INDEX KEY: 0001094895 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 020493372 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-60847 FILM NUMBER: 1545230 BUSINESS ADDRESS: STREET 1: 101 BILLERICA AVENUE CITY: NORTH BILLERICA STATE: MA ZIP: 01862 BUSINESS PHONE: 9789642000 MAIL ADDRESS: STREET 1: 101 BILLERICA AVE CITY: NORTH BILLERICA STATE: MA ZIP: 01862 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ACCEL V ASSOCIATES LLC CENTRAL INDEX KEY: 0001105556 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 223431495 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: PALMER SQUARE CITY: PRINCETON STATE: NJ ZIP: 08542 BUSINESS PHONE: 6096834500 MAIL ADDRESS: STREET 1: PALMER SQUARE CITY: PRINCETON STATE: NJ ZIP: 08542 SC 13G 1 0001.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. ____)* Avici Systems, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 05367L109 ------------------------------ (CUSIP Number) December 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 26 Exhibit Index on Page 24 13G PAGE 2 OF 26 PAGES =============================================================================== CUSIP NO. 05367L109 --------- - ------------------------------------------------------------------------------ NAME OF REPORTING 1 SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Accel V L.P. ("A5") Tax ID Number: - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 2,955,695 shares, except that Accel V Associates NUMBER OF L.L.C. ("A5A"), the general partner of A5, may be deemed to have sole power to vote these shares, and SHARES ACP Family Partnership L.P. ("ACPFP"), Swartz Family Partnership L.P. ("SFP"), James W. Breyer ("Breyer"), BENEFICIALLY Luke B. Evnin ("Evnin"), Eugene D. Hill, III ("Hill"), Arthur C. Patterson ("Patterson"), G. Carter Sednaoui OWNED BY ("Sednaoui"), James R. Swartz ("Swartz") and J. Peter Wagner ("Wagner"), the managing members EACH of A5A, may be deemed to have shared power to vote these shares. REPORTING ----------------------------------------------------------- PERSON SHARED VOTING POWER 6 WITH See response to row 5. ----------------------------------------------------------- SOLE DISPOSITIVE POWER 7 2,955,695 shares, except that A5A, the general partner of A5, may be deemed to have sole power to dispose of these shares, and ACPFP, SFP, Breyer, Evnin, Hill, Patterson, Sednaoui, Swartz and Wagner, the managing members of A5A, may be deemed to have shared power to dispose of these shares. ----------------------------------------------------------- SHARED DISPOSITIVE POWER 8 See response to row 7. - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 2,955,695 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 6.1% - ------------------------------------------------------------------------------ TYPE OR REPORTING PERSON* 12 PN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! 13G PAGE 3 OF 26 PAGES ================================================================================ CUSIP NO. 05367L109 --------- - -------------------------------------------------------------------------------- NAME OF REPORTING SS OR 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Accel V Associates L.L.C. ("A5A") Tax ID Number: - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - -------------------------------------------------------------------------------- SOLE VOTING POWER 5 2,955,695 shares, all of which are directly owned by Accel V L.P. ("A5"). Accel V Associates L.L.C. ("A5A"), the general partner of A5, may be deemed NUMBER OF to have sole power to vote these shares, and ACP Family Partnership L.P. ("ACPFP"), Swartz Family SHARES Partnership L.P. ("SFP"), James W. Breyer ("Breyer"), Luke B. Evnin ("Evnin"), Eugene D. Hill, III BENEFICIALLY ("Hill"), Arthur C. Patterson ("Patterson"), G. Carter Sednaoui ("Sednaoui"), James R. Swartz OWNED BY ("Swartz") and J. Peter Wagner ("Wagner"), the managing members of A5A, may be deemed to have EACH shared power to vote these shares. REPORTING ---------------------------------------------------------- SHARED VOTING POWER PERSON 6 See response to row 5. WITH ----------------------------------------------------------- SOLE DISPOSITIVE POWER 7 2,955,695 shares, all of which are directly owned by A5. A5A, the general partner of A5, may be deemed to have sole power to dispose of these shares, and ACPFP, SFP, Breyer, Evnin, Hill, Patterson, Sednaoui, Swartz and Wagner, the managing members of A5A, may be deemed to have shared power to dispose of these shares. ---------------------------------------------------------- SHARED DISPOSITIVE POWER 8 See response to row 7. - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 2,955,695 - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 6.1% - -------------------------------------------------------------------------------- TYPE OR REPORTING PERSON* 12 OO - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 13G PAGE 4 OF 26 PAGES ================================================================================ CUSIP NO. 05367L109 --------- - -------------------------------------------------------------------------------- NAME OF REPORTING 1 SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Accel Internet/Strategic Technology Fund L.P. ("AISTF") Tax ID Number: - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------- SOLE VOTING POWER 5 396,049 shares, except that Accel Internet/Strategic Technology Fund Associates L.L.C. ("AISTFA"), the general partner of AISTF, may be deemed to have sole power to vote these shares, and ACP Family Partnership L.P. ("ACPFP"), Swartz Family NUMBER OF Partnership L.P. ("SFP"), James W. Breyer ("Breyer"), Luke B. Evnin ("Evnin"), Eugene D. Hill, III SHARES ("Hill"), Arthur C. Patterson ("Patterson"), G. Carter Sednaoui ("Sednaoui"), James R. Swartz BENEFICIALLY ("Swartz") and J. Peter Wagner ("Wagner"), the managing members of AISTFA, may be deemed to have OWNED BY shared power to vote these shares. EACH ---------------------------------------------------------- SHARED VOTING POWER REPORTING 6 See response to row 5. PERSON ---------------------------------------------------------- SOLE DISPOSITIVE POWER WITH 7 396,049 shares, except that AISTFA, the general partner of AISTF, may be deemed to have sole power to dispose of these shares, and ACPFP, SFP, Breyer, Evnin, Hill, Patterson, Sednaoui, Swartz and Wagner, the managing members of AISTFA, may be deemed to have shared power to dispose of these shares. ---------------------------------------------------------- SHARED DISPOSITIVE POWER 8 See response to row 7. - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH 9 REPORTING PERSON 396,049 - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 0.8% - -------------------------------------------------------------------------------- TYPE OR REPORTING PERSON* 12 PN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 13G PAGE 5 OF 26 PAGES ================================================================================ CUSIP NO. 05367L109 --------- - ------------------------------------------------------------------------------- NAME OF REPORTING 1 SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Accel Internet/Strategic Technology Fund Associates L.L.C. ("AISTFA") Tax ID Number: - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - -------------------------------------------------------------------------------- SOLE VOTING POWER NUMBER OF 5 396,049 shares, all of which are directly owned by Accel Internet/Strategic Technology SHARES Fund L.P. ("AISTF"). AISTFA, the general partner of AISTF, may be deemed to have BENEFICIALLY sole power to vote these shares, and ACP Family Partnership L.P. ("ACPFP"), Swartz OWNED BY Family Partnership L.P. ("SFP"), James W. Breyer ("Breyer"), Luke B. Evnin EACH ("Evnin"), Eugene D. Hill, III ("Hill"), Arthur C. Patterson ("Patterson"), REPORTING G. Carter Sednaoui ("Sednaoui"), James R. Swartz ("Swartz") and PERSON J. Peter Wagner ("Wagner"), the managing members of AISTFA, may be deemed to have WITH shared power to vote these shares. --------------------------------------------------------- SHARED VOTING POWER 6 See response to row 5. --------------------------------------------------------- SOLE DISPOSITIVE POWER 7 396,049 shares, all of which are directly owned by AISTF. AISTFA, the general partner of AISTF, may be deemed to have sole power to dispose of these shares, and ACPFP, SFP, Breyer, Evnin, Hill, Patterson, Sednaoui, Swartz and Wagner, the managing members of AISTFA, may be deemed to have shared power to dispose of these shares. --------------------------------------------------------- SHARED DISPOSITIVE POWER 8 See response to row 7. - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 396,049 - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 0.8% - -------------------------------------------------------------------------------- TYPE OR REPORTING PERSON* 12 OO - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 13G PAGE 6 OF 26 PAGES ================================================================================ CUSIP NO. 05367L109 --------- - ------------------------------------------------------------------------------- NAME OF REPORTING 1 SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Accel Keiretsu V L.P. ("AK5") Tax ID Number: - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - -------------------------------------------------------------------------------- SOLE VOTING POWER NUMBER OF 5 58,672 shares, except that Accel Keiretsu V Associates L.L.C. ("AK5A"), the general partner of SHARES AK5, may be deemed to have sole power to vote these shares, and James W. Breyer ("Breyer"), Luke B. BENEFICIALLY Evnin ("Evnin"), Eugene D. Hill, III ("Hill"), Arthur C. Patterson ("Patterson"), G. Carter OWNED BY Sednaoui ("Sednaoui"), James R. Swartz ("Swartz") and J. Peter Wagner ("Wagner"), the managing EACH members of AK5A, may be deemed to have shared power to vote these shares. REPORTING --------------------------------------------------------- PERSON SHARED VOTING POWER 6 See response to row 5. WITH --------------------------------------------------------- SOLE DISPOSITIVE POWER 7 58,672 shares, except that AK5A, the general partner of AK5, may be deemed to have sole power to dispose of these shares, and Breyer, Evnin, Hill, Patterson, Sednaoui, Swartz and Wagner, the managing members of AK5A, may be deemed to have shared power to dispose of these shares. --------------------------------------------------------- SHARED DISPOSITIVE POWER 8 See response to row 7. - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 58,672 - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 0.1% - -------------------------------------------------------------------------------- TYPE OR REPORTING PERSON* 12 PN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 13G PAGE 7 OF 26 PAGES ================================================================================ CUSIP NO. 05367L109 --------- - ------------------------------------------------------------------------------ NAME OF REPORTING 1 SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Accel Keiretsu V Associates L.L.C. ("AK5A") Tax ID Number: - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 59,740 shares, of which 58,672 are directly owned by NUMBER OF Accel Keiretsu V L.P. ("AK5"). AK5A, the general partner of AK5, may be deemed to have sole power to SHARES vote these shares, and James W. Breyer ("Breyer"), Luke B. Evnin ("Evnin"), Eugene D. Hill, III ("Hill"), BENEFICIALLY Arthur C. Patterson ("Patterson"), G. Carter Sednaoui ("Sednaoui"), James R. Swartz ("Swartz") and J. Peter OWNED BY Wagner ("Wagner"), the managing members of AK5A, may be deemed to have shared power to vote these shares. EACH ---------------------------------------------------------- REPORTING SHARED VOTING POWER 6 See response to row 5. PERSON --------------------------------------------------------- WITH SOLE DISPOSITIVE POWER 7 59,740 shares, of which 58,672 are directly owned by AK5. AK5A, the general partner of AK5, may be deemed to have sole power to dispose of these shares, and Breyer, Evnin, Hill, Patterson, Sednaoui, Swartz and Wagner, the managing members of AK5A, may be deemed to have shared power to dispose of these shares. ---------------------------------------------------------- SHARED DISPOSITIVE POWER 8 See response to row 7. - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 59,740 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 0.1% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 OO - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! 13G PAGE 8 OF 26 PAGES ================================================================================ CUSIP NO. 05367L109 --------- - ------------------------------------------------------------------------------ NAME OF REPORTING 1 SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Accel Investors '96 L.P. ("AI96") Tax ID Number: - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 176,021 shares, except that James W. Breyer NUMBER OF ("Breyer"), Luke B. Evnin ("Evnin"), Eugene D. Hill, III ("Hill"), Arthur C. Patterson ("Patterson"), G. SHARES Carter Sednaoui ("Sednaoui"), James R. Swartz ("Swartz") and J. Peter Wagner ("Wagner"), the general BENEFICIALLY partners of AI96, may be deemed to have shared power to vote these shares. OWNED BY ---------------------------------------------------------- EACH SHARED VOTING POWER 6 See response to row 5. REPORTING --------------------------------------------------------- PERSON SOLE DISPOSITIVE POWER 7 176,021 shares, except that Breyer, Evnin, Hill, WITH Patterson, Sednaoui, Swartz and Wagner, the general partners of AI96, may be deemed to have shared power to dispose of these shares. ---------------------------------------------------------- SHARED DISPOSITIVE POWER 8 See response to row 7. - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 176,021 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 0.4% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 PN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! 13G PAGE 9 OF 26 PAGES =============================================================================== CUSIP NO. 05367L109 --------- - ------------------------------------------------------------------------------- NAME OF REPORTING 1 SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Accel Investors '99(C) L.P. ("AI99C") Tax ID Number: - ------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------- SEC USE ONLY 3 - ------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------- SOLE VOTING POWER 5 6,561 shares, except that James W. Breyer ("Breyer"), NUMBER OF Arthur C. Patterson ("Patterson"), G. Carter Sednaoui ("Sednaoui") and J. Peter Wagner ("Wagner"), the SHARES general partners of AI99C, may be deemed to have shared power to vote these shares. BENEFICIALLY ------------------------------------------------------------- OWNED BY SHARED VOTING POWER 6 See response to row 5. EACH ------------------------------------------------------------- REPORTING SOLE DISPOSITIVE POWER 7 6,561 shares, except that Breyer, Patterson, Sednaoui PERSON and Wagner, the general partners of AI99C, may be deemed to have shared power to dispose of these WITH shares. ------------------------------------------------------------- SHARED DISPOSITIVE POWER 8 See response to row 7. - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 6,561 - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 0.0% - ------------------------------------------------------------------------------- TYPE OR REPORTING PERSON* PN 12 - ------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 13G PAGE 10 OF 26 PAGES =============================================================================== CUSIP NO. 05367L109 --------- - ------------------------------------------------------------------------------- NAME OF REPORTING 1 SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ACP Family Partnership L.P. ("ACPFP") Tax ID Number: - ------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 California - ------------------------------------------------------------------------------- SOLE VOTING POWER 5 62,346 shares. Arthur C. Patterson ("Patterson") is NUMBER OF the general partner of ACPFP and may be deemed to have sole power to vote these shares. SHARES ------------------------------------------------------------- BENEFICIALLY SHARED VOTING POWER 6 3,351,744 shares, of which 2,955,695 are directly OWNED BY owned by Accel V L.P. ("A5") and 396,049 are directly owned by Accel Internet/Strategic Technology Fund L.P. EACH ("AISTF"). ACPFP is a managing member of Accel V Associates L.L.C. ("A5A"), the general partner of A5, REPORTING and a managing member of Accel Internet/Strategic Technology Fund Associates L.L.C. ("AISTFA"), the PERSON general partner of AISTF, and may be deemed to have shared power to vote these shares. WITH ------------------------------------------------------------- SOLE DISPOSITIVE POWER 7 62,346 shares. Patterson is the general partner of ACPFP and may be deemed to have sole power to dispose of these shares. ------------------------------------------------------------- SHARED DISPOSITIVE POWER 8 3,351,744 shares, of which 2,955,695 are directly owned by A5 and 396,049 are directly owned by AISTF. ACPFP is a managing member of A5A, the general partner of A5, and a managing member of AISTFA, the general partner of AISTF, and may be deemed to have shared power to dispose these shares. - ------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 3,414,090 - ------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 7.1% - ------------------------------------------------------------------------------- TYPE OR REPORTING PERSON* PN 12 - ------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 13G PAGE 11 OF 26 PAGES ================================================================================ CUSIP NO. 05367L109 --------- - -------------------------------------------------------------------------------- NAME OF REPORTING 1 SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Ellmore C. Patterson Partners ("ECPP") Tax ID Number: - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- SOLE VOTING POWER NUMBER OF 5 107,570 shares. Arthur C. Patterson ("Patterson") is the general partner of ECPP and may be deemed to SHARES have sole power to vote these shares. BENEFICIALLY --------------------------------------------------------- SHARED VOTING POWER OWNED BY 6 0 shares EACH --------------------------------------------------------- SOLE DISPOSITIVE POWER REPORTING 7 107,570 shares. Patterson is the general partner of ECPP and may be deemed to have sole power to dispose PERSON of these shares. WITH --------------------------------------------------------- SHARED DISPOSITIVE POWER 8 0 shares - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH 9 REPORTING PERSON 107,570 - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) 10 EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 0.2% - -------------------------------------------------------------------------------- TYPE OR REPORTING PERSON* PN 12 - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 13G PAGE 12 OF 26 PAGES ================================================================================ CUSIP NO. 05367L109 --------- - ------------------------------------------------------------------------------ NAME OF REPORTING 1 SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Swartz Family Partnership L.P. ("SFP") Tax ID Number: - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 22,794 shares. James R. Swartz ("Swartz") is the NUMBER OF general partner of SFP and may be deemed to have sole power to vote these shares. SHARES ---------------------------------------------------------- BENEFICIALLY SHARED VOTING POWER 6 3,351,744 shares, of which 2,955,695 are directly OWNED BY owned by Accel V L.P. ("A5") and 396,049 are directly owned by Accel Internet/Strategic Technology Fund EACH L.P. ("AISTF"). SFP is a managing member of Accel V Associates L.L.C. ("A5A"), the general partner of REPORTING A5, and a managing member of Accel Internet/Strategic Technology Fund Associates L.L.C. ("AISTFA"), the PERSON general partner of AISTF, and may be deemed to have shared power to vote these shares. WITH --------------------------------------------------------- SOLE DISPOSITIVE POWER 7 22,794 shares. James R. Swartz ("Swartz") is the general partner of SFP and may be deemed to have sole power to dispose of these shares. ---------------------------------------------------------- SHARED DISPOSITIVE POWER 8 3,351,744 shares, of which 2,955,695 are directly owned by A5 and 396,049 are directly owned by AISTF. SFP is a managing member of A5A, the general partner of A5, and a managing member of AISTFA, the general partner of AISTF, and may be deemed to have shared power to dispose of these shares. - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH 9 REPORTING PERSON 3,374,538 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 7.0% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 PN - ------------------------------------------------------------------------------ * SEE INSTRUCTIONS BEFORE FILLING OUT! 13G PAGE 13 OF 26 PAGES ================================================================================ CUSIP NO. 05367L109 --------- - ------------------------------------------------------------------------------ NAME OF REPORTING 1 SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON James W. Breyer ("Breyer") Tax ID Number: - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 U.S. Citizen - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 70,151 shares NUMBER OF ---------------------------------------------------------- SHARES SHARED VOTING POWER 6 3,594,066 shares, of which 2,955,695 are directly BENEFICIALLY owned by Accel V L.P. ("A5"), 396,049 are directly owned by Accel Internet/Strategic Technology Fund L.P. OWNED BY ("AISTF"), 58,672 are directly owned by Accel Keiretsu V L.P. ("AK5"), 1,068 are directly owned by Accel EACH Keiretsu V Associates L.L.C. ("AK5A"), 176,021 are directly owned by Accel Investors '96 L.P. ("AI96") REPORTING and 6,561 are directly owned by Accel Investors '99(C) L.P. ("AI99C"). Breyer is a managing member of Accel V PERSON Associates L.L.C. ("A5A"), the general partner of A5, a managing member of Accel Internet/Strategic WITH Technology Fund Associates L.L.C. ("AISTFA"), the general partner of AISTF, a managing member of AK5A, the general partner of AK5, a general partner of AI96 and a general partner of AI99C and may be deemed to have shared power to vote these shares. ---------------------------------------------------------- SOLE DISPOSITIVE POWER 7 70,151 shares ---------------------------------------------------------- SHARED DISPOSITIVE POWER 8 3,594,066 shares, of which 2,955,695 are directly owned by A5, 396,049 are directly owned by AISTF, 58,672 are directly owned by AK5, 1,068 are directly owned by AK5A, 176,021 are directly owned by AI96 and 6,561 are directly owned by AI99C. Breyer is a managing member of A5A, the general partner of A5, a managing member of AISTFA, the general partner of AISTF, a managing member of AK5A, the general partner of AK5, a general partner of AI96 and a general partner of AI99C and may be deemed to have shared power to dispose of these shares. - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH 9 REPORTING PERSON 3,664,217 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 7.6% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ * SEE INSTRUCTIONS BEFORE FILLING OUT! 13G PAGE 14 OF 26 PAGES ================================================================================ CUSIP NO. 05367L109 --------- - -------------------------------------------------------------------------------- NAME OF REPORTING 1 SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Luke B. Evnin ("Evnin") Tax ID Number: - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 U.S. Citizen - -------------------------------------------------------------------------------- SOLE VOTING POWER 5 19,198 shares NUMBER OF --------------------------------------------------------- SHARED VOTING POWER SHARES 6 3,587,505 shares, of which 2,955,695 are directly owned by Accel V L.P. ("A5"), 396,049 are directly BENEFICIALLY owned by Accel Internet/Strategic Technology Fund L.P. ("AISTF"), 58,672 are directly owned by Accel OWNED BY Keiretsu V L.P. ("AK5"), 1,068 are directly owned by Accel Keiretsu V Associates L.L.C. ("AK5A") and EACH 176,021 are directly owned by Accel Investors '96 L.P. ("AI96"). Evnin is a managing member of Accel V REPORTING Associates L.L.C. ("A5A"), the general partner of A5, a managing member of Accel Internet/Strategic PERSON Technology Fund Associates L.L.C. ("AISTFA"), the general partner of AISTF, a managing member of AK5A, WITH the general partner of AK5 and a general partner of AI96 and may be deemed to have shared power to vote these shares. --------------------------------------------------------- SOLE DISPOSITIVE POWER 7 19,198 shares --------------------------------------------------------- SHARED DISPOSITIVE POWER 8 3,587,505 shares, of which 2,955,695 are directly owned by A5, 396,049 are directly owned by AISTF, 58,672 are directly owned by AK5, 1,068 are directly owned by AK5A and 176,021 are directly owned by AI96. Evnin is a managing member of A5A, the general partner of A5, a managing member of AISTFA, the general partner of AISTF, a managing member of AK5A, the general partner of AK5 and a general partner of AI96 and may be deemed to have shared power to dispose of these shares. - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH 9 REPORTING PERSON 3,606,703 - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) 10 EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 7.5% - -------------------------------------------------------------------------------- TYPE OR REPORTING PERSON* 12 IN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 13G PAGE 15 OF 26 PAGES ================================================================================ CUSIP NO. 05367L109 --------- - ------------------------------------------------------------------------------ NAME OF REPORTING 1 SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Eugene D. Hill, III ("Hill") Tax ID Number: - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 U.S. Citizen - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 8,448 shares NUMBER OF ---------------------------------------------------------- SHARES SHARED VOTING POWER 6 3,587,505 shares, of which 2,955,695 are directly BENEFICIALLY owned by Accel V L.P. ("A5"), 396,049 are directly owned by Accel Internet/Strategic Technology Fund L.P. OWNED BY ("AISTF"), 58,672 are directly owned by Accel Keiretsu V L.P. ("AK5"), 1,068 are directly owned by Accel EACH Keiretsu V Associates L.L.C. ("AK5A") and 176,021 are directly owned by Accel Investors '96 L.P. ("AI96"). REPORTING Hill is a managing member of Accel V Associates L.L.C. ("A5A"), the general partner of A5, a managing member PERSON of Accel Internet/Strategic Technology Fund Associates L.L.C. ("AISTFA"), the general partner of AISTF, a WITH managing member of AK5A, the general partner of AK5 and a general partner of AI96 and may be deemed to have shared power to vote these shares. --------------------------------------------------------- SOLE DISPOSITIVE POWER 7 8,448 shares ---------------------------------------------------------- SHARED DISPOSITIVE POWER 8 3,587,505 shares, of which 2,955,695 are directly owned by A5, 396,049 are directly owned by AISTF, 58,672 are directly owned by AK5, 1,068 are directly owned by AK5A and 176,021 are directly owned by AI96. Hill is a managing member of A5A, the general partner of A5, a managing member of AISTFA, the general partner of AISTF, a managing member of AK5A, the general partner of AK5 and a general partner of AI96 and may be deemed to have shared power to dispose of these shares. - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 3,595,953 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 7.5% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! 13G PAGE 16 OF 26 PAGES ================================================================================ CUSIP NO. 05367L109 --------- - ------------------------------------------------------------------------------ NAME OF REPORTING 1 SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Arthur C. Patterson ("Patterson") Tax ID Number: - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 U.S. Citizen - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 179,777 shares, of which 107,570 are directly owned by NUMBER OF Ellmore C. Patterson Partners ("ECPP") and 62,346 are directly owned by ACP Family Partnership L.P. SHARES ("ACPFP"). Patterson is the general partner of ECPP and of ACPFP and may be deemed to have sole power to BENEFICIALLY vote these shares. OWNED BY ---------------------------------------------------------- SHARED VOTING POWER EACH 6 3,594,066 shares, of which 2,955,695 are directly owned by Accel V L.P. ("A5"), 396,049 are directly REPORTING owned by Accel Internet/Strategic Technology Fund L.P. ("AISTF"), 58,672 are directly owned by Accel Keiretsu PERSON V L.P. ("AK5"), 1,068 are directly owned by Accel Keiretsu V Associates L.L.C. ("AK5A"), 176,021 are WITH directly owned by Accel Investors '96 L.P. ("AI96") and 6,561 are directly owned by Accel Investors '99(C) L.P. ("AI99C"). Patterson is a managing member of Accel V Associates L.L.C. ("A5A"), the general partner of A5, a managing member of Accel Internet/Strategic Technology Fund Associates L.L.C. ("AISTFA"), the general partner of AISTF, a managing member of AK5A, the general partner of AK5, a general partner of AI96 and a general partner of AI99C and may be deemed to have shared power to vote these shares. --------------------------------------------------------- SOLE DISPOSITIVE POWER 7 179,777 shares, of which 107,570 are directly owned by ECPP and 62,346 are directly owned by ACPFP. Patterson is the general partner of ECPP and of ACPFP and may be deemed to have sole power to dispose of these shares. ---------------------------------------------------------- SHARED DISPOSITIVE POWER 8 3,594,066 shares, of which 2,955,695 are directly owned by A5, 396,049 are directly owned by AISTF, 58,672 are directly owned by AK5, 1,068 are directly owned by AK5A, 176,021 are directly owned by AI96 and 6,561 are directly owned by AI99C. Patterson is a managing member of A5A, the general partner of A5, a managing member of AISTFA, the general partner of AISTF, a managing member of AK5A, the general partner of AK5, a general partner of AI96 and a general partner of AI99C and may be deemed to have shared power to dispose of these shares. - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 3,773,843 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 7.8% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! 13G PAGE 17 OF 26 PAGES ================================================================================ CUSIP NO. 05367L109 --------- - ------------------------------------------------------------------------------- NAME OF REPORTING 1 SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON G. Carter Sednaoui ("Sednaoui") Tax ID Number: - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 U.S. Citizen - -------------------------------------------------------------------------------- SOLE VOTING POWER 5 12,032 shares NUMBER OF --------------------------------------------------------- SHARES SHARED VOTING POWER 6 3,594,066 shares, of which 2,955,695 are directly BENEFICIALLY owned by Accel V L.P. ("A5"), 396,049 are directly owned by Accel Internet/Strategic Technology Fund OWNED BY L.P. ("AISTF"), 58,672 are directly owned by Accel Keiretsu V L.P. ("AK5"), 1,068 are directly owned EACH by Accel Keiretsu V Associates L.L.C. ("AK5A"), 176,021 are directly owned by Accel Investors '96 REPORTING L.P. ("AI96") and 6,561 are directly owned by Accel Investors '99(C) L.P. ("AI99C"). Sednaoui is a PERSON managing member of Accel V Associates L.L.C. ("A5A"), the general partner of A5, a managing WITH member of Accel Internet/Strategic Technology Fund Associates L.L.C. ("AISTFA"), the general partner of AISTF, a managing member of AK5A, the general partner of AK5, a general partner of AI96 and a general partner of AI99C and may be deemed to have shared power to vote these shares. -------------------------------------------------------- SOLE DISPOSITIVE POWER 7 12,032 shares --------------------------------------------------------- SHARED DISPOSITIVE POWER 8 3,594,066 shares, of which 2,955,695 are directly owned by A5, 396,049 are directly owned by AISTF, 58,672 are directly owned by AK5, 1,068 are directly owned by AK5A, 176,021 are directly owned by AI96 and 6,561 are directly owned by AI99C. Sednaoui is a managing member of A5A, the general partner of A5, a managing member of AISTFA, the general partner of AISTF, a managing member of AK5A, the general partner of AK5, a general partner of AI96 and a general partner of AI99C and may be deemed to have shared power to dispose of these shares. - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 3,606,098 - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 7.5% - -------------------------------------------------------------------------------- TYPE OR REPORTING PERSON* 12 IN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 13G PAGE 18 OF 26 PAGES ================================================================================ CUSIP NO. 05367L109 --------- - -------------------------------------------------------------------------------- NAME OF REPORTING 1 SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON James R. Swartz ("Swartz") Tax ID Number: - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 U.S. Citizen - -------------------------------------------------------------------------------- VOTING POWER 5 83,462 shares, of which 22,794 are directly owned by NUMBER OF Swartz Family Partnership L.P. ("SFP"). Swartz is the general partner of SFP and may be deemed to have sole SHARES power to vote these shares. BENEFICIALLY ------------------------------------------------------------ SHARED VOTING POWER OWNED BY 6 3,587,505 shares, of which 2,955,695 are directly owned by Accel V L.P. ("A5"), 396,049 are directly EACH owned by Accel Internet/Strategic Technology Fund L.P. ("AISTF"), 58,672 are directly owned by Accel Keiretsu REPORTING V L.P. ("AK5"), 1,068 are directly owned by Accel Keiretsu V Associates L.L.C. ("AK5A") and 176,021 are PERSON directly owned by Accel Investors '96 L.P. ("AI96"). Swartz is a managing member of Accel V Associates WITH L.L.C. ("A5A"), the general partner of A5, a managing member of Accel Internet/Strategic Technology Fund Associates L.L.C. ("AISTFA"), the general partner of AISTF, a managing member of AK5A, the general partner of AK5 and a general partner of AI96 and may be deemed to have shared power to vote these shares. ------------------------------------------------------------ SOLE DISPOSITIVE POWER 7 83,462 shares of which 22,794 are directly owned by SFP. Swartz is the general partner of SFP and may be deemed to have sole power to dispose of these shares. ------------------------------------------------------------ SHARED DISPOSITIVE POWER 8 3,587,505 shares, of which 2,955,695 are directly owned by A5, 396,049 are directly owned by AISTF, 58,672 are directly owned by AK5, 1,068 are directly owned by AK5A and 176,021 are directly owned by AI96. Swartz is a managing member of A5A, the general partner of A5, a managing member of AISTFA, the general partner of AISTF, a managing member of AK5A, the general partner of AK5 and a general partner of AI96 and may be deemed to have shared power to dispose of these shares. - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 3,670,967 - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 7.6% - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 12 IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 13G PAGE 19 OF 26 PAGES =============================================================================== CUSIP NO. 05367L109 --------- - ------------------------------------------------------------------------------- NAME OF REPORTING 1 SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON J. Peter Wagner ("Wagner") Tax ID Number: - ------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------- SEC USE ONLY 3 - ------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 U.S. Citizen - ------------------------------------------------------------------------------- SOLE VOTING POWER 5 17,114 shares NUMBER OF ------------------------------------------------------------ SHARES SHARED VOTING POWER 6 3,594,066 shares, of which 2,955,695 are directly owned by Accel V L.P. ("A5"), 396,049 are directly BENEFICIALLY owned by Accel Internet/Strategic Technology Fund L.P. ("AISTF"), 58,672 are directly owned by Accel OWNED BY Keiretsu V L.P. ("AK5"), 1,068 are directly owned by Accel Keiretsu V Associates L.L.C. ("AK5A"), 176,021 EACH are directly owned by Accel Investors '96 L.P. ("AI96") and 6,561 are directly owned by Accel REPORTING Investors '99(C) L.P. ("AI99C"). Wagner is a managing member of Accel V Associates L.L.C. ("A5A"), PERSON the general partner of A5, a managing member of Accel Internet/Strategic Technology Fund Associates WITH L.L.C. ("AISTFA"), the general partner of AISTF, a managing member of AK5A, the general partner of AK5, a general partner of AI96 and a general partner of AI99C and may be deemed to have shared power to vote these shares. ------------------------------------------------------------ SOLE DISPOSITIVE POWER 7 17,114 shares ------------------------------------------------------------ SHARED DISPOSITIVE POWER 8 3,594,066 shares, of which 2,955,695 are directly owned by A5, 396,049 are directly owned by AISTF, 58,672 are directly owned by AK5, 1,068 are directly owned by AK5A, 176,021 are directly owned by AI96 and 6,561 are directly owned by AI99C. Wagner is a managing member of A5A, the general partner of A5, a managing member of AISTFA, the general partner of AISTF, a managing member of AK5A, the general partner of AK5, a general partner of AI96 and a general partner of AI99C and may be deemed to have shared power to dispose of these shares. - ------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH 9 REPORTING PERSON 3,611,180 - ------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) 10 EXCLUDES CERTAIN SHARES* [_] - ------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 7.5% - ------------------------------------------------------------------------------- TYPE OR REPORTING PERSON* IN 12 - ------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! ITEM 1(A). NAME OF ISSUER -------------- Avici Systems, Inc. ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES ----------------------------------------------- 101 Billerica Avenue North Billerica, MA 01862 ITEM 2(A). NAME OF PERSONS FILING ---------------------- This Statement is filed by Accel V L.P., a Delaware limited partnership ("A5"), Accel V Associates L.L.C., a Delaware limited liability company and the general partner of A5 ("A5A"), Accel Internet/Strategic Technology Fund L.P., a Delaware limited partnership ("AISTF"), Accel Internet/Strategic Technology Fund Associates L.L.C., a Delaware limited liability company and the general partner of AISTF ("AISTFA"), Accel Keiretsu V L.P., a Delaware limited partnership ("AK5"), Accel Keiretsu V Associates L.L.C., a Delaware limited liability company and the general partner of AK5 ("AK5A"), Accel Investors '96 L.P., a Delaware limited partnership ("AI96"), Accel Investors '99(C) L.P., a Delaware limited partnership ("AI99C"), Ellmore C. Patterson Partners ("ECPP"), a Delaware limited partnership, the ACP Family Partnership L.P. ("ACPFP"), a California limited partnership and a managing member of A5A and AISTFA, the Swartz Family Partnership L.P. ("SFP"), a Delaware limited partnership and managing member of A5A and AISTFA, James W. Breyer ("Breyer"), a managing member of A5A, AISTFA and AK5A and a general partner of AI96 and AI99C, Luke B. Evnin ("Evnin"), a managing member of A5A, AISTFA and AK5A and a general partner of AI96, Eugene D. Hill, III ("Hill"), a managing member of A5A, AISTFA and AK5A and a general partner of AI96, J. Peter Wagner ("Wagner"), a managing member of A5A, AISTFA and AK5A and a general partner of AI96 and AI99C, Arthur C. Patterson ("Patterson"), a managing member of A5A, AISTFA and AK5A and a general partner of ACPFP, ECPP, AI96 and AI99C, G. Carter Sednaoui ("Sednaoui"), a managing member of A5A, AISTFA and AK5A and a general partner of AI96 and AI99C, and James R. Swartz ("Swartz"), a managing member of A5A, AISTFA and AK5A and a general partner of SFP and AI96. The foregoing entities and individuals are collectively referred to as the "Reporting Persons." A5A, the general partner of A5, may be deemed to have sole power to vote and sole power to dispose of shares of the issuer directly owned by A5. AISTFA, the general partner of AISTF, may be deemed to have sole power to vote and sole power to dispose of shares of the issuer directly owned by AISTF. AK5A, the general partner of AK5, may be deemed to have sole power to vote and sole power to dispose of shares of the issuer directly owned by AK5. ACPFP, SFP, Breyer, Evnin, Hill, Wagner, Patterson, Sednaoui and Swartz are managing members of A5A and may be deemed to have shared power to vote and shared power to dispose of shares of the issuer directly owned by A5. ACPFP, SFP, Breyer, Evnin, Hill, Wagner, Patterson, Sednaoui and Swartz are managing members of AISTFA and may be deemed to have shared power to vote and shared power to dispose of shares of the issuer directly owned by AISTF. Breyer, Evnin, Hill, Wagner, Patterson, Sednaoui and Swartz are managing members of AK5A and may be deemed to have shared power to vote and shared power to dispose of shares of the issuer directly owned by AK5. Breyer, Evnin, Hill, Wagner, Patterson, Sednaoui and Swartz are general partners of AI96 and may be deemed to have shared power to vote and shared power to dispose of shares of the issuer directly owned by AI96. Breyer, Wagner, Patterson and Sednaoui are general partners of AI99C and may be deemed to have shared power to vote and shared power to dispose of shares of the issuer directly owned by AI99C. Page 21 of 26 ITEM 2(B). ADDRESS OF PRINCIPAL OFFICE --------------------------- The address for each of the Reporting Persons is: Accel Partners 428 University Ave. Palo Alto, California 94301 ITEM 2(C) CITIZENSHIP ----------- A5, AISTF, AK5, AI96, AI99C, ECPP and SFP are Delaware limited partnerships. ACPFP is a California limited partnership. A5A, AISTFA and AK5A are Delaware limited liability companies. Breyer, Evnin, Hill, Wagner, Patterson, Sednaoui and Swartz are United States citizens. ITEM 2(D) AND (E). TITLE OF CLASS OF SECURITIES AND CUSIP NUMBER --------------------------------------------- Common Stock CUSIP # 05367L109 ITEM 3. Not Applicable -------------- ITEM 4. OWNERSHIP --------- The following information with respect to the ownership of the Common Stock of the issuer by the persons filing this Statement is provided as of December 31, 2000: (a) Amount beneficially owned: ------------------------- See Row 9 of cover page for each Reporting Person. (b) Percent of Class: ---------------- See Row 11 of cover page for each Reporting Person. (c) Number of shares as to which such person has: -------------------------------------------- (i) Sole power to vote or to direct the vote: ---------------------------------------- See Row 5 of cover page for each Reporting Person. (ii) Shared power to vote or to direct the vote: ------------------------------------------ See Row 6 of cover page for each Reporting Person. (iii) Sole power to dispose or to direct the disposition of: --------------------------------------------------- See Row 7 of cover page for each Reporting Person. (iv) Shared power to dispose or to direct the disposition of: ---------------------------------------- See Row 8 of cover page for each Reporting Person. Page 22 of 26 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS -------------------------------------------- Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. --------------------------------------------------------------- Under certain circumstances set forth in the partnership agreements of A5, AISTF, AK5, AI96, AI99C, ACPFP, ECPP and SFP, and the limited liability company agreements of A5A, AISTFA and AK5A the general partners, limited partners, members or shareholders, as the case may be, of each of such entities may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the issuer owned by each such entity of which they are a partner or shareholder. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY ------------------------------------------------------------------ Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. --------------------------------------------------------- Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. ------------------------------ Not applicable ITEM 10. CERTIFICATION. ------------- Not applicable Page 23 of 26 SIGNATURES ---------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 2001 Entities: Accel V L.P. Accel V Associates L.L.C. Accel Internet/Strategic Technology Fund L.P. Accel Internet/Strategic Technology Fund Associates L.L.C. Accel Keiretsu V L.P. Accel Keiretsu V Associates L.L.C. Accel Investors '96 L.P. Accel Investors '99(C) L.P. ACP Family Partnership L.P. Ellmore C. Patterson Partners Swartz Family Partnership L.P. By: /s/ G. Carter Sednaoui ------------------------ G. Carter Sednaoui, Attorney-in-fact for the above-listed entities Individuals: James W. Breyer Luke. B. Evnin Eugene D. Hill, III Arthur C. Patterson G. Carter Sednaoui James R. Swartz J. Peter Wagner By: /s/ G. Carter Sednaoui ------------------------- G. Carter Sednaoui, Attorney-in-fact for the above-listed individuals Page 24 of 26 EXHIBIT INDEX ------------- Found on Sequentially Exhibit Numbered Page - ------------------------------------------------------------------------------- Exhibit A: Agreement of Joint Filing 25 Exhibit B: Reference to G. Carter Sednaoui as Attorney-in-Fact 26 EX-99.(A) 2 0002.txt AGREEMENT OF JOINT FILING Page 25 of 26 EXHIBIT A --------- Agreement of Joint Filing ------------------------- The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of Avici Systems, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G.. Date: February 14, 2001 Entities: Accel V L.P. Accel V Associates L.L.C. Accel Internet/Strategic Technology Fund L.P. Accel Internet/Strategic Technology Fund Associates L.L.C. Accel Keiretsu V L.P. Accel Keiretsu V Associates L.L.C. Accel Investors '96 L.P. Accel Investors '99(C) L.P. ACP Family Partnership L.P. Swartz Family Partnership L.P. By: /s/ G. Carter Sednaoui ------------------------- G. Carter Sednaoui, Attorney-in-fact for the above-listed entities Individuals: James W. Breyer Luke. B. Evnin Eugene D. Hill, III Arthur C. Patterson G. Carter Sednaoui James R. Swartz J. Peter Wagner By: /s/ G. Carter Sednaoui ------------------------- G. Carter Sednaoui, Attorney-in-fact for the above-listed individuals EX-99.(B) 3 0003.txt REF. TO G. CARTER SEDNAOUI AS ATTY-IN-FACT Page 26 of 26 EXHIBIT B --------- Reference to G. Carter Sednaoui as Attorney-in-Fact ---------------------------------------------------- G. Carter Sednaoui has signed the enclosed documents as Attorney-In- Fact. Note that copies of the applicable Power of Attorneys are already on file with the appropriate agencies. -----END PRIVACY-ENHANCED MESSAGE-----