EDGAR Filing Documents for 0001094831-10-000040

Form 4 - Statement of changes in beneficial ownership of securities:

SEC Accession No. 0001094831-10-000040

Filing Date

2010-10-04

Accepted

2010-10-04 16:04:13

Documents

Period of Report

2010-09-30

Document Format Files

Seq	Description	Document	Type	Size
1	PRIMARY DOCUMENT	edgar.html	4
1	PRIMARY DOCUMENT	edgar.xml	4	7257
	Complete submission text file	0001094831-10-000040.txt		8980

Mailing Address 499 PARK AVENUE NEW YORK NY 10022

Business Address 499 PARK AVENUE NEW YORK NY 10022 212-610-2200

IRS No.: 134063515 | State of Incorp.: DE | Fiscal Year End: 1231
SIC: 6200 Security & Commodity Brokers, Dealers, Exchanges & Services

Mailing Address

Business Address

Type: 4 | Act: 34 | File No.: 000-28191 | Film No.: 101105785