0001094792-18-000017.txt : 20180619
0001094792-18-000017.hdr.sgml : 20180619
20180619182418
ACCESSION NUMBER: 0001094792-18-000017
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180616
FILED AS OF DATE: 20180619
DATE AS OF CHANGE: 20180619
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCDONALD JOHN T
CENTRAL INDEX KEY: 0001094792
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36720
FILM NUMBER: 18908202
MAIL ADDRESS:
STREET 1: C/O UPLAND SOFTWARE INC.
STREET 2: 401 CONGRESS AVE., SUITE 1850
CITY: AUSTIN
STATE: TX
ZIP: 78701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Upland Software, Inc.
CENTRAL INDEX KEY: 0001505155
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 272992077
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 401 CONGRESS AVE.
STREET 2: SUITE 1850
CITY: AUSTIN
STATE: TX
ZIP: 78701
BUSINESS PHONE: 512-960-1010
MAIL ADDRESS:
STREET 1: 401 CONGRESS AVE.
STREET 2: SUITE 1850
CITY: AUSTIN
STATE: TX
ZIP: 78701
FORMER COMPANY:
FORMER CONFORMED NAME: Silverback Acquisition Corp
DATE OF NAME CHANGE: 20101105
4
1
wf-form4_152944703561051.xml
FORM 4
X0306
4
2018-06-16
0
0001505155
Upland Software, Inc.
UPLD
0001094792
MCDONALD JOHN T
401 CONGRESS AVE., STE 1850
AUSTIN
TX
78701
1
1
0
0
CEO
Common Stock
2018-06-16
4
F
0
10473
35.27
D
1716695
D
Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities.
Excludes 193,738 shares held indirectly by MLFPF&S as Cust. FBO J.McDonald IRA for a total of 1,910,433 shares.
/s/ Toni D. Nguyen, Attorney-In-Fact
2018-06-19