0001094584-20-000001.txt : 20200211
0001094584-20-000001.hdr.sgml : 20200211
20200211163303
ACCESSION NUMBER: 0001094584-20-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200211
DATE AS OF CHANGE: 20200211
EFFECTIVENESS DATE: 20200211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIN OAK INVESTMENT ADVISORS INC
CENTRAL INDEX KEY: 0001094584
IRS NUMBER: 760291093
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05631
FILM NUMBER: 20597063
BUSINESS ADDRESS:
STREET 1: 510 BERING
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77057
BUSINESS PHONE: 7138718300
MAIL ADDRESS:
STREET 1: 510 BERING
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77057
13F-HR
1
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0001094584
XXXXXXXX
12-31-2019
12-31-2019
PIN OAK INVESTMENT ADVISORS INC
510 BERING
SUITE 100
HOUSTON
TX
77057
13F HOLDINGS REPORT
028-05631
N
Chris Mitchell
Analyst
7138718300
Chris Mitchell
Houston
TX
02-11-2020
0
391
124394
false
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1474
SH
SOLE
1474
0
0
Ishares Core High
ETF
46429B663
121
1230
SH
SOLE
1230
0
0
Ishares Core Msci Eafe
ETF
46432F842
40
615
SH
SOLE
615
0
0
iShares Core MSCI
ETF
46434G103
88
1641
SH
SOLE
1641
0
0
iShares Japan Indx
ETF
46434G822
347
5850
SH
SOLE
5850
0
0
Itau Unibanco Holdin
ADR
465562106
9
1002
SH
SOLE
1002
0
0
JP Morgan Chase
COM
46625H100
379
2721
SH
SOLE
2721
0
0
Johnson & Johnson
COM
478160104
1609
11028
SH
SOLE
11028
0
0
Kayne Anderson MLP Invt
COM
486606106
1721
123571
SH
SOLE
123571
0
0
Kimbell Royalty Partners
LTD PARTN
49435R102
2798
164580
SH
SOLE
164580
0
0
Kimberly Clark
COM
494368103
28
200
SH
SOLE
200
0
0
Kinder Morgan Inc
COM
49456B101
205
9681
SH
SOLE
9681
0
0
Kohls Corp
COM
500255104
2
37
SH
SOLE
37
0
0
Koninklijke Philips
COM
500472303
40
827
SH
SOLE
827
0
0
Hrtfrd Mltfctr Emrgng
ETF
518416201
1
43
SH
SOLE
43
0
0
Estee Lauderco Inc
CL A
518439104
2
11
SH
SOLE
11
0
0
Lennar Corp
COM
526057104
1367
24496
SH
SOLE
24496
0
0
Eli Lilly
COM
532457108
24
186
SH
SOLE
186
0
0
Lockheed Martin Corp
COM
539830109
92
236
SH
SOLE
236
0
0
Lowes Cos Inc
COM
548661107
16
135
SH
SOLE
135
0
0
MPLX LP
COM
55336V100
68
2660
SH
SOLE
2660
0
0
MSCI Inc
Com
55354G100
127
490
SH
SOLE
490
0
0
Macquarie Infrastructure Company LLC
COM
55608B105
4229
98711
SH
SOLE
98711
0
0
Magellan Prtnrs LP
LTD PARTN
559080106
377
5995
SH
SOLE
5995
0
0
Main Street Capital Corp
COM
56035L104
12
280
SH
SOLE
280
0
0
Marathon Oil
COM
565849106
52
3806
SH
SOLE
3806
0
0
Marathon Pete Corp
COM
56585A102
175
2909
SH
SOLE
2909
0
0
Marsh & McLennan
COM
571748102
32
288
SH
SOLE
288
0
0
Martin Marietta Matr
COM
573284106
24
86
SH
SOLE
86
0
0
MasterCard Inc
CL A
57636Q104
318
1065
SH
SOLE
1065
0
0
McDonald's
COM
580135101
96
486
SH
SOLE
486
0
0
Merck & Co Inc New
COM
58933Y105
237
2611
SH
SOLE
2611
0
0
MFS Intermediate High Income Fund
ETF
59318T109
87
31142
SH
SOLE
31142
0
0
Microsoft Inc
COM
594918104
1839
11659
SH
SOLE
11659
0
0
Microchip Technology
COM
595017104
27
261
SH
SOLE
261
0
0
Micron Technology Inc
COM
595112103
8
142
SH
SOLE
142
0
0
Mitsubishi U F J Finan
COM
606822104
10
1780
SH
SOLE
1780
0
0
Mondelez Intl Inc Cl A
CL A
609207105
492
8940
SH
SOLE
8940
0
0
Mosaic Co
COM
61945C103
7
304
SH
SOLE
304
0
0
Murphy Oil Corp Hldg
COM
626717102
10
360
SH
SOLE
360
0
0
Myriad Genetics Inc
COM
62855J104
54
2000
SH
SOLE
2000
0
0
NGL Energy Partners LP
COM
62913M107
24
2091
SH
SOLE
2091
0
0
NRG Energy
COM
629377508
20
500
SH
SOLE
500
0
0
National Grid ADR
ADR
636274409
14
228
SH
SOLE
228
0
0
Natl Oilwell Varco
COM
637071101
30
1210
SH
SOLE
1210
0
0
Netflix Inc
COM
64110L106
89
276
SH
SOLE
276
0
0
New Mountain Finance Corp
COM
647551100
3263
237494
SH
SOLE
237494
0
0
Nexstar Broadcasting Group Inc
CL A
65336K103
3500
29849
SH
SOLE
29849
0
0
NextEra Energy Inc
COM
65339F101
48
199
SH
SOLE
199
0
0
Nike Inc
CL B
654106103
436
4307
SH
SOLE
4307
0
0
Nordstrom Inc
COM
655664100
2
40
SH
SOLE
40
0
0
Norfolk Southern Corp
COM
655844108
240
1235
SH
SOLE
1235
0
0
Novagold Res Inc New
COM
66987E206
215
23985
SH
SOLE
23985
0
0
Novartis AG
COM
66987V109
71
747
SH
SOLE
747
0
0
Nucor Corp
COM
670346105
2
34
SH
SOLE
34
0
0
Nustar Energy LP
COM
67058H102
13
500
SH
SOLE
500
0
0
Nuveen Municipal Credit
ETF
67070X101
1
59
SH
SOLE
59
0
0
Nuveen Mun Valu
COM
670928100
5
475
SH
SOLE
475
0
0
O Reilly Automotive
COM
67103H107
220
502
SH
SOLE
502
0
0
Oasis Petroleum, Inc.
COM
674215108
454
139280
SH
SOLE
139280
0
0
Occidental Petroleum
COM
674599105
1873
45448
SH
SOLE
45448
0
0
Omnicom Group
COM
681919106
14
178
SH
SOLE
178
0
0
Omega Hlthcare Invts
COM
681936100
8
200
SH
SOLE
200
0
0
Oneok Inc
COM
682680103
50
661
SH
SOLE
661
0
0
Oracle Corp
COM
68389X105
101
1910
SH
SOLE
1910
0
0
Oshkosh Corp
COM
688239201
26
276
SH
SOLE
276
0
0
PNC Financial Services
COM
693475105
25
154
SH
SOLE
154
0
0
PPG Industries
COM
693506107
22
163
SH
SOLE
163
0
0
Palo Alto Networks
COM
697435105
16
70
SH
SOLE
70
0
0
Parker-Hannifin Corp
COM
701094104
22
108
SH
SOLE
108
0
0
Paychex Inc
COM
704326107
14
159
SH
SOLE
159
0
0
Paypal Holdings Incorpor
COM
70450Y103
203
1873
SH
SOLE
1873
0
0
Peabody Energy Corp
COM
704551100
2
182
SH
SOLE
182
0
0
Pembina Pipeline Corp
COM
706327103
23
613
SH
SOLE
613
0
0
Pennantpark Invt Corp
COM
708062104
1991
304952
SH
SOLE
304952
0
0
PennantPark Floating Rate Capital Ltd
COM
70806A106
2914
239241
SH
SOLE
239241
0
0
Pepsico
COM
713448108
356
2603
SH
SOLE
2603
0
0
Pfizer Inc
COM
717081103
2173
55466
SH
SOLE
55466
0
0
Philip Morris Intl
COM
718172109
130
1526
SH
SOLE
1526
0
0
Phillips 66
COM
718546104
179
1609
SH
SOLE
1609
0
0
Phillips 66 Partners LP
COM
718549207
23
368
SH
SOLE
368
0
0
PIMCO Investment Grade Corporate Bd ETF
ETF
72201R817
220
2000
SH
SOLE
2000
0
0
Pioneer Natural Res
COM
723787107
73
485
SH
SOLE
485
0
0
Plains All-Amer Pipe
LTD PARTN
726503105
1500
81558
SH
SOLE
81558
0
0
Procter & Gamble Co
COM
742718109
356
2850
SH
SOLE
2850
0
0
Prudential Financial
COM
744320102
7
79
SH
SOLE
79
0
0
Public Storage
COM
74460D109
4
20
SH
SOLE
20
0
0
Qualcomm Inc
COM
747525103
2
27
SH
SOLE
27
0
0
Qurate Retail Inc
COM
74915M100
4
447
SH
SOLE
447
0
0
Regeneron Pharms Inc
COM
75886F107
142
377
SH
SOLE
377
0
0
Rio Tinto PLC
Com
767204100
8
132
SH
SOLE
132
0
0
Rockwell Automation
COM
773903109
20
100
SH
SOLE
100
0
0
Royal Dutch Shell B
ADR
780259107
728
12147
SH
SOLE
12147
0
0
Royal Dutch Shell
ADR
780259206
458
7763
SH
SOLE
7763
0
0
S&P Depository Receipts
ETF
78462F103
1232
3829
SH
SOLE
3829
0
0
Streetracks Gold Shs
COM
78463V107
946
6620
SH
SOLE
6620
0
0
SPDR DJ Wilshire Reit
ETF
78464A607
299
2928
SH
SOLE
2928
0
0
Spdr S&P Dividend Etf
ETF
78464A763
183
1699
SH
SOLE
1699
0
0
SPDR S&P Homebuilders
ETF
78464A888
75
1650
SH
SOLE
1650
0
0
Diamonds Trust Ser I
ETF
78467X109
113
397
SH
SOLE
397
0
0
Salesforce.com Inc
COM
79466L302
122
749
SH
SOLE
749
0
0
Sap Se ADR
ADR
803054204
33
249
SH
SOLE
249
0
0
Sasol Limited
LTD PARTN
803866300
4
183
SH
SOLE
183
0
0
Schlumberger Ltd
COM
806857108
35
862
SH
SOLE
862
0
0
Schwab US Broad Market
ETF
808524102
13
173
SH
SOLE
173
0
0
Schwab US LCAP ETF
ETF
808524201
171
2225
SH
SOLE
2225
0
0
Schw US Scap Etf
ETF
808524607
86
1135
SH
SOLE
1135
0
0
Sector Spdr Materials Sel
ETF
81369Y100
10
156
SH
SOLE
156
0
0
Sector Spdr Energy Sel
ETF
81369Y506
8
125
SH
SOLE
125
0
0
Tech Sel Sector SPDR
ETF
81369Y803
64
698
SH
SOLE
698
0
0
Sector Spdr Util Sel
ETF
81369Y886
92
1420
SH
SOLE
1420
0
0
Sempra Energy
COM
816851109
135
889
SH
SOLE
889
0
0
ServiceNow Inc
COM
81762P102
87
309
SH
SOLE
309
0
0
Sherwin Williams
COM
824348106
104
179
SH
SOLE
179
0
0
Sony Corp
COM
835699307
25
372
SH
SOLE
372
0
0
Southern Company
COM
842587107
31
485
SH
SOLE
485
0
0
Southern Company
COM
842587107
53
2000
SH
SOLE
2000
0
0
Starbucks Corp
COM
855244109
225
2557
SH
SOLE
2557
0
0
Steel Dynamics Inc
COM
858119100
1
30
SH
SOLE
30
0
0
Stryker Corp
COM
863667101
56
268
SH
SOLE
268
0
0
Sun Communities
COM
866674104
14
90
SH
SOLE
90
0
0
Sysco Corp
COM
871829107
77
900
SH
SOLE
900
0
0
TJX Companies Inc
COM
872540109
15
248
SH
SOLE
248
0
0
Taiwan Semiconductr
LTD PARTN
874039100
38
649
SH
SOLE
649
0
0
Tallgrass Energy GP LP
CL A
874696107
35
1562
SH
SOLE
1562
0
0
Target Corp
COM
87612E106
27
213
SH
SOLE
213
0
0
Targa Resources Corp
COM
87612G101
38
920
SH
SOLE
920
0
0
Teva Pharmaceutical Industries Ltd
LTD PARTN
881624209
10
1054
SH
SOLE
1054
0
0
Texas Instruments
COM
882508104
61
475
SH
SOLE
475
0
0
3M Company
COM
88579Y101
28
161
SH
SOLE
161
0
0
Tortoise Energy
COM
89147L100
1276
71187
SH
SOLE
71187
0
0
Total Fina ADR
COM
89151E109
60
1078
SH
SOLE
1078
0
0
Travelers Companies Inc
COM
89417E109
137
997
SH
SOLE
997
0
0
Truist Finl Corp Com
COM
89832Q109
17
302
SH
SOLE
302
0
0
Twitter Inc
COM
90184L102
14
449
SH
SOLE
449
0
0
Tyler Technologies
COM
902252105
38
125
SH
SOLE
125
0
0
Tyson Foods
COM
902494103
26
290
SH
SOLE
290
0
0
Unilever ADR
ADR
904767704
11
184
SH
SOLE
184
0
0
Unilever
COM
904784709
31
539
SH
SOLE
539
0
0
Union Pacific
COM
907818108
219
1210
SH
SOLE
1210
0
0
United Rentals
Com
911363109
2285
13700
SH
SOLE
13700
0
0
United Technologies
COM
913017109
36
240
SH
SOLE
240
0
0
United Healthcare
COM
91324P102
31
107
SH
SOLE
107
0
0
Valero Energy
COM
91913Y100
194
2067
SH
SOLE
2067
0
0
Market Vectors Etf TRUST
ETF
92189F106
15
500
SH
SOLE
500
0
0
Vanguard Div Apprciation
ETF
921908844
541
4338
SH
SOLE
4338
0
0
Vanguard FTSE Developed Markets ETF
ETF
921943858
1483
33652
SH
SOLE
33652
0
0
Vanguard High Dividend Yield
ETF
921946406
23
249
SH
SOLE
249
0
0
Vanguard FTSE Emerging Mkts ETF
ETF
922042858
294
6600
SH
SOLE
6600
0
0
Vanguard Energy ETF
ETF
92204A306
81
1000
SH
SOLE
1000
0
0
Vanguard Financials
ETF
92204A405
15
200
SH
SOLE
200
0
0
Vanguard Health Care
ETF
92204A504
19
100
SH
SOLE
100
0
0
Vanguard Russell 1000 Value ETF
ETF
92206C714
20
171
SH
SOLE
171
0
0
Vanguard S&P 500 ETF
ETF
922908363
1883
6367
SH
SOLE
6367
0
0
Vanguard Midcap Growth ETF
ETF
922908538
1231
7755
SH
SOLE
7755
0
0
Vanguard REIT ETF
ETF
922908553
74
793
SH
SOLE
793
0
0
Vanguard Growth
ETF
922908736
56
309
SH
SOLE
309
0
0
Vanguard Value ETF
ETF
922908744
1720
14352
SH
SOLE
14352
0
0
Vanguard Total Stock Market ETF
ETF
922908769
166
1016
SH
SOLE
1016
0
0
Verizon Comm
COM
92343V104
78
1268
SH
SOLE
1268
0
0
Visa Inc
COM
92826C839
434
2310
SH
SOLE
2310
0
0
Vodafone Grp PLC ADR
COM
92857W308
10
494
SH
SOLE
494
0
0
W P Carey Inc
COM
92936U109
199
2490
SH
SOLE
2490
0
0
W P Carey Inc
COM
92936U109
92
1150
SH
SOLE
1150
0
0
Wabtec
COM
929740108
1
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SH
SOLE
7
0
0
Walmart
COM
931142103
1070
9005
SH
SOLE
9005
0
0
Walgreens Boots Alli
COM
931427108
11
192
SH
SOLE
192
0
0
Wells Fargo & Co
COM
949746101
123
2282
SH
SOLE
2282
0
0
Western Asset Premier Bond
ETF
957664105
22
1475
SH
SOLE
1475
0
0
Western Asset Managed High Inc
COM
95766K109
991
195378
SH
SOLE
195378
0
0
Western Midstream Partners LP
LTD PARTN
958669103
50
2534
SH
SOLE
2534
0
0
Weyerhauser
COM
962166104
10
340
SH
SOLE
340
0
0
Whiting Petroleum Corp
COM
966387409
270
36798
SH
SOLE
36798
0
0
Williams Companies
COM
969457100
158
6656
SH
SOLE
6656
0
0
WisdomTree Dividend ex-Financials ETF
ETF
97717W406
14
148
SH
SOLE
148
0
0
WisdomTree SmallCap Dividend ETF
ETF
97717W604
48
1670
SH
SOLE
1670
0
0
Yamana Gold Inc
COM
98462Y100
4
1000
SH
SOLE
1000
0
0
Zoetis Inc
CL A
98978V103
299
2256
SH
SOLE
2256
0
0
Allegion PLC
COM
G0176J109
26
212
SH
SOLE
212
0
0
Allergan Inc
COM
G0177J108
306
1600
SH
SOLE
1600
0
0
Accenture Ltd
COM
G1151C101
309
1469
SH
SOLE
1469
0
0
Brookfield Infra Partners
COM
G16252101
6
120
SH
SOLE
120
0
0
Johnson Controls Inc
COM
G51502105
19
473
SH
SOLE
473
0
0
Linde PLC
COM
G5494J103
17
81
SH
SOLE
81
0
0
Medtronic Inc
COM
G5960L103
53
463
SH
SOLE
463
0
0
Alcon Inc
ORD SHS
H01301128
16
277
SH
SOLE
277
0
0
The Chubb Corporation
COM
H1467J104
34
219
SH
SOLE
219
0
0
Garmin Ltd
LTD PARTN
H2906T109
12
125
SH
SOLE
125
0
0
Check Point Software
COM
M22465104
34
305
SH
SOLE
305
0
0
AerCap Holdings NV
COM
N00985106
1233
20055
SH
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20055
0
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Core Laboratories NV
COM
N22717107
14
372
SH
SOLE
372
0
0
NXP Semiconductors
COM
N6596X109
8
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SH
SOLE
63
0
0
Yandex N V
COM
N97284108
10
223
SH
SOLE
223
0
0
Royal Caribbean Crui
COM
V7780T103
27
200
SH
SOLE
200
0
0
Flextronics Intl Ltd
LTD PARTN
Y2573F102
3
200
SH
SOLE
200
0
0