0001225208-12-018805.txt : 20120831 0001225208-12-018805.hdr.sgml : 20120831 20120831191354 ACCESSION NUMBER: 0001225208-12-018805 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120830 FILED AS OF DATE: 20120831 DATE AS OF CHANGE: 20120831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mattersight Corp CENTRAL INDEX KEY: 0001094348 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 364304577 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 S. WACKER DRIVE #820 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 877-235-6925 MAIL ADDRESS: STREET 1: 200 S. WACKER DRIVE #820 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: ELOYALTY CORP DATE OF NAME CHANGE: 19990902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GAITHER JAMES C CENTRAL INDEX KEY: 0001199037 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27975 FILM NUMBER: 121069314 MAIL ADDRESS: STREET 1: 755 PAGE MILL ROAD, SUITE A-200 CITY: PALO ALTO STATE: CA ZIP: 94304-1005 4 1 doc4.xml X0306 4 2012-08-30 0001094348 Mattersight Corp MATR 0001199037 GAITHER JAMES C 755 PAGE MILL ROAD, SUITE A-200 PALO ALTO CA 94304-1005 1 Common Stock 2012-08-30 4 P 0 18640.0000 5.3084 A 2032081.0000 I By Ltd Partnership (SHV) Common Stock 2012-08-30 4 P 0 62.0000 5.3084 A 1913.0000 I By Ltd Partnership (TAL) Common Stock 2012-08-30 4 P 0 62.0000 5.3084 A 36854.0000 I By Trust (Trustee) Common Stock 1671.0000 D Common Stock 5853.0000 I By Ltd Partnership (SHAI) Common Stock 14847.0000 I By Ltd Partnership (SHQP) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.1650 to $5.4250, inclusive. The reporting person undertakes to provide to Mattersight Corporation, any security holder of Mattersight Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Shares held by Sutter Hill Ventures, A California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, A California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Shares held by a limited partnership of which the reporting person is the trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust. Shares held by Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Shares held by Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. /s/ Robert Yin, by power of attorney 2012-08-31