-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RVgpbGnkdUR5nGrQTXjW2VDh/ZrbTUuBnNnkHBp4++1qzCPeBfFpXcPX4Gbv6Wm6 ObHMWvBbzoP/gpngiqoSNA== 0001193125-05-199654.txt : 20051011 0001193125-05-199654.hdr.sgml : 20051010 20051011172242 ACCESSION NUMBER: 0001193125-05-199654 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20051011 DATE AS OF CHANGE: 20051011 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WATER PIK TECHNOLOGIES INC CENTRAL INDEX KEY: 0001094286 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC HOUSEWARES & FANS [3634] IRS NUMBER: 251843384 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-57247 FILM NUMBER: 051133451 BUSINESS ADDRESS: STREET 1: 23 CORPORATE PLAZA STREET 2: STE 246 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9497193700 MAIL ADDRESS: STREET 1: 23 CORPORATE PLZ STREET 2: STE 246 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SIMMONS RICHARD P CENTRAL INDEX KEY: 0000921448 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1000 SIX PPG PLACE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4123942836 MAIL ADDRESS: STREET 1: JOH D WALTON STREET 2: 1000 SIX PPG PLACE CITY: PITTSBURGH STATE: PA ZIP: 15222 SC 13D/A 1 dsc13da.htm AMENDMENT NUMBER 1 TO SCHEDULE 13-D Amendment Number 1 to Schedule 13-D

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Schedule 13D/A

(Amendment No. 1)

 

 

Under the Securities Exchange Act of 1934

 

 

WATER PIK TECHNOLOGIES, INC.


(Name of Issuer)

 

 

Common Stock, par value $0.01 per share


(Title of Class of Securities)

 

 

94113U 10 0


(CUSIP Number)

 

 

Kevin R. Evanich, P.C., Kirkland & Ellis,

200 East Randolph Drive, Chicago, IL 60601 (312) 861-2200


(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

 

 

September 6, 2005


(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.    x

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

Page 1 of 4 Pages


  1.  

Name of Reporting Person

 

            Richard P. Simmons

   
  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  x

   
  3.  

SEC Use Only

 

   
  4.  

Source of Funds

 

            N/A

   
  5.  

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ¨
  6.  

Citizenship or Place of Organization

 

            U.S.A.

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  7.    Sole Voting Power

 

                672,690


  8.    Shared Voting Power

 

                0


  9.    Sole Dispositive Power

 

                672,690


10.    Shared Dispositive Power

 

                0

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

672,690

   
12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares

 

 

x

 

13.  

Percent of Class Represented by Amount in Row (11)

 

 

 

5.5%

14.  

Type of Reporting Person

 

  IN

 

 

Page 2 of 4 Pages


Item 5 of the Statement on Schedule 13D dated May 30, 2003 as amended, is hereby further amended and restated in its entirety as follows:

 

Item 5.    Interest in Securities of the Issuer.

 

  (a) - (b)   At the date of this Statement, Mr. Simmons has sole voting and dispositive power with respect to 672,690 shares of Water Pik Common Stock, representing approximately 5.5% of the total number of the issued and outstanding shares of Water Pik Common Stock (based on information contained in the Form 10-Q Quarterly Report of the Company for the quarter ended June 30, 2005).

 

  (c)   The following sales of Water Pik Common Stock were effected by Mr. Simmons since August 12, 2005, through brokers’ transactions on the New York Stock Exchange.

 

Trade Date


   Amount of
Securities


   Price Per Share

September 2, 2005

   100    $ 20.10

September 2, 2005

   600    $ 20.05

September 6, 2005

   4,900    $ 20.10

September 6, 2005

   2,200    $ 20.15

September 7, 2005

   700    $ 20.15

September 9, 2005

   1,000    $ 20.15

September 12, 2005

   4,600    $ 20.25

September 12, 2005

   1,100    $ 20.15

September 12, 2005

   5,000    $ 20.20

September 13, 2005

   400    $ 20.25

September 13, 2005

   200    $ 20.30

September 30, 2005

   900    $ 20.30

October 3, 2005

   600    $ 21.51

October 3, 2005

   5,000    $ 21.20

October 3, 2005

   2,100    $ 21.13

October 3, 2005

   1,600    $ 21.25

October 3, 2005

   500    $ 21.27

October 3, 2005

   400    $ 21.26

October 3, 2005

   200    $ 21.35

October 3, 2005

   200    $ 21.30

October 3, 2005

   5,000    $ 21.15

October 3, 2005

   900    $ 21.40

October 3, 2005

   3,900    $ 20.30

October 3, 2005

   5,000    $ 20.35

October 3, 2005

   5,000    $ 20.40

October 3, 2005

   5,000    $ 20.45

October 3, 2005

   3,500    $ 21.20

October 4, 2005

   5,000    $ 21.25

October 4, 2005

   5,000    $ 21.35

 

  (d)   The R. P. Simmons Family Foundation (the “Foundation”) holds 11,895 shares of Water Pik Common Stock as a result of the Distribution, representing less than one percent of the issued and outstanding shares of Water Pik Common Stock. These shares have not been included in Items 5(a) and (b). The Trust Agreement by which the Foundation was created is irrevocable and provides in relevant part that the entire principal of and income from the assets of the Foundation may be expended only for use by such charitable organizations as are described in Section 501(c)(3) of the Internal Revenue Code of 1986, as amended (the “Code”) and are entitled to exemption from federal income tax under Section 501(a) of the Code, and no part thereof may be paid to or inure to the benefit of Mr. Simmons, any member of his family or any other private shareholder or individual. Although Mr. Simmons, as trustee of the Foundation, has the sole power to vote and direct the disposition of such shares, he disclaims any beneficial ownership of such shares. The filing of this Statement shall not be construed as an admission that Mr. Simmons is the beneficial owner of any of such shares for the purpose of Section 13(d), 13(g) or 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose whatsoever. The Foundation may make sales of certain of the shares reported in this paragraph (d) from time to time to provide funds for the Foundation’s charitable purposes and for the purpose of diversifying the Foundation’s assets.

 

  (e)   Not applicable.

 

 

Page 3 of 4 Pages


SIGNATURE

 

After reasonable inquiry and to the best of the undersigned’s knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

Date:  October 11, 2005

 

/S/    RICHARD P. SIMMONS


Richard P. Simmons

 

Page 4 of 4 Pages

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