-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MbWHuSFTo6L46xQbuuD7Zk/LxlDTNhfVwM2PCZHPmO6q5+/rkMvLmyGLZVA+E4vr OWAFXrcY85rgoP51tGEP6g== 0001095811-00-001085.txt : 20000424 0001095811-00-001085.hdr.sgml : 20000424 ACCESSION NUMBER: 0001095811-00-001085 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000421 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WATER PIK TECHNOLOGIES INC CENTRAL INDEX KEY: 0001094286 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC HOUSEWARES & FANS [3634] IRS NUMBER: 251843384 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-57247 FILM NUMBER: 606638 BUSINESS ADDRESS: STREET 1: 660 NEWPORT CENTER DRIVE STREET 2: STE 470 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9497193700 MAIL ADDRESS: STREET 1: 660 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SINGLETON CAROLINE W CENTRAL INDEX KEY: 0001093740 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 335 N MAPLE DR STREET 2: STE 177 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 BUSINESS PHONE: 3102781177 MAIL ADDRESS: STREET 1: 335 N MAPLE DR STREET 2: STE 177 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 SC 13G/A 1 AMENDMENT TO SCHEDULE 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) * Water Pik Technologies, Inc. ---------------------------------------------------------------- (Name of Issuer) Common Stock ------------------------------------------------- (Title of Class of Securities) 94113U 10 0 ---------------------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4. 2 ------------------------- ------------------------- CUSIP No. 94113U 10 0 13G Page 2 of 4 Pages ------------------------- ------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Caroline W. Singleton, Sole Trustee of the Singleton Family Trust - -------------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (A)[ ] (B)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZEN OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 ---------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 ---------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 ---------------------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] Not Applicable - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- -2- 3 ------------------------- ------------------------- CUSIP No. 94113U 10 0 13G Page 3 of 4 Pages ------------------------- ------------------------- THESE STATEMENTS RELATE TO THE SCHEDULE 13G FILED ON FEBRUARY 11, 2000 BY CAROLINE W. SINGLETON AS THE SOLE TRUSTEE OF THE SINGLETON FAMILY TRUST WITH REGARD TO THE BENEFICIAL OWNERSHIP OF COMMON STOCK, PAR VALUE $.01 PER SHARE OF WATER PIK TECHNOLOGIES, INC. (THE "COMPANY") AND CONSTITUTES AMENDMENT NO. 1 THERETO. THE FOLLOWING ITEMS ARE AMENDED AND RESTATED IN THEIR ENTIRETY. ITEM 4. OWNERSHIP. The Survivor's Trust of the Singleton Family Trust (the "TRUST"), of which I am the sole trustee is transferring 699,966 shares (the "SHARES") of the common stock, $.01 par value per share (the "COMMON STOCK") of the Company to the Singleton Group LLC, a Delaware limited liability company (the "LLC"), of which the Trust is the sole member. I no longer have voting and dispositive powers with respect to the Shares as the trustee of the Trust. However, I share voting and dispositive powers with respect to the Shares as a manager of the LLC, and will report beneficial ownership of the Shares as a member of a group on a joint 13G with the LLC and the other managers of the LLC. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF CLASS As of the date hereof, I, in my capacity as the sole trustee of the Trust, and the Trust have ceased to be the beneficial owners of more than five percent of a class of the Company's securities. ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. [Signature Page Follows] -3- 4 ------------------------- ------------------------- CUSIP No. 94113U 10 0 13G Page 4 of 4 Pages ------------------------- ------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: April 19, 2000 /s/ CAROLINE W. SINGLETON -------------------------------------- Caroline W. Singleton, as Sole Trustee of the Singleton Family Trust -4- -----END PRIVACY-ENHANCED MESSAGE-----